Rex Securities Law

What Rex Securities Law does

Rex Securities Law is a boutique U.S. securities litigation law firm founded by attorney Robert Rex circa 1998, operating under the Dickenson Murphy Rex & Sloan partnership of professional corporations. The firm exclusively represents investors — primarily individuals, retirees, and expats — in FINRA arbitration and civil securities fraud matters against broker-dealers, with practice areas covering elder financial exploitation, annuity switching losses, REITs and alternative investments, Delaware Statutory Trust disputes, GWG L-Bond recovery, and expat investor cases. The firm has offices in Boca Raton, Florida and Austin, Texas, and serves clients across the United States and in more than a dozen international jurisdictions.

The business runs on a contingent fee model under which clients pay no legal fees unless the firm successfully recovers damages, with free initial consultations used to screen and convert leads. Lead generation is driven primarily by organic content marketing — a sustained blog and per-broker investigation landing pages optimized for investor-protection search terms — supplemented by referrals and direct outreach via toll-free, Florida, and Texas phone lines plus an online contact form. The team is small (1-10 employees, with one named attorney and one legal secretary), and the firm holds industry credentials including the Martindale-Hubbell AV Preeminent rating, Florida Legal Elite recognition, and membership in the Florida and Texas state bars.

There is no proprietary technology platform, software product, or AI/ML capability disclosed; the firm's value proposition rests on the founder's 25+ years of specialized securities law experience, quoted presence in the Wall Street Journal, a publicly visible record of named broker investigations, and a contingency-fee model that eliminates client-side financial risk. Over its 25+ year operating history, the firm reports recovering millions in damages from major Wall Street and regional brokerage firms on behalf of investor clients.

Name

Rex Securities Law

Legal name

Dickenson Murphy Rex & Sloan

Website

https://rexsecuritieslaw.com

Company type

Private

Founded year

1968

Operating status

Operating

Headcount range

1–10 employees

Short description

Rex Securities Law is a boutique plaintiff-side securities law firm that represents individual investors, retirees, and expats in FINRA arbitration and securities fraud matters against broker-dealers on a contingent fee basis from offices in Boca Raton, FL and Austin, TX.

Ownership category

akta.pro rank

Product category

Securities Litigation Legal Services

SIC

Services-Legal Services (8111)

akta.pro primary industry

Litigation Support & Expert Witness Services (BPAHALAG)

Keywords

• Securities litigation
• FINRA arbitration
• Investor recovery
• Stockbroker malpractice
• Securities fraud law

Headquarters

HQ city

Boca Raton

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Others

Revenue model

1. Contingent Fee Legal Services: Most cases handled on a contingent fee basis, meaning no legal fees unless the firm is successful in recovering damages for the client. Initial case evaluations are provided at no charge.

Pricing tiers

Go-to-market motion2 records

Distribution channels3 records

Marketing channels5 records

Core offering

Rex Securities Law is a securities litigation law firm that represents individual investors in FINRA arbitration and civil court proceedings to recover losses caused by stockbroker malpractice, negligence, fraud, and misconduct. Most cases are handled on a contingent fee basis with free initial consultations, and the firm pursues claims against major and regional brokerage firms nationwide and internationally. Practice areas include FINRA arbitration, securities fraud litigation, elder financial abuse, annuity switching disputes, REITs and alternative investments, DST/1031 exchange losses, GWG L-Bond recovery, and expat investor representation.

Product overview

Rex Securities Law is a securities litigation and arbitration law firm that provides legal representation to investors nationwide and internationally who have suffered investment losses due to stockbroker malpractice, fraud, and securities violations. The firm operates a unified legal services model centered on FINRA arbitration representation and securities fraud litigation, supported by specialized practice areas covering elder financial abuse, annuity disputes, REITs and alternative investments, DST 1031 exchanges, GWG L-Bond recovery, and expat investor representation. Most cases are handled on a contingent fee basis.

Differentiator

Problem solved

Functional benefit

Products and services

• FINRA Arbitration Representation

Quantifiable outcome

• Over 25 years of securities law experience representing investors
• +1 more outcomes

Named customers7 records

Segments3 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• Dickenson Murphy Rex & SloancoreOthersPartnership of professional corporations comprised of: Dickenson Rex and Sloan, P.A., Dickenson Law, P.A., T.N. Murphy, Jr., P.A., Law Office of Robert H. Rex, P.C., and Barbara A. Sloan, P.A. This partnership structure supports the legal practice of Rex Securities Law.

Scale indicators4 records

Recent moves6 records

Expansion highlights5 records

Direct peers

• Zamansky LLC: Plaintiff securities arbitration and investment-fraud firm representing individual investors against broker-dealers. Closely comparable in business model (contingent-fee, FINRA arbitration focus, individual investor clientele) and scale (small specialist practice).
• Shepherd, Finkelman, Miller & Shah: Plaintiff securities and investor-protection firm handling FINRA arbitration and securities class actions. Comparable in representing investors against broker-dealer misconduct, though materially larger and with broader class-action capability.
• Scott+Scott LLP: Plaintiff law firm with a dedicated securities litigation practice representing investors in individual and class actions against broker-dealers and issuers. Comparable in investor-side securities work and FINRA arbitration representation.
• Gana Weinstein LLP: Plaintiff securities arbitration firm representing investors against brokerage firms for fraud, unsuitable recommendations, and negligence. Closely comparable in niche focus, contingency model, and target client base of individual investors.

Broad incumbents

• Kessler Topaz Meltzer & Check, LLP: Established plaintiff securities firm handling securities class actions and individual investor arbitration/litigation. Comparable in representing investors against corporate and brokerage misconduct, with materially greater scale and class-action capability.
• Pomerantz LLP: Long-standing plaintiff securities litigation firm with class action and individual investor representation capabilities. Comparable in targeting investor losses from broker/issuer misconduct, but operating at substantially larger scale and broader scope.
• Berger Montague PC: Complex litigation firm with a securities practice representing investors in arbitration and class actions against brokerages and issuers. Comparable in investor-side securities work, with significantly broader practice areas and headcount.
• Robbins Geller Rudman & Dowd LLP: Largest U.S. plaintiff securities firm, focused on securities class actions with adjacent investor-side arbitration work. Comparable end-client base (investors with losses) but materially larger scale and class-action orientation.
• Hagens Berman Sobol Shapiro LLP: Plaintiff firm with securities litigation and arbitration practice against broker-dealers and issuers. Comparable in representing defrauded investors, though with broader practice footprint including consumer and antitrust class actions.
• Labaton Sucharow LLP: Plaintiff securities firm representing investors in class actions and individual arbitrations against broker-dealers and corporations. Comparable in investor-side securities advocacy, with substantially greater scale and class-action focus.

Market position

Strengths4 records

Weaknesses5 records

Competitive moat3 records

Key risks5 records

Key highlights7 records

Customer concentration

• Xx.com/roberthrex
• Facebookfacebook.com/Rex-Securities-Law-100032787026082
• LinkedInlinkedin.com/company/rex-securities-law

Revenue estimate

Valuation estimate

Number of profiles

Profiles2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Rex Securities Law