Steve Barrett
- Company typePrivate
- Founded1991
- HeadquartersMonrovia, United States
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
Steve Barrett firmographics
Firmographics- Name
- Steve Barrett
- Legal name
- Steve Garrett and Associates, Inc.
- Website
- https://garrett-associates.net
- Company type
- Private
- Founded year
- 1991
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Ownership category
- akta.pro rank
Steve Barrett industry classification
Industry- Product category
- Investment Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282), Services-Management Consulting Services (8742)
- akta.pro primary industry
- Employer Retirement Plan Advisory (401(k)/Pension) (FSAEABAE)
- akta.pro secondary industry
- Investor Education, Research & Portfolio Analytics Services (Retail) (FSAAAAAO)
Keywords
Where Steve Barrett is headquartered
LocationHeadquarters
- HQ city
- Monrovia
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Steve Barrett business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Others
Revenue model
- Investment Advisory Services: Fee-based investment advisory services for individuals and small corporate retirement plans. Services structured through retainer agreements with clear terms and straightforward fees. The firm provides personalized investment strategies and money management.
- Expert Witness Services: Litigation consulting and expert witness services for Federal and State Courts and regulatory organizations including FINRA and NASD arbitrations. Billed through retainer arrangements.
- Financial Presentations: Structured educational presentations and mentoring for financial professionals. Delivered through video content for advisors, supervisors, and investors.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Retainer-based fee structure |
Go-to-market motion1 record
Distribution channels3 records
Marketing channels2 records
Steve Barrett product offering
Product offeringCore offering
Steve Garrett and Associates is a Registered Investment Adviser that provides personalized investment advisory and portfolio management services to individual investors and small corporate retirement plans. The firm additionally offers expert witness and litigation consulting services in federal and state courts and FINRA/NASD proceedings covering securities supervision, suitability, and fiduciary standards, alongside educational video presentations for financial advisers, supervisors, and investors.
Product overview
Steve Garrett and Associates is a single-firm Registered Investment Adviser offering three core service lines: Investment Adviser Services (portfolio management and financial advisory), Expert Witness/Litigation Consulting Services, and Educational Presentations. The firm was founded in 1991 and is affiliated with LPL Financial Services. The three services are offered through separate sub-domains and target different customer segments: direct investment clients, legal/regulatory proceedings clients, and professional development audiences.
Differentiator
Problem solved
Functional benefit
Products and services
- Investment Adviser Services Registered Investment Adviser providing personalized investment strategies, portfolio management, and financial advisory services to individuals and small corporate retirement plans under a fiduciary standard, with assets custodied at LPL Financial.
Companies that use Steve Barrett
Customer profileNamed customers2 records
Segments3 records
Ideal customer profiles3 records
Steve Barrett technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Steve Barrett partnerships and signals
Strategic signalScale indicators3 records
Recent moves6 records
Expansion highlights4 records
Steve Barrett competitors and assessment
Company assessmentBroad incumbents
- Focus Financial Partners: A partnership and acquisition platform for independent RIAs and wealth management firms. Comparable to Steve Garrett and Associates as a roll-up vehicle for independent investment advisory businesses of the type Steve Garrett operates, though at vastly greater scale and with institutional backing.
- Hightower Advisors: A national RIA and wealth management firm partnering with independent advisors serving high-net-worth and retirement-plan clients. Comparable as a scaled independent RIA partnership model competing for the same individual and corporate retirement-plan client segments as Steve Garrett and Associates.
- Cambridge Investment Research: An independent broker-dealer and RIA custodian supporting thousands of independent financial advisors — directly comparable to the LPL Financial affiliation that Steve Garrett and Associates relies on for custody and broker-dealer infrastructure.
- Cetera Financial Group: A leading independent broker-dealer and RIA custodian serving thousands of independent advisors. Comparable to LPL as a competing custody and broker-dealer platform for advisors structured similarly to Steve Garrett and Associates.
- Fisher Investments: A large independent investment adviser managing discretionary portfolios for individual and institutional clients. Comparable to Steve Garrett and Associates as a privately-held RIA serving individuals with portfolio management, though at substantially greater scale.
- NERA Economic Consulting: A global economic and financial consulting firm providing expert witness and litigation support services in securities, finance, and regulatory matters. Comparable to Steve Garrett and Associates' expert witness practice for federal/state courts and FINRA proceedings, though at far greater scale and breadth.
- Analysis Group: A leading economic, financial, and strategy consulting firm providing expert testimony and litigation consulting in securities and financial-services disputes. Comparable to Steve Garrett and Associates' expert witness services for courts and regulatory/arbitration panels, but operating as a large multi-office professional services firm.
Direct peers
- Edelman Financial Services: An independent Registered Investment Adviser providing fee-only financial planning and investment advisory to individuals and businesses. Directly comparable to Steve Garrett and Associates in core RIA service model and individual/small-business client base, with similar fiduciary positioning though at much larger scale.
Emerging players
- Empower Personal Dashboard (formerly Personal Capital): A technology-enabled wealth management and RIA platform combining digital tools with human advisors for individuals and retirement-plan participants. Represents the digitally-native advisory model that competes with traditional solo RIAs like Steve Garrett and Associates for the same individual investor segment.
- Wealthfront: A leading automated investment advisory platform offering portfolio management and financial planning to retail investors. Comparable to Steve Garrett and Associates as a competing investment-advice provider for individual investors, with a fully digital delivery model that pressures traditional solo-ria economics.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights5 records
Customer concentration
Steve Barrett social profiles
Digital presenceSteve Barrett financial estimates
Financial estimateRevenue estimate
Valuation estimate
Steve Barrett leadership team
Management profileNumber of profiles
Profiles1 record
Steve Barrett funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Steve Barrett M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Steve Barrett
What does Steve Barrett do?
Steve Garrett and Associates is a Registered Investment Adviser that provides personalized investment advisory and portfolio management services to individual investors and small corporate retirement plans. The firm additionally offers expert witness and litigation consulting services in federal and state courts and FINRA/NASD proceedings covering securities supervision, suitability, and fiduciary standards, alongside educational video presentations for financial advisers, supervisors, and investors.
Is Steve Barrett a public or private company?
Steve Barrett is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Steve Barrett founded?
Steve Barrett was founded in 1991. It employs 1 to 10 people.
Where is Steve Barrett based?
Steve Barrett is headquartered in Monrovia, United States, in the North America region.
How does Steve Barrett make money?
Three revenue lines are on record. Investment Advisory Services are the primary driver. The others are expert Witness Services and financial Presentations.
Who are Steve Barrett's main competitors?
Broad incumbents on record are Focus Financial Partners, Hightower Advisors, Cambridge Investment Research, Cetera Financial Group, Fisher Investments, NERA Economic Consulting and Analysis Group. Edelman Financial Services is listed as a direct peer. Emerging players are Empower Personal Dashboard (formerly Personal Capital) and Wealthfront.
Does Steve Barrett have an API?
No public API is recorded for Steve Barrett.
What industry is Steve Barrett in?
Steve Barrett's product category is Investment Advisory Services. Its primary akta.pro industry code is FSAEABAE, Employer Retirement Plan Advisory (401(k)/Pension), with a secondary code of FSAAAAAO, Investor Education, Research & Portfolio Analytics Services (Retail). Its NAICS code is 523940 and its SIC code is 6282.