Outsourced Compliance Group
Outsourced Compliance Group, LLC is a U.S. boutique compliance consulting firm that delivers outsourced compliance programs, outsourced CCO services, and project-based regulatory work to SEC investment advisers, broker-dealers, commodity pool operators, and municipal advisers, powered by the Orion Compliance platform.
- Company typePrivate
- Founded2023
- HeadquartersPittsburgh, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What Outsourced Compliance Group does
Outsourced Compliance Group, LLC ("OCG") is a U.S.-based, privately held boutique compliance consulting firm that delivers outsourced compliance programs, outsourced Chief Compliance Officer (CCO) services, and project-based regulatory work to SEC-registered investment advisers, broker-dealers, CFTC-registered commodity pool operators and commodity trading advisors, and municipal advisers. Founded and led by Sarah D'Amico, the firm serves clients that typically service private funds, registered funds, high net worth individuals, retail investors, and commodity pools. The core service is a comprehensive outsourced compliance program in which OCG develops and maintains a customized compliance program — including risk assessments, policies and procedures, a compliance calendar, recurring client calls, and unlimited consulting — culminating in an annual compliance report.
The firm's technology backbone is the Orion Compliance platform, a web-based compliance management solution that OCG configures with over 100 customized tests and filings per client and continuously updates for new regulations, risk alerts, best practices, and enforcement actions. OCG also performs discrete project work such as SEC/FINRA/CFTC registrations, mock examinations, email review, code of ethics monitoring, and marketing reviews. The team of approximately 17 professionals is composed almost entirely of alumni from Hardin Compliance Consulting, Cipperman Compliance Services, Foreside Financial, ACA Group, and Federated Investors (now Federated Hermes), many with prior outsourced CCO experience and securities-licensed credentials.
OCG operates a sales-led, low-volume go-to-market motion anchored on its website (compliancegroupllc.com), offering quote-based pricing delivered within 24 hours and the ability to begin work immediately. Revenue is generated through annual subscription engagements for ongoing compliance services, professional services fees for project work, and managed services fees for outsourced CCO engagements. The firm is founder-owned, has no disclosed institutional investment, parent company, or funding rounds, and positions itself as a boutique alternative to larger compliance consulting consolidators such as ACA Group.
Outsourced Compliance Group firmographics
Firmographics- Name
- Outsourced Compliance Group
- Legal name
- Outsourced Compliance Group, LLC
- Website
- https://compliancegroupllc.com
- Company type
- Private
- Founded year
- 2023
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Outsourced Compliance Group, LLC is a U.S. boutique compliance consulting firm that delivers outsourced compliance programs, outsourced CCO services, and project-based regulatory work to SEC investment advisers, broker-dealers, commodity pool operators, and municipal advisers, powered by the Orion Compliance platform.
- Ownership category
- akta.pro rank
Outsourced Compliance Group industry classification
Industry- Product category
- Regulatory Compliance Consulting
- NAICS
- Office Administrative Services (5611)
- SIC
- Services-Management Consulting Services (8742)
- akta.pro primary industry
- Risk, Compliance & Internal Controls Consulting (BPAHACAJ)
- akta.pro secondary industries
- Regulatory Compliance Advisory (BPAHAFAB), Compliance Technology, GRC Platforms & Controls Automation Advisory (BPAHAFAO)
Keywords
Where Outsourced Compliance Group is headquartered
LocationHeadquarters
- HQ city
- Pittsburgh
- HQ country
- United States
- HQ region
- North America
Markets served
Outsourced Compliance Group business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales
Revenue model
- Ongoing Compliance Services: Comprehensive outsourced compliance program with regular recurring client calls and unlimited consulting. Core service includes developing and maintaining customized compliance programs for ongoing regulatory obligations.
- Project-Based Engagements: Specific project work including SEC/FINRA/CFTC registrations, mock examinations, drafting policies and procedures, risk assessments, email review, code of ethics monitoring, and marketing reviews.
- Outsourced CCO Services: In certain circumstances, OCG serves as a client's outsourced Chief Compliance Officer, providing ongoing leadership and compliance oversight.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Quote-based pricing tailored to client needs |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels2 records
Outsourced Compliance Group product offering
Product offeringCore offering
Outsourced Compliance Group provides a comprehensive outsourced compliance program for SEC-registered investment advisers, broker-dealers, commodity pool operators, and municipal advisers. The firm works with each client's CCO on an ongoing basis to develop and maintain customized compliance programs, including risk assessments, policies and procedures, compliance calendars, testing, regulatory filings, and annual compliance reports, supplemented by unlimited consulting and recurring client calls.
Product overview
Outsourced Compliance Group is a boutique compliance consulting firm offering professional services rather than a software product platform. Their core offering is a comprehensive outsourced compliance program, which includes a web-based testing program powered by Orion Compliance featuring over 100 tests and filings. Services are delivered through ongoing client relationships with regular calls and unlimited consulting. They also offer project-based engagements and, in certain circumstances, serve as outsourced Chief Compliance Officers. The company works with investment advisers, commodity pool operators, broker-dealers, and municipal advisers serving private funds, registered funds, high net worth individuals, retail investors, and commodity pools.
Differentiator
Problem solved
Functional benefit
Products and services
- Comprehensive Outsourced Compliance Program
Quantifiable outcome
- Over 100 tests and filings customized to each client through their compliance platform
Companies that use Outsourced Compliance Group
Customer profileSegments4 records
Ideal customer profiles4 records
Outsourced Compliance Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature3 records
Outsourced Compliance Group partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Orion CompliancecoreOCG utilizes Orion Compliance as their web-based compliance management platform. Orion Compliance is an end-to-end compliance management solution built upon an always exam-ready reporting infrastructure. The platform powers OCG's proprietary compliance program with over 100 tests and filings customized to each client.
Recent moves5 records
Expansion highlights4 records
Outsourced Compliance Group competitors and assessment
Company assessmentDirect peers
- National Regulatory Services (NRS): Long-standing U.S. compliance consulting firm providing registration, outsourced CCO, and regulatory advisory services to investment advisers, broker-dealers, and other financial services firms. Directly comparable to OCG in target clientele and service scope.
- ACA Group: Largest scaled compliance consulting and GRC services firm in the U.S., formed through the merger of ACA Compliance and Foreside Financial (which had previously acquired Hardin Compliance Consulting). Provides outsourced CCO, regulatory consulting, and compliance technology to investment advisers, broker-dealers, and other financial firms — the same clientele OCG targets.
- Core Compliance: Boutique compliance consulting firm specializing in outsourced compliance programs for SEC-registered investment advisers, with similar service offerings around policies and procedures, testing, mock exams, and regulatory filings to OCG.
- Cipperman Compliance Services: Boutique compliance consulting firm where OCG founder Sarah D'Amico previously served as Managing Director. Cipperman provides outsourced compliance services, CCO support, and regulatory advisory to SEC-registered investment advisers and private fund managers in direct competition with OCG.
- RIA in a Box: Compliance consulting and SaaS platform provider for registered investment advisers offering outsourced compliance support, regulatory filings, and cybersecurity/Risk assessments. Competes with OCG for the same RIA client base, particularly small to mid-sized advisory firms.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Outsourced Compliance Group social profiles
Digital presenceOutsourced Compliance Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
Outsourced Compliance Group leadership team
Management profileNumber of profiles
Profiles17 records
Outsourced Compliance Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Outsourced Compliance Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Outsourced Compliance Group
What does Outsourced Compliance Group do?
Outsourced Compliance Group provides a comprehensive outsourced compliance program for SEC-registered investment advisers, broker-dealers, commodity pool operators, and municipal advisers. The firm works with each client's CCO on an ongoing basis to develop and maintain customized compliance programs, including risk assessments, policies and procedures, compliance calendars, testing, regulatory filings, and annual compliance reports, supplemented by unlimited consulting and recurring client calls.
Is Outsourced Compliance Group a public or private company?
Outsourced Compliance Group is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Outsourced Compliance Group founded?
Outsourced Compliance Group was founded in 2023. It employs 1 to 10 people.
Where is Outsourced Compliance Group based?
Outsourced Compliance Group is headquartered in Pittsburgh, United States, in the North America region.
How does Outsourced Compliance Group make money?
Three revenue lines are on record. Ongoing Compliance Services are the primary driver. The others are project-Based Engagements and outsourced CCO Services.
Who are Outsourced Compliance Group's main competitors?
Direct peers on record are National Regulatory Services (NRS), ACA Group, Core Compliance, Cipperman Compliance Services and RIA in a Box.
Does Outsourced Compliance Group have an API?
No public API is recorded for Outsourced Compliance Group.
What industry is Outsourced Compliance Group in?
Outsourced Compliance Group's product category is Regulatory Compliance Consulting. Its primary akta.pro industry code is BPAHACAJ, Risk, Compliance & Internal Controls Consulting, with a secondary code of BPAHAFAB, Regulatory Compliance Advisory. Its NAICS code is 5611 and its SIC code is 8742.