kovack advisors, inc. shield capital
Shield Capital is a Livingston, New Jersey-based financial advisory practice operating under Kovack Advisors, Inc., serving individual investors and families with protection, insurance, asset allocation, and annuity services through its affiliation with Kovack Securities.
- Company typePrivate
- Founded2000
- HeadquartersLivingston, United States
- Headcount—
- GTM typeB2C
- OfferingServices
What kovack advisors, inc. shield capital does
Shield Capital is a private financial advisory practice that operates under Kovack Advisors, Inc., headquartered in Livingston, New Jersey, with affiliated operations through Kovack Securities in Fort Lauderdale, Florida. Founded in 2000 by Scott Doyle (President) and Timothy Davis (Co-Founder and Vice President), each bringing 25+ years of industry experience and Columbia University academic credentials, the firm serves individual investors and families through a relationship-based advisory model. The stated employee count is 2-10, consistent with a small two-advisor retail wealth practice.
The firm's service offering spans four core lines: protection products covering stocks, bonds, and options; insurance products; asset allocation and portfolio management; and variable and fixed annuities. Distribution and regulatory infrastructure is provided through Kovack Securities, a FINRA/SIPC-registered broker-dealer, and Kovack Advisors, indicating an outsourced compliance, custody, and product-shelf model rather than proprietary technology. No AI, machine-learning, or proprietary digital platform is referenced in the available data.
Revenue mechanics are not publicly disclosed. The acquisition funnel is built on free initial consultations targeted at individual investors and families, with monetization likely through advisory fees on managed assets and commissions on insurance and annuity placements. No pricing schedules, AUM figures, client counts, or financial disclosures are available, leaving scale and revenue trajectory undisclosed.
kovack advisors, inc. shield capital firmographics
Firmographics- Name
- kovack advisors, inc. shield capital
- Legal name
- Shield Capital
- Website
- https://shieldcapital.net
- Company type
- Private
- Founded year
- 2000
- Operating status
- Operating
- Short description
- Shield Capital is a Livingston, New Jersey-based financial advisory practice operating under Kovack Advisors, Inc., serving individual investors and families with protection, insurance, asset allocation, and annuity services through its affiliation with Kovack Securities.
- Ownership category
- akta.pro rank
kovack advisors, inc. shield capital industry classification
Industry- Product category
- Financial Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940), Finance and Insurance (52)
- SIC
- Investment Advice (6282), Insurance Agents, Brokers & Service (6411), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Fixed Income Brokerage (Bonds) (FSAEACAJ)
Keywords
Where kovack advisors, inc. shield capital is headquartered
LocationHeadquarters
- HQ city
- Livingston
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
kovack advisors, inc. shield capital business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Infrastructure
Revenue model
- Financial Advisory and Management Fees: Shield Capital generates revenue through financial advisory fees, likely including asset-under-management (AUM) fees, advisory fees, and commissions on financial products sold (insurance, annuities, securities). The firm offers protection services (stocks, bonds), insurance products, asset allocation management, and variable/fixed annuities. Revenue is derived from both recurring advisory relationships and transaction-based commissions on financial products.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Annual | Free consultation for prospective clients |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels1 record
kovack advisors, inc. shield capital product offering
Product offeringCore offering
Shield Capital provides personalized financial planning and wealth management services to individual investors and families. Offerings include protection products (stocks, options, bonds), insurance coverage (health, life, long-term care, disability), asset allocation and retirement account management (IRAs, 401(k)s, 529 plans), and variable and fixed annuities. Advisory services are offered through Kovack Advisors, Inc., while securities are offered through Kovack Securities, Inc. (Member FINRA/SIPC).
Product overview
Shield Capital is a financial advisory firm offering a unified suite of financial planning services. The core portfolio includes four integrated service areas: Protection Services (investment products like stocks, options, and bonds), Insurance Services (health, life, long-term care, and disability coverage), Asset Allocation & Management (portfolio management, education savings, retirement accounts), and Variable & Fixed Annuities (retirement income products). These services are designed to work together to provide comprehensive financial planning from protection through wealth building to retirement income.
Differentiator
Problem solved
Functional benefit
Products and services
- Protection Products (Stocks, Options, Bonds)
- Insurance Coverage Services
- Asset Allocation and Retirement Account Management
- Variable and Fixed Annuities
Companies that use kovack advisors, inc. shield capital
Customer profileNamed customers1 record
Segments1 record
Ideal customer profiles1 record
kovack advisors, inc. shield capital technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
kovack advisors, inc. shield capital partnerships and signals
Strategic signalScale indicators2 records
Recent moves3 records
kovack advisors, inc. shield capital competitors and assessment
Company assessmentDirect peers
- Edward Jones: Large U.S. retail financial advisory franchise serving individual investors and families with personalized planning, retirement, insurance, and investment products — directly comparable to Shield Capital's individual-client, advice-led model at much greater scale.
- Commonwealth Financial Network: Independent broker-dealer/RIA that supports thousands of independent financial advisors offering retirement, insurance, and wealth management services to individuals — the closest comparable to Shield Capital's advisor-led, multi-product model.
- Cetera Financial Group: Independent broker-dealer/RIA network serving independent financial advisors who deliver retirement, investment, and insurance solutions to individuals — same operational archetype as Shield Capital, but with institutional support and scale.
Broad incumbents
- LPL Financial: Largest independent broker-dealer in the U.S., supporting tens of thousands of financial advisors across retail advisory, retirement, and insurance practices — comparable offerings to Shield Capital but operating at massive scale with proprietary technology and resources.
- Raymond James Financial Services: Diversified financial services firm offering broker-dealer and RIA services to independent financial advisors serving individual clients with investment, retirement, and insurance solutions — broader and larger, but the same advisor-driven distribution model.
- Northwestern Mutual: Major U.S. financial services company offering life insurance, disability income, annuities, and investment products through a captive advisor force — overlapping with Shield Capital's insurance and annuity offerings, though distributed through company-aligned advisors.
- New York Life: Mutual insurance and wealth management company offering life insurance, long-term care, annuities, and investment advisory services through career agents — directly comparable insurance/wealth product set but via a captive agent model at significantly greater scale.
- Fisher Investments: Large independent RIA providing discretionary portfolio management to high-net-worth individuals and institutions — comparable investment advisory business but with institutional scale, proprietary research, and a much larger AUM base than Shield Capital.
Emerging players
- Vanguard Personal Advisor Services: Hybrid robo-advisor combining digital portfolio management with human advisor access — competes with Shield Capital for retail wealth management clients with a low-fee, technology-led model that pressures traditional advisor economics.
- Charles Schwab Intelligent Portfolios: Robo-advisory platform offered by Charles Schwab providing automated portfolio management at low cost — represents the digital alternative increasingly competing with traditional advisory firms like Shield Capital for mass-affluent and retirement savers.
Market position
Strengths3 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights6 records
Customer concentration
kovack advisors, inc. shield capital financial estimates
Financial estimateRevenue estimate
Valuation estimate
kovack advisors, inc. shield capital leadership team
Management profileNumber of profiles
Profiles2 records
kovack advisors, inc. shield capital funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
kovack advisors, inc. shield capital M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about kovack advisors, inc. shield capital
What does kovack advisors, inc. shield capital do?
Shield Capital provides personalized financial planning and wealth management services to individual investors and families. Offerings include protection products (stocks, options, bonds), insurance coverage (health, life, long-term care, disability), asset allocation and retirement account management (IRAs, 401(k)s, 529 plans), and variable and fixed annuities. Advisory services are offered through Kovack Advisors, Inc., while securities are offered through Kovack Securities, Inc. (Member FINRA/SIPC).
Is kovack advisors, inc. shield capital a public or private company?
kovack advisors, inc. shield capital is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was kovack advisors, inc. shield capital founded?
kovack advisors, inc. shield capital was founded in 2000.
Where is kovack advisors, inc. shield capital based?
kovack advisors, inc. shield capital is headquartered in Livingston, United States, in the North America region.
How does kovack advisors, inc. shield capital make money?
One revenue line is on record: financial Advisory and Management Fees.
Who are kovack advisors, inc. shield capital's main competitors?
Direct peers on record are Edward Jones, Commonwealth Financial Network and Cetera Financial Group. Broad incumbents are LPL Financial, Raymond James Financial Services, Northwestern Mutual, New York Life and Fisher Investments. Emerging players are Vanguard Personal Advisor Services and Charles Schwab Intelligent Portfolios.
Does kovack advisors, inc. shield capital have an API?
No public API is recorded for kovack advisors, inc. shield capital.
What industry is kovack advisors, inc. shield capital in?
kovack advisors, inc. shield capital's product category is Financial Advisory Services. Its primary akta.pro industry code is FSAEACAJ, Fixed Income Brokerage (Bonds). Its NAICS code is 523940 and its SIC code is 6282.