kovack advisors, inc. shield capital

What kovack advisors, inc. shield capital does

Shield Capital is a private financial advisory practice that operates under Kovack Advisors, Inc., headquartered in Livingston, New Jersey, with affiliated operations through Kovack Securities in Fort Lauderdale, Florida. Founded in 2000 by Scott Doyle (President) and Timothy Davis (Co-Founder and Vice President), each bringing 25+ years of industry experience and Columbia University academic credentials, the firm serves individual investors and families through a relationship-based advisory model. The stated employee count is 2-10, consistent with a small two-advisor retail wealth practice.

The firm's service offering spans four core lines: protection products covering stocks, bonds, and options; insurance products; asset allocation and portfolio management; and variable and fixed annuities. Distribution and regulatory infrastructure is provided through Kovack Securities, a FINRA/SIPC-registered broker-dealer, and Kovack Advisors, indicating an outsourced compliance, custody, and product-shelf model rather than proprietary technology. No AI, machine-learning, or proprietary digital platform is referenced in the available data.

Revenue mechanics are not publicly disclosed. The acquisition funnel is built on free initial consultations targeted at individual investors and families, with monetization likely through advisory fees on managed assets and commissions on insurance and annuity placements. No pricing schedules, AUM figures, client counts, or financial disclosures are available, leaving scale and revenue trajectory undisclosed.

Name

kovack advisors, inc. shield capital

Legal name

Shield Capital

Website

https://shieldcapital.net

Company type

Private

Founded year

2000

Operating status

Operating

Short description

Shield Capital is a Livingston, New Jersey-based financial advisory practice operating under Kovack Advisors, Inc., serving individual investors and families with protection, insurance, asset allocation, and annuity services through its affiliation with Kovack Securities.

Ownership category

akta.pro rank

Product category

Financial Advisory Services

NAICS

Portfolio Management and Investment Advice (523940), Finance and Insurance (52)

SIC

Investment Advice (6282), Insurance Agents, Brokers & Service (6411), Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Fixed Income Brokerage (Bonds) (FSAEACAJ)

Keywords

• Financial advisory services
• Retirement planning
• Wealth management
• Insurance planning
• Investment management

Headquarters

HQ city

Livingston

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Infrastructure

Revenue model

1. Financial Advisory and Management Fees: Shield Capital generates revenue through financial advisory fees, likely including asset-under-management (AUM) fees, advisory fees, and commissions on financial products sold (insurance, annuities, securities). The firm offers protection services (stocks, bonds), insurance products, asset allocation management, and variable/fixed annuities. Revenue is derived from both recurring advisory relationships and transaction-based commissions on financial products.

Pricing tiers

Go-to-market motion1 record

Distribution channels1 record

Marketing channels1 record

Core offering

Shield Capital provides personalized financial planning and wealth management services to individual investors and families. Offerings include protection products (stocks, options, bonds), insurance coverage (health, life, long-term care, disability), asset allocation and retirement account management (IRAs, 401(k)s, 529 plans), and variable and fixed annuities. Advisory services are offered through Kovack Advisors, Inc., while securities are offered through Kovack Securities, Inc. (Member FINRA/SIPC).

Product overview

Shield Capital is a financial advisory firm offering a unified suite of financial planning services. The core portfolio includes four integrated service areas: Protection Services (investment products like stocks, options, and bonds), Insurance Services (health, life, long-term care, and disability coverage), Asset Allocation & Management (portfolio management, education savings, retirement accounts), and Variable & Fixed Annuities (retirement income products). These services are designed to work together to provide comprehensive financial planning from protection through wealth building to retirement income.

Differentiator

Problem solved

Functional benefit

Products and services

• Protection Products (Stocks, Options, Bonds)
• Insurance Coverage Services
• Asset Allocation and Retirement Account Management
• Variable and Fixed Annuities

Named customers1 record

Segments1 record

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Scale indicators2 records

Recent moves3 records

Direct peers

• Edward Jones: Large U.S. retail financial advisory franchise serving individual investors and families with personalized planning, retirement, insurance, and investment products — directly comparable to Shield Capital's individual-client, advice-led model at much greater scale.
• Commonwealth Financial Network: Independent broker-dealer/RIA that supports thousands of independent financial advisors offering retirement, insurance, and wealth management services to individuals — the closest comparable to Shield Capital's advisor-led, multi-product model.
• Cetera Financial Group: Independent broker-dealer/RIA network serving independent financial advisors who deliver retirement, investment, and insurance solutions to individuals — same operational archetype as Shield Capital, but with institutional support and scale.

Broad incumbents

• LPL Financial: Largest independent broker-dealer in the U.S., supporting tens of thousands of financial advisors across retail advisory, retirement, and insurance practices — comparable offerings to Shield Capital but operating at massive scale with proprietary technology and resources.
• Raymond James Financial Services: Diversified financial services firm offering broker-dealer and RIA services to independent financial advisors serving individual clients with investment, retirement, and insurance solutions — broader and larger, but the same advisor-driven distribution model.
• Northwestern Mutual: Major U.S. financial services company offering life insurance, disability income, annuities, and investment products through a captive advisor force — overlapping with Shield Capital's insurance and annuity offerings, though distributed through company-aligned advisors.
• New York Life: Mutual insurance and wealth management company offering life insurance, long-term care, annuities, and investment advisory services through career agents — directly comparable insurance/wealth product set but via a captive agent model at significantly greater scale.
• Fisher Investments: Large independent RIA providing discretionary portfolio management to high-net-worth individuals and institutions — comparable investment advisory business but with institutional scale, proprietary research, and a much larger AUM base than Shield Capital.

Emerging players

• Vanguard Personal Advisor Services: Hybrid robo-advisor combining digital portfolio management with human advisor access — competes with Shield Capital for retail wealth management clients with a low-fee, technology-led model that pressures traditional advisor economics.
• Charles Schwab Intelligent Portfolios: Robo-advisory platform offered by Charles Schwab providing automated portfolio management at low cost — represents the digital alternative increasingly competing with traditional advisory firms like Shield Capital for mass-affluent and retirement savers.

Market position

Strengths3 records

Weaknesses4 records

Competitive moat3 records

Key risks5 records

Key highlights6 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about kovack advisors, inc. shield capital