StarCompliance
StarCompliance provides unified regulatory compliance software (STAR Platform) for financial institutions and regulated firms, covering personal trading, MNPI, broker-dealer registration, individual accountability regimes, and emerging asset classes across 80+ countries.
- Company typePrivate
- Founded1999
- HeadquartersRockville, United States
- Headcount251–500
- GTM typeB2B
- OfferingSoftware
What StarCompliance does
StarCompliance, founded in 1999 and headquartered in Rockville, Maryland with a parallel European headquarters in York, United Kingdom, provides a unified regulatory compliance software platform — the STAR Platform — for the financial services industry and adjacent regulated sectors. The platform unifies employee and firm compliance workflows including personal account dealing, crypto dealing, gifts and hospitality, outside business activities, political donations, MNPI management, compliance control room, broker-dealer registration, and individual accountability regimes (SMCR in the UK, IAC in Singapore, IAF in Ireland, FAR in Australia). Its technical foundation includes a configurable rules engine powered by conditional logic, a Global Security Master covering 70+ million securities, a proprietary crypto master of 200K+ tokens and millions of NFTs, and integrations with Snowflake, SAP Concur, FINRA (direct two-way API), Thoughtspot, PowerBI, and Microsoft Azure. StarAssist, launched in May 2026, embeds explainable AI for natural-language interpretation of rule evaluations, and a June 2026 partnership with Kalshi extends surveillance to prediction markets.
The company operates a SaaS subscription revenue model with annual or multi-year enterprise contracts, complemented by professional services for implementation and tiered customer support including Star Premium Support with a dedicated Customer Success Manager. Go-to-market is sales-led, with enterprise field sales targeting large financial institutions and a 40% year-over-year growing GTM team. The customer base of 347 to 400+ enterprise clients (varying by source) and 1.35M+ active users spans asset managers, broker-dealers, banks, and private equity firms alongside regulated firms in energy, pharmaceuticals, healthcare, technology, and defense and aerospace, with a reported 99% retention rate. StarCompliance is privately held by Marlin Equity Partners and has executed four acquisitions since 2021 (Pentana Compliance, Six Lambda, ETHIX360, and Aer Compliance) to broaden its platform surface and geographic reach across 80+ countries.
StarCompliance firmographics
Firmographics- Name
- StarCompliance
- Legal name
- StarCompliance
- Website
- http://www.starcompliance.com
- Company type
- Private
- Founded year
- 1999
- Operating status
- Operating
- Headcount range
- 251–500 employees
- Short description
- StarCompliance provides unified regulatory compliance software (STAR Platform) for financial institutions and regulated firms, covering personal trading, MNPI, broker-dealer registration, individual accountability regimes, and emerging asset classes across 80+ countries.
- Ownership category
- akta.pro rank
StarCompliance industry classification
Industry- Product category
- Regulatory Compliance Software
- NAICS
- Software Publishers (513210)
- akta.pro primary industry
- IT Governance, Risk & Compliance (IT GRC) Platforms (HDAEALAK)
Keywords
Where StarCompliance is headquartered
LocationHeadquarters
- HQ city
- Rockville
- HQ country
- United States
- HQ region
- North America
Offices6 records
Markets served
StarCompliance business model
Business model- GTM type
- B2B
- Offering type
- Software
- Cost components
- Personnel, Technology or R&D, Marketing or Sales, Operations, Infrastructure
Revenue model
- Enterprise Compliance Software Subscriptions: SaaS-based subscription model for the STAR Platform providing employee and firm compliance technology. The platform is sold to enterprise financial institutions and regulated firms on a subscription basis with annual or multi-year contract terms.
- Professional Services: Implementation services, training, and configuration services provided by Professional Services team to help clients implement and optimize the STAR Platform.
- Customer Support Services: Tiered support services including Star Premium Support with dedicated Customer Success Manager for elevated support experience.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Enterprise subscription pricing based on organization size, modules selected, and deployment scope |
Go-to-market motion2 records
Distribution channels4 records
Marketing channels6 records
StarCompliance product offering
Product offeringCore offering
StarCompliance sells the STAR Platform, a cloud-based, configurable compliance software suite that unifies employee and firm compliance for financial institutions and regulated enterprises. The platform automates workflows including personal account dealing, crypto dealing, gifts and hospitality, political donations, broker-dealer registration, MNPI management, individual accountability regimes (SMCR, IAC, IAF, FAR), and trade surveillance. The company also provides related professional services for implementation, training, and premium customer support.
Product overview
StarCompliance offers a unified employee and firm compliance platform called STAR Platform. The portfolio includes employee compliance modules for Personal Account Dealing, Crypto Dealing (covering 35+ exchanges and 30+ blockchains), Private Investments, Gifts & Hospitality, Outside Business Activities, Political Donations & Activities, Firm Trade Surveillance, Sales Compliance Review, and Broker-Dealer Registration. Individual Accountability solutions span multiple jurisdictions including SMCR (UK), IAC (Singapore), IAF (Ireland), and FAR (Australia). Firm-level solutions include MNPI Management and Compliance Control Room. The platform provides AI capabilities through StarAssist for explainable decision-making, plus embedded analytics, mobile access via STAR Mobile, and integrations with Snowflake, SAP Concur Expense, FINRA, and PowerBI.
Differentiator
Problem solved
Functional benefit
Brands
- STAR Platform: The core technology platform providing employee and firm compliance solutions including personal account dealing, crypto dealing, gifts and hospitality, and other compliance modules.
- StarAssist
- STAR Mobile
Products and services
- STAR Platform Unified, cloud-ready employee and firm compliance platform providing real-time visibility across activities, risks, and decisions for regulated enterprises. Scalable, configurable, and multi-jurisdictional.
- Personal Account Dealing Automates and streamlines personal account dealing workflows across multiple asset classes with pre-clearance, trade surveillance, and certification management across 70M+ global securities.
- Crypto Dealing Monitors and controls employee activity across digital and tokenized assets with pre-trade clearance across 35+ exchanges and 30+ blockchains, including a proprietary crypto master of 200K+ tokens and millions of NFTs.
- Private Investments Simplifies declaration of private investments for employees holding non-publicly traded investments, with automated pre-clearance workflows and configurable rules.
- Gifts & Hospitality Streamlines pre-clearance and reporting for giving and receiving gifts and hospitality, supporting anti-bribery compliance and integration with SAP Concur.
- Outside Business Activities Manages employee activities outside the workplace including outside employment, board memberships, private company ownership, and speaking engagements.
- Political Donations & Activities Simplifies pre-clearance, monitoring, and reconciliation of employee political donations with pay-to-play threshold tracking.
- Firm Trade Surveillance Automates firm trade monitoring by comparing firm trades against watch lists and restricted lists at parent and ultimate parent levels.
- Sales Compliance Review Simplifies and systematizes sales oversight across the full sales lifecycle with automated risk detection, configurable workflows, and real-time monitoring.
- Broker-Dealer Registration Streamlines broker-dealer licensing and registration with direct two-way FINRA connectivity for automated data submission.
- Individual Accountability Purpose-built solution supporting SMCR, IAC, IAF, and FAR regulatory requirements from a single source of truth, including responsibilities maps, fitness & propriety workflows, and FCA directory persons data management.
- Training & Competency Tracks employee training, manages certifications, and ensures ongoing compliance through customizable oversight and pre-built certification templates.
- MNPI Management Centralizes MNPI oversight with tools for wall crossings, insider lists, restricted lists, and deal team monitoring from a single platform.
- Compliance Control Room Manages conflicts, monitors deal teams, and streamlines wall crossing workflows with centralized inside information data management.
- STAR Mobile Native app giving compliance end users an optimized on-the-go STAR Platform experience, with single sign-on, allowing employees to pre-clear activities and report transactions from anywhere.
- StarAssist AI-powered capability embedded within the STAR Platform that provides real-time, explainable insights for compliance decision-making by converting complex rule evaluations into plain-language explanations. Advisory only — no decisions are made or influenced by AI.
- Data Management Products, services, and vendor solutions for monitoring and managing compliance data, including the Global Security Master covering 70M+ global securities.
- Reporting & Analytics Proactive analytics through customizable dashboards and near-real-time reports, with 100+ standard templates and custom report building capabilities.
- Professional Services and Customer Support Implementation, training, configuration, and tiered customer support services for STAR Platform deployments, including premium support with a dedicated Customer Success Manager.
Quantifiable outcome
- 69% retention rate reported on main website
- +5 more outcomes
Companies that use StarCompliance
Customer profileNamed customers8 records
Segments9 records
Ideal customer profiles3 records
StarCompliance technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration8 records
AI capability4 records
Feature8 records
StarCompliance partnerships and signals
Strategic signalPartnerships
Eleven partnerships are on record, tiered core and minor.
- KalshicoreStrategic partnership to launch the financial industry's first enterprise-grade compliance solution for monitoring employee participation in prediction markets. The solution combines StarCompliance's established compliance technology platform with Kalshi's position as the world's largest prediction market. It provides automated surveillance across on-chain and off-chain prediction market ecosystems, configurable alerts based on transaction volume, trading patterns, and work-hour behavior, and centralized case management for financial institutions.
- SnowflakecoreTechnology partnership where Snowflake powers Star's Data Warehouse Connector providing compliance teams secure access to unlimited data, tools, applications and services for streamlined compliance processes.
- SAP ConcurcoreIntegration partnership connecting STAR with Concur Expense for automated expense matching, discrepancy resolution, and centralized expense compliance management. Available via SAP Concur App Center.
- Microsoft AzurecoreMicrosoft Gold Partner for Application Development with Azure cloud infrastructure. Access to tools and support from Microsoft for marketplace presence and working relationship.
- Salus GRCminorPartnership to bring enterprise-grade compliance technology to small and mid-sized firms through scalable, technology-driven tools. Salus GRC provides governance, risk, and compliance services.
- Huron Consulting GroupminorPartnership with Huron Consulting Group to support best-in-class employee compliance programs with management strategies helping organizations stay ahead of regulatory change.
- Global Risk ClinicminorPartnership providing governance, risk, and compliance consulting services to extend market reach.
- WiprominorImplementation and consulting partnership for compliance technology deployment.
- CCL AcademyminorPartnership providing compliance training and competency development content and services.
- OcorianminorChannel partnership for compliance services distribution.
- CFM PartnersminorPartnership providing financial compliance management consulting services.
Scale indicators11 records
Recent moves6 records
Expansion highlights7 records
StarCompliance competitors and assessment
Company assessmentDirect peers
- Navex Global: Navex is the closest direct peer, providing ethics and compliance software including whistleblower hotlines, policy management, and conflict-of-interest management. It competes head-to-head with StarCompliance in the employee compliance category within financial services.
- Wolters Kluwer Compliance Solutions: Wolters Kluwer offers regulatory compliance and employee screening solutions including compliance program management, KYC, and entity management. It is a direct competitor in employee compliance and regulatory content within financial services.
- Workiva: Workiva provides a connected cloud platform for compliance reporting, regulatory disclosures, and risk management. It overlaps with StarCompliance in compliance reporting and policy attestation, particularly for SEC and financial regulatory filings.
- Smarsh: Smarsh provides communications compliance and archiving solutions for regulated industries. While more focused on communications surveillance, it overlaps with StarCompliance's employee compliance monitoring for financial firms with strict recordkeeping requirements.
- OneSpan: OneSpan provides fraud prevention, e-signature, and identity verification solutions with growing overlap into compliance workflows for financial institutions. It competes in adjacent employee and customer identity assurance categories.
Emerging players
- Behavox: Behavox is an AI-native employee surveillance and communications monitoring platform for financial institutions. It overlaps with StarCompliance's surveillance and trade monitoring capabilities and represents an emerging AI-first competitor in employee compliance.
- Theta Lake: Theta Lake is an emerging player providing AI-based compliance surveillance for modern communication and collaboration tools. It addresses adjacent employee conduct risk and represents a competing technology approach to StarCompliance's surveillance modules.
Broad incumbents
- NICE Actimize: NICE Actimize is a broad financial-crime and compliance incumbent offering trade surveillance, AML, and market integrity solutions. Its trade surveillance suite directly competes with StarCompliance's firm-level trade monitoring capabilities at large financial institutions.
- ServiceNow GRC: ServiceNow offers integrated GRC and risk management as part of its broader enterprise platform. It overlaps with StarCompliance in policy attestation, audit, and risk workflows, posing a bundling threat in enterprise procurement decisions.
- Diligent (Galvanize/ACL): Diligent provides a broad GRC platform covering board management, risk, audit, and compliance. Its compliance modules overlap with StarCompliance in policy management, attestation, and employee compliance, particularly for regulated enterprises.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat6 records
Key risks6 records
Key highlights7 records
Customer concentration
StarCompliance social profiles
Digital presenceStarCompliance compliance and trust
Trust signalCompliance2 records
StarCompliance financial estimates
Financial estimateRevenue estimate
Valuation estimate
StarCompliance leadership team
Management profileNumber of profiles
Profiles8 records
StarCompliance subsidiaries and ownership
Company hierarchySubsidiaries2 records
StarCompliance funding detail
Funding detailFunding overview
Funding rounds1 record
Investors1 record
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
StarCompliance M&A and investment
M&A and investmentM&A4 records
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about StarCompliance
What does StarCompliance do?
StarCompliance sells the STAR Platform, a cloud-based, configurable compliance software suite that unifies employee and firm compliance for financial institutions and regulated enterprises. The platform automates workflows including personal account dealing, crypto dealing, gifts and hospitality, political donations, broker-dealer registration, MNPI management, individual accountability regimes (SMCR, IAC, IAF, FAR), and trade surveillance. The company also provides related professional services for implementation, training, and premium customer support.
Is StarCompliance a public or private company?
StarCompliance is a private company. It is classified as private equity controlled and is currently operating.
When was StarCompliance founded?
StarCompliance was founded in 1999. It employs 251 to 500 people.
Where is StarCompliance based?
StarCompliance is headquartered in Rockville, United States, in the North America region.
How does StarCompliance make money?
Three revenue lines are on record. Enterprise Compliance Software Subscriptions are the primary driver. The others are professional Services and customer Support Services.
Who are StarCompliance's main competitors?
Direct peers on record are Navex Global, Wolters Kluwer Compliance Solutions, Workiva, Smarsh and OneSpan. Emerging players are Behavox and Theta Lake. Broad incumbents are NICE Actimize, ServiceNow GRC and Diligent (Galvanize/ACL).
Does StarCompliance have an API?
No public API is recorded for StarCompliance.
What industry is StarCompliance in?
StarCompliance's product category is Regulatory Compliance Software. Its primary akta.pro industry code is HDAEALAK, IT Governance, Risk & Compliance (IT GRC) Platforms. Its NAICS code is 513210.