Allen & Company
Allen & Company is a privately-held boutique advisory firm combining a 70-person wealth management practice serving HNW individuals across three Central Florida offices with an investment banking franchise that participates as co-investor and joint book-running manager on venture rounds and major IPOs.
- Company typePrivate
- Founded1932
- HeadquartersLakeland, United States
- Headcount51–100
- GTM typeB2C
- OfferingServices
What Allen & Company does
Allen & Company operates as a privately-held advisory firm combining a regional wealth management practice with a boutique investment banking franchise. On the wealth management side, the firm — described in firmographic data as Florida's oldest investment firm, founded in 1932 by J. Everett Allen in Lakeland — employs approximately 70 associates across three Central Florida offices (Lakeland headquarters, Winter Haven, and Viera/Space Coast) and delivers investment planning, retirement, tax, estate, education, life insurance, charitable giving, business succession, stock option, and private wealth management services through dedicated financial advisors operating under LPL Financial's regulatory and custodial infrastructure; revenue is generated through advisory fees tied to assets under management and flat-fee planning engagements.
On the capital markets side, the data shows Allen & Company LLC acting as a counterparty in late-stage venture financings (e.g., participation in Blue Current's $80M+ Series D extension alongside Amazon and Koch Disruptive Technologies in December 2025, and Kavak's $300M Series F led by Andreessen Horowitz in February 2026) and as a joint book-running manager on large public equity transactions, including Bending Spoons S.p.A.'s approximately $954 million IPO in July 2026 (alongside Goldman Sachs International and J.P. Morgan) and Rivian Automotive's 75 million-share secondary offering priced at $15.50 per share in July 2026.
The firm is governed by a high-profile board including former CIA Director George Tenet, former U.S. Senator Bob Kerrey, and senior managing directors, alongside operating leadership such as Vice President of Regional Operations Michael Walker. The firm is privately held with no venture or private equity backing, has maintained an Employee Stock Ownership Plan since 2012, and pursues go-to-market through personal advisor relationships supported by community sponsorships, advisor-authored content, and affinity-based landing pages targeting specific employer groups.
Allen & Company firmographics
Firmographics- Name
- Allen & Company
- Legal name
- Allen & Company of Florida, LLC
- Website
- https://alleninvestments.com
- Company type
- Private
- Founded year
- 1932
- Operating status
- Operating
- Headcount range
- 51–100 employees
- Short description
- Allen & Company is a privately-held boutique advisory firm combining a 70-person wealth management practice serving HNW individuals across three Central Florida offices with an investment banking franchise that participates as co-investor and joint book-running manager on venture rounds and major IPOs.
- Ownership category
- akta.pro rank
Allen & Company industry classification
Industry- Product category
- Wealth Management Services
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Financial Planning–Led RIAs (FSAAACAB)
- akta.pro secondary industries
- Business Owner & Executive Financial Planning (FSAEAAAO), Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE)
Keywords
Where Allen & Company is headquartered
LocationHeadquarters
- HQ city
- Lakeland
- HQ country
- United States
- HQ region
- North America
Offices3 records
Markets served
Allen & Company business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Others
Revenue model
- Financial Advisory and Wealth Management Services: The firm generates revenue through financial advisory fees, likely charged as a percentage of assets under management (AUM) or as flat fees for specific planning engagements. Securities and advisory services are offered through LPL Financial, a registered investment advisor and member of FINRA/SIPC.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Other | Contact firm for pricing |
Go-to-market motion1 record
Distribution channels3 records
Marketing channels4 records
Allen & Company product offering
Product offeringCore offering
Allen & Company of Florida is a private wealth management and financial advisory firm delivering personalized financial planning services to individuals and families across Central Florida. Core offerings include investment and portfolio management, retirement planning, tax planning, estate planning, education and college planning, life insurance, charitable giving strategy, business succession planning, stock options advisory, and private wealth management. Securities and advisory services are delivered through LPL Financial, a registered investment advisor and FINRA/SIPC member.
Product overview
Allen & Company is a Florida-based wealth management firm offering a comprehensive suite of financial advisory services. The firm operates as a single integrated offering centered on personalized financial planning, rather than a modular software platform. Core services include Investment Planning & Portfolio Management, Retirement Planning, Tax Planning, Estate Planning, Education & College Planning, Life Insurance, Charitable Giving & Gifting, Business Succession Planning, Stock Options advisory, and Private Wealth Management. Services are delivered through dedicated financial advisors who provide one-on-one consultations and ongoing relationship management.
Differentiator
Problem solved
Functional benefit
Products and services
- Investment Planning & Portfolio Management
Companies that use Allen & Company
Customer profileSegments5 records
Ideal customer profiles1 record
Allen & Company technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Allen & Company partnerships and signals
Strategic signalScale indicators3 records
Recent moves9 records
Expansion highlights6 records
Allen & Company competitors and assessment
Company assessmentDirect peers
- Raymond James Financial: St. Petersburg, Florida-headquartered wealth management and investment services firm with a large private client group offering comprehensive financial planning, retirement, and estate services. Comparable to Allen & Company as a Florida-rooted, relationship-led wealth manager serving HNW individuals.
- Mariner Wealth Advisors: Large national RIA offering comprehensive wealth planning, investment management, tax, estate, and retirement services to HNW individuals and families. Comparable to Allen & Company in integrated financial-planning-led RIA model and HNW client focus.
- Carson Group: RIA and financial advisor platform providing wealth management, financial planning, and business coaching to advisors serving HNW clients. Comparable to Allen & Company in serving HNW individuals through dedicated advisors with comprehensive planning services.
- Moneta Group: Independent, employee-owned RIA offering comprehensive financial planning, investment management, tax, and estate services to HNW families. Comparable to Allen & Company as a privately held, employee-incentivized (ESOP-style) planning-led RIA.
Broad incumbents
- Edward Jones: National full-service wealth management and financial advisory firm serving individuals and small businesses through a branch-based advisor model. Comparable to Allen & Company in service mix (retirement, estate, education, insurance) and relationship-led delivery, though at vastly greater scale and geographic reach.
- Merrill Lynch Wealth Management: Bank of America-owned wealth management division serving HNW and ultra-HNW clients with investment, retirement, estate, and banking solutions. Comparable to Allen & Company across the full wealth management offering, though at substantially larger scale with national distribution.
- Morgan Stanley Wealth Management: Global wealth management franchise offering investment advisory, financial planning, retirement, and lending services to HNW individuals. Comparable to Allen & Company across the integrated planning and investment value chain, with national scale and brand reach.
- Charles Schwab Wealth Advisory: National wealth advisory and RIA offering portfolio management, financial planning, and retirement services. Comparable to Allen & Company in advisory service suite, but competes via scale, technology, and lower fee structures.
Emerging players
- Wealthfront: Digital wealth management platform offering automated investment management, financial planning, and cash management to younger and mass-affluent clients. Comparable to Allen & Company as a substitute for traditional RIAs in the investment and planning category, though targeting next-generation clients at lower price points.
Regional players
- Brown & Brown, Inc. Florida-headquartered insurance brokerage and risk management firm with a growing wealth and employee benefits practice. Comparable to Allen & Company as a Florida-rooted financial services firm serving Central Florida HNW clients, with partial overlap in life insurance and wealth preservation offerings.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat3 records
Key risks6 records
Key highlights7 records
Customer concentration
Allen & Company social profiles
Digital presenceAllen & Company financial estimates
Financial estimateRevenue estimate
Valuation estimate
Allen & Company leadership team
Management profileNumber of profiles
Profiles8 records
Allen & Company funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Allen & Company M&A and investment
M&A and investmentM&A
Investments189 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Allen & Company
What does Allen & Company do?
Allen & Company of Florida is a private wealth management and financial advisory firm delivering personalized financial planning services to individuals and families across Central Florida. Core offerings include investment and portfolio management, retirement planning, tax planning, estate planning, education and college planning, life insurance, charitable giving strategy, business succession planning, stock options advisory, and private wealth management. Securities and advisory services are delivered through LPL Financial, a registered investment advisor and FINRA/SIPC member.
Is Allen & Company a public or private company?
Allen & Company is a private company. It is classified as management employee owned and is currently operating.
When was Allen & Company founded?
Allen & Company was founded in 1932. It employs 51 to 100 people.
Where is Allen & Company based?
Allen & Company is headquartered in Lakeland, United States, in the North America region.
How does Allen & Company make money?
One revenue line is on record: financial Advisory and Wealth Management Services.
Who are Allen & Company's main competitors?
Direct peers on record are Raymond James Financial, Mariner Wealth Advisors, Carson Group and Moneta Group. Broad incumbents are Edward Jones, Merrill Lynch Wealth Management, Morgan Stanley Wealth Management and Charles Schwab Wealth Advisory. Wealthfront is listed as an emerging player. Brown & Brown, Inc. is listed as a regional player.
Does Allen & Company have an API?
No public API is recorded for Allen & Company.
What industry is Allen & Company in?
Allen & Company's product category is Wealth Management Services. Its primary akta.pro industry code is FSAAACAB, Financial Planning–Led RIAs, with a secondary code of FSAEAAAO, Business Owner & Executive Financial Planning. Its NAICS code is 523940 and its SIC code is 6282.