Quest CE
Quest CE provides a proprietary web-based compliance management platform, Renaissance CMS, delivering continuing education, branch audits, disclosure tracking, and policy attestations to over 2,400 U.S. broker-dealers, investment advisers, and insurance carriers.
- Company typePrivate
- Founded1988
- HeadquartersMilwaukee, United States
- Headcount101–250
- GTM typeB2B
- OfferingSoftware
What Quest CE does
Quest CE (legal name: Quest Continuing Education Solutions, LLC) is a privately held, Milwaukee-based compliance technology company founded in 1986 that provides web-based compliance management and continuing education services to U.S. financial institutions. Its core offering is the proprietary Renaissance CMS platform, which unifies firm element continuing education, annual compliance meetings and questionnaires, branch audits, conflict-of-interest disclosure tracking, policy attestations, and Form ADV Part 2B management within a single system. The platform serves broker-dealers, SEC-registered investment advisers, insurance carriers and their agents, insurance wholesalers, and compliance consultants, with a customer base of more than 2,400 financial institutions and over 600,000 active end-users.
Quest CE firmographics
Firmographics- Name
- Quest CE
- Legal name
- Quest Continuing Education Solutions, LLC
- Website
- https://questce.com
- Company type
- Private
- Founded year
- 1988
- Operating status
- Operating
- Headcount range
- 101–250 employees
- Short description
- Quest CE provides a proprietary web-based compliance management platform, Renaissance CMS, delivering continuing education, branch audits, disclosure tracking, and policy attestations to over 2,400 U.S. broker-dealers, investment advisers, and insurance carriers.
- Ownership category
- akta.pro rank
Quest CE industry classification
Industry- Product category
- Regulatory Compliance Software
- NAICS
- Computer Systems Design Services (541512), Computer Systems Design and Related Services (54151)
- SIC
- Services-Management Consulting Services (8742), Services-Computer Programming Services (7371)
- akta.pro primary industry
- Financial Services & Insurance (FINRA, CFP, IAR, Insurance CE) (EDAAALAJ)
- akta.pro secondary industries
- Certification & Exam Prep Course Marketplaces (EDAFAIAJ), IT Governance, Risk & Compliance (IT GRC) Platforms (HDAEALAK)
Keywords
Where Quest CE is headquartered
LocationHeadquarters
- HQ city
- Milwaukee
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Quest CE business model
Business model- GTM type
- B2B
- Offering type
- Software
- Cost components
- Personnel, Technology or R&D, Marketing or Sales, Operations, Infrastructure
Revenue model
- Compliance Training Services: Subscription-based continuing education and compliance training for broker-dealers, investment advisers, and insurance professionals with annual/multi-year contract billing
- Course Licensing: Licensing of proprietary course content to insurance wholesalers and financial institutions for CE event hosting
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Enterprise compliance platform with customizable modules |
Go-to-market motion1 record
Distribution channels3 records
Marketing channels6 records
Quest CE product offering
Product offeringCore offering
Quest CE provides a proprietary web-based compliance management platform (Renaissance CMS) that enables financial institutions to manage firm training, branch audits, policy attestations, and regulatory reporting from one centralized system. The company also delivers an extensive continuing education course catalog covering FINRA, SEC, AML, MSRB, cybersecurity, and state-level insurance CE requirements, and operates an Insurance CE and Value-Add CE program for insurance agents and wholesalers. Offerings are sold via subscription and licensing to broker-dealers, investment advisers, insurance carriers, and compliance consultants.
Product overview
Quest CE provides a proprietary web-based compliance technology platform with the Renaissance CMS as its core system. The platform offers a unified suite for managing firm compliance programs, including continuing education delivery (Firm Element CE, IAR CE, Cybersecurity, AML, MSRB training), annual compliance meetings, questionnaires, conflict of interest tracking, branch audits, policy attestations, and Form ADV Part 2B management. The company also operates separate Insurance CE and Value Add CE product lines for insurance professionals, featuring state-specific annuity training and event-based CE delivery. The platform serves over 2,400 financial institutions including insurance carriers, broker-dealers, and registered investment advisors.
Differentiator
Problem solved
Functional benefit
Products and services
- Renaissance CMS Proprietary web-based compliance management system that centralizes firm training, branch audits, policies, compliance questionnaires, conflict-of-interest disclosures, policy attestations, and reporting from one unified interface for broker-dealers, investment advisers, and insurance carriers.
- Continuing Education (CE) for Financial Services Comprehensive continuing education delivery suite covering Firm Element CE, IA Micro Learning, IAR CE, cybersecurity training, AML training, MSRB training, custom content development, and course licensing, designed for broker-dealers, investment advisers, and insurance professionals subject to FINRA, SEC, and state regulatory CE requirements.
- Insurance CE Continuing education solution for insurance agents and designation holders, including NAIC Annuity Suitability CE and state-specific courses, offering course completion credit in as little as two days for license renewal.
- Value-Add CE CE event hosting and delivery services for insurance wholesalers, including Classroom CE, Webinar CE, Super CE, On-Demand CE, and CE Voucher Cards, designed to maximize attendance at sponsored CE events.
- Course Licensing Licensing of Quest CE's proprietary course content to insurance wholesalers and financial institutions so they can host branded CE events for their advisor audiences.
Quantifiable outcome
- 100% client retention rate
Companies that use Quest CE
Customer profileNamed customers3 records
Segments5 records
Ideal customer profiles4 records
Quest CE technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature5 records
Quest CE partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- FINRAcoreOngoing thought leadership and educational content partnership; Quest CE attends FINRA Annual Conference and produces compliance content covering FINRA regulatory priorities, exam guidance, and industry best practices
Scale indicators5 records
Recent moves5 records
Expansion highlights5 records
Quest CE competitors and assessment
Company assessmentDirect peers
- RegEd: RegEd provides a compliance and CE platform for broker-dealers, investment advisers, and insurance firms — directly overlapping Quest CE's Renaissance CMS value proposition in financial-services compliance training and tracking.
- RIA in a Box: RIA in a Box sells compliance software and CE programs to SEC-registered investment advisers, directly competing with Quest CE's IAR CE and Form ADV Part 2B offerings in the RIA segment.
- WebCE: WebCE is a leading continuing education provider for insurance and financial professionals, including state-mandated CE. It competes with Quest CE's Insurance CE and individual course-purchase channels.
- Securities Training Corporation: STC delivers securities-industry training and CE for FINRA-registered professionals. It competes directly with Quest CE's Firm Element CE and broker-dealer training offerings.
Broad incumbents
- Vertafore: Vertafore is a large insurance technology incumbent offering agency management, compliance, and education solutions. It overlaps with Quest CE's Insurance CE and Value Add CE product lines for the insurance channel.
- CE Direct (Pearson): Pearson's CE Direct delivers continuing education for financial services and insurance professionals, competing with Quest CE on course catalogs and self-serve CE credit delivery.
- Wolters Kluwer Financial Services: Wolters Kluwer offers compliance, regulatory intelligence, and learning solutions to banks, broker-dealers, and insurers. Its breadth and global footprint position it as a strategic competitor to Quest CE's compliance platform.
- NAVEX Global: NAVEX Global is a large governance, risk, and compliance (GRC) platform with policy, training, and disclosure modules that overlap with Quest CE's policy attestations and conflict-of-interest tracking capabilities.
- Thomson Reuters Regulatory Intelligence: Thomson Reuters provides regulatory intelligence, compliance learning, and risk solutions to financial institutions. Its scale and enterprise reach make it a long-tail competitor to Quest CE's compliance training business.
Emerging players
- SmartRIA: SmartRIA provides compliance automation software for RIAs, overlapping with Quest CE's investment-adviser compliance modules and emerging as a venture-backed alternative in the same niche.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks7 records
Key highlights7 records
Customer concentration
Quest CE social profiles
Digital presenceQuest CE financial estimates
Financial estimateRevenue estimate
Valuation estimate
Quest CE leadership team
Management profileNumber of profiles
Profiles3 records
Quest CE funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Quest CE M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Quest CE
What does Quest CE do?
Quest CE provides a proprietary web-based compliance management platform (Renaissance CMS) that enables financial institutions to manage firm training, branch audits, policy attestations, and regulatory reporting from one centralized system. The company also delivers an extensive continuing education course catalog covering FINRA, SEC, AML, MSRB, cybersecurity, and state-level insurance CE requirements, and operates an Insurance CE and Value-Add CE program for insurance agents and wholesalers. Offerings are sold via subscription and licensing to broker-dealers, investment advisers, insurance carriers, and compliance consultants.
Is Quest CE a public or private company?
Quest CE is a private company. It is classified as family owned and is currently operating.
When was Quest CE founded?
Quest CE was founded in 1988. It employs 101 to 250 people.
Where is Quest CE based?
Quest CE is headquartered in Milwaukee, United States, in the North America region.
How does Quest CE make money?
Two revenue lines are on record. Compliance Training Services are the primary driver. The others are course Licensing.
Who are Quest CE's main competitors?
Direct peers on record are RegEd, RIA in a Box, WebCE and Securities Training Corporation. Broad incumbents are Vertafore, CE Direct (Pearson), Wolters Kluwer Financial Services, NAVEX Global and Thomson Reuters Regulatory Intelligence. SmartRIA is listed as an emerging player.
Does Quest CE have an API?
No public API is recorded for Quest CE.
What industry is Quest CE in?
Quest CE's product category is Regulatory Compliance Software. Its primary akta.pro industry code is EDAAALAJ, Financial Services & Insurance (FINRA, CFP, IAR, Insurance CE), with a secondary code of EDAFAIAJ, Certification & Exam Prep Course Marketplaces. Its NAICS code is 541512 and its SIC code is 8742.