Galaxy Capital

What Galaxy Capital does

Galaxy Capital Asset Management Co., Ltd. (银河资本资产管理有限公司) is a privately held, CSRC-licensed Chinese asset manager founded on April 22, 2014 in Shanghai and operating through three wholly-owned branches in Shanghai (registered HQ), Beijing, and Shenzhen. The firm is structured around three business segments — capital market comprehensive business (资本市场综合业务), financing business (融资业务), and alternative investment business (另类投资业务) — and historically operated under a specific client asset management license (特定客户资产管理), upgraded in September 2017 to a securities and futures business license that materially expanded its operating scope.

The company serves institutional and qualified investors, including state-owned enterprises, financial institutions, and high-net-worth clients, via subscription-based asset management products with disclosed entry thresholds of 1 million RMB on remaining shares. Its product surface is broad and diversified: across 534 cumulative products by end-2016, the firm managed directed增发, New Third Board (新三板), asset securitization, Chinese concept stock return (中概股回归), employee stock ownership plans, military-civilian integration, film/entertainment, and fully active management mandates. Technology is built around a web-based investor portal handling account management, NAV inquiries, risk assessment, and regulatory information disclosure; no proprietary quantitative or AI systems are disclosed.

The firm generates revenue through management fees on assets under management, with subscription-based fee structures. By December 31, 2016, AUM exceeded 810 billion RMB across 534 cumulative products, having grown from 564 billion RMB (ranked 26th of 71 fund subsidiary companies) in mid-2015. Distribution is delivered via direct institutional sales, supplemented by channel partnerships with CITIC Securities (active product distribution and STAR Market co-design), Bank of Shanghai Beijing Branch, Huishang Bank, and Galaxy group affiliates (China Galaxy Securities, China Galaxy Financial Holdings, China Galaxy International Financial Holdings). Registered capital doubled from 50 million RMB to 100 million RMB in July 2017, underscoring balance sheet expansion in the founding period.

Name

Galaxy Capital

Legal name

银河资本资产管理有限公司

Website

https://galaxycapital.com.cn

Company type

Private

Founded year

2014

Operating status

Operating

Short description

Galaxy Capital is a privately held, CSRC-licensed Chinese asset manager founded in 2014 that operates subscription-based investment mandates across capital markets, financing, and alternative investments, serving institutional and qualified investors through its Shanghai, Beijing, and Shenzhen offices.

Ownership category

akta.pro rank

Product category

Institutional Asset Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Corporate Finance & Capital Advisory (BPAHADAB)

Keywords

• Institutional asset management
• Capital market services
• Alternative investment products
• Asset management plans
• Investment fund management

Headquarters

HQ city

Beijing

HQ country

China

HQ region

Asia

Offices3 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Others

Revenue model

1. Asset Management Fees: Generates revenue through management fees charged on assets under management (AUM). Fee structure includes subscription fees for specific asset management plans, with minimum investment thresholds typically starting at 1 million RMB for exit-eligible shares.

Pricing tiers

Go-to-market motion1 record

Distribution channels2 records

Marketing channels5 records

Core offering

Galaxy Capital is a CSRC-regulated specialized asset management firm offering diversified investment products across three core segments: capital market comprehensive business, financing business, and alternative investment business. The company manages asset management plans, collective asset management products, and customized portfolios for institutional investors including state-owned enterprises, financial institutions, and qualified investors, with registered capital of 100 million RMB and assets under management exceeding 810 billion RMB as of end of 2016.

Product overview

银河资本资产管理有限公司 is a specialized asset management company offering a diversified portfolio of asset management products and services. The company operates through three main business segments: capital market comprehensive business (资本市场综合业务), financing business (融资业务), and alternative investment business (另类投资业务). The product portfolio includes named asset management plans such as 银河资本-中金起航2期资产管理计划, 银河资本-景林创新集合资产管理计划, and 银河资本-国企增持1号资产管理计划. The company manages products across various strategies including directed增发, 新三板 investments, asset securitization, film/entertainment funds, employee stock ownership plans, and 中概股回归 products.

Differentiator

Problem solved

Functional benefit

Products and services

• Galaxy Capital - CICC Qihang Phase 2 Asset Management Plan (银河资本-中金起航2期资产管理计划) An asset management plan with CICC (中金) as co-manager, with China CICC Wealth Management Securities serving as plan custodian. Investment manager changed to Zou Lijuan effective November 15, 2024.
• Galaxy Capital - Jinglin Innovation Collective Asset Management Plan (银河资本-景林创新集合资产管理计划) A collective asset management plan co-developed with Shanghai Jinglin Asset Management (上海景林资产管理有限公司) as co-investor. Investment manager changed to Zou Lijuan.
• Galaxy Capital - State Enterprise Increase No.1 Asset Management Plan (银河资本-国企增持1号资产管理计划) State enterprise share increase (国企增持) plan managed by Galaxy Capital, with investment manager changed to Zou Lijuan. Targeted at supporting state-owned enterprise shareholding activities during market stabilization.
• Capital Market Comprehensive Business (资本市场综合业务) Comprehensive capital market business services spanning various securities and investment products including directed issuance products, New Third Board investments, asset securitization, Chinese concept stock return products, employee stock ownership plans, and film/entertainment funds.
• Financing Business (融资业务) Financing business services offered to institutional clients, including asset securitization services provided to banks such as Huishang Bank.
• Alternative Investment Business (另类投资业务) Alternative investment services covering private equity, real estate, military-civilian integration funds, and other non-traditional investment assets. Includes the proposed 10 billion RMB private enterprise military guidance fund and inclusion in the Ministry of Industry and Information Technology's Military-Civilian Integration Technology Service Institution Recommendation Directory.

Quantifiable outcome

• 564 billion RMB business scale ranked 26th among 71 fund subsidiary companies in first year of operation

Segments1 record

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

Nine partnerships are on record, tiered core and minor.

• 中信建投证券股份有限公司 (CICC Securities)coreStrategic or Co-development Partner · 28 March 2019Galaxy Capital and CITIC Securities have deep cooperation foundation. They collaborate on customer service, asset management, and co-design products for the STAR Market. CITIC Securities distributes Galaxy Capital's active management products to clients.
• 上海银行北京分行 (Bank of Shanghai Beijing Branch)coreStrategic or Co-development Partner · 12 July 2016Strategic cooperation agreement signed for financial services collaboration.
• 徽商银行 (Huishang Bank)minorStrategic or Co-development Partner · 1 July 2016Successfully won bid in Huishang Bank's peer asset securitization business service provider public tender.
• 民营军品企业全国理事会 (National Private Military Products Enterprise Council)coreStrategic or Co-development Partner · 19 June 2016Signed strategic cooperation agreement to jointly establish a 10 billion RMB private enterprise military guidance fund.
• 中国银河金融控股有限责任公司 (China Galaxy Financial Holdings)coreStrategic or Co-development PartnerParent company/group resource provider. Galaxy Capital leverages group resources for development.
• 中国银河证券股份有限公司 (China Galaxy Securities Co., Ltd.)coreStrategic or Co-development PartnerRelated party within Galaxy group ecosystem. Strong operational synergies.
• 中国银河国际金融控股有限公司 (China Galaxy International Financial Holdings)coreStrategic or Co-development PartnerRelated party within Galaxy group ecosystem.
• 中国中金财富证券有限公司 (China CICC Wealth Management Securities)coreChannel Partner/ Reseller/ DistributorCo-investment in Galaxy Capital - Zhongjin Qihang Phase 2 Asset Management Plan. Serves as plan custodian.
• 上海景林资产管理有限公司 (Shanghai Jinglin Asset Management)coreChannel Partner/ Reseller/ DistributorCo-investment in Galaxy Capital - Jinglin Innovation Collective Asset Management Plan.

Scale indicators5 records

Recent moves11 records

Expansion highlights5 records

Direct peers

• China Southern Asset Management (南方基金): Top-10 Chinese fund manager with comparable institutional AM capabilities and a fund subsidiary serving qualified investors. Similar to Galaxy Capital in product mix spanning capital markets, fixed income, and alternatives.
• Fullgoal Fund Management (富国基金): Major Chinese asset manager with institutional AM capabilities and a fund subsidiary. Comparable to Galaxy Capital in serving qualified investors with diversified capital markets and alternative investment products.
• GF Fund Management (广发基金): Top-tier Chinese fund manager affiliated with GF Securities, operating a fund subsidiary with institutional AM products analogous to Galaxy Capital's offerings. Directly comparable in distribution model and product structure.
• E Fund Management (易方达基金): Among the largest Chinese asset managers, offering institutional, qualified-investor, and retail products across capital markets and alternatives. Comparable to Galaxy Capital in institutional AM scale and product breadth.
• Harvest Fund Management (嘉实基金): Top-tier Chinese asset manager with a similar institutional and qualified-investor product mix. Comparable to Galaxy Capital in capital markets and alternative investment offerings, and operates a fund subsidiary serving similar client segments.
• Bosera Asset Management (博时基金): Major Chinese asset manager with an active fund subsidiary and broad institutional AM franchise. Closely comparable to Galaxy Capital in AUM scale, institutional focus, and product diversification across active and structured mandates.
• China Asset Management Co. (华夏基金): One of China's largest mutual fund managers and a major originator of fund subsidiary asset management activity. Directly comparable to Galaxy Capital in providing institutional and qualified-investor AM products, with overlapping distribution via major securities firms.

Emerging players

• China International Capital Corporation (中金公司 / CICC): Strategic distribution and product co-development partner to Galaxy Capital (CICC Wealth Management serves as custodian / co-investor on Zhongjin Qihang Phase 2). Comparable in offering institutional AM and structured products to qualified investors, and represents an alternative distribution counterparty for large mandates.

Broad incumbents

• China Galaxy Financial Holdings (中国银河金融控股): Group-level holding company that coordinates Galaxy Capital with sister entities (Galaxy Securities, Galaxy International, Galaxy Fund). Comparable as the broader Galaxy financial ecosystem that shapes Galaxy Capital's distribution and capital strategy.
• China Galaxy Securities (中国银河证券): Parent-group affiliate and one of China's largest brokerages. Comparable as a related-party distribution channel and broader securities services firm; provides the institutional client pipeline and operational resources that Galaxy Capital leverages.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks6 records

Key highlights7 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles4 records

Subsidiaries2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments4 records

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Galaxy Capital