Turner Pope Investments

What Turner Pope Investments does

Turner Pope Investments (TPI) is a privately held boutique stockbroker founded in September 2016 by Ben Turner and James Pope, headquartered in London with a registered address in Brentwood, Essex. The firm is authorised and regulated by the Financial Conduct Authority (FRN 739104) and is a Member of the London Stock Exchange, operating across two principal client segments: AIM-listed small-cap corporate issuers seeking capital, and High Net Worth / Professional private clients seeking personalised portfolio management and execution services.

TPI's core offering comprises corporate broking (acting as broker, sole bookrunner or co-agent for placings, subscriptions, and retail offers on AIM), private client stockbroking (discretionary and execution-only mandates for HNW and Professional Clients, with access to exclusive private placings and EIS/IHT tax wrappers), MiFID II-compliant research distribution to retail, professional, family office and institutional investors, and a recurring investor-engagement platform built around London-based investor evenings (since December 2016) and in-house webinars. The firm positions itself as a traditional, highly personalised broker rather than a technology platform, relying on standard financial services infrastructure for trading, portfolio management and client communications, with no proprietary technology products, APIs, or AI capabilities disclosed. Founded by two ex-industry professionals, TPI operates as a founder-owned private business with 11-50 employees and no external institutional investors or parent company disclosed.

The firm's business model is transaction-fee-driven on the corporate side (placing and subscription fees on capital raisings) and commission/portfolio-fee-driven on the private client side. Since inception, TPI states it has helped raise an amount approaching £1bn for corporate clients, with the recent 2024-2026 transaction book spanning mining, biotechnology, healthcare, energy, pharmaceutical and technology issuers at deal sizes typically ranging from £400,000 to £10.6m. Marketing and distribution are built around event-led engagement (investor evenings attracting 50-250 attendees, webinars reaching hundreds to thousands globally), direct client communication, and research-led content across MiFID II-compliant channels.

Name

Turner Pope Investments

Legal name

Turner Pope Investments (TPI) Limited

Website

https://turnerpope.com

Company type

Private

Founded year

2016

Operating status

Operating

Headcount range

11–50 employees

Short description

Turner Pope Investments is a London-based boutique stockbroker, FCA-regulated and LSE-member, providing corporate broking and capital-raising services to AIM-listed small-cap issuers and personalised portfolio management to High Net Worth and Professional private clients.

Ownership category

akta.pro rank

Product category

Boutique Stockbroking & Corporate Finance

NAICS

Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Miscellaneous Intermediation (52391), Portfolio Management and Investment Advice (52394)

SIC

Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Equity Capital Advisory (Private Equity Placements, Growth Capital) (BPAHAOAE)

akta.pro secondary industry

Institutional Capital Introduction (LP/Family Office/Endowment Matching) (FSAEALAI)

Keywords

• Boutique stockbroking
• Corporate broking services
• AIM capital raising
• Private client portfolio
• Investment research

Headquarters

HQ city

London

HQ country

United Kingdom

HQ region

Europe

Offices3 records

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Others

Revenue model

1. Corporate Broking Fees: Fees earned for acting as broker or bookrunner for corporate clients raising capital on AIM through placings, subscriptions, and retail offers.
2. Private Client Brokerage: Commission and fees from managing private client portfolios for High Net Worth individuals and professional investors.
3. Research Distribution: Marketing communications and research distribution services to corporate clients, disseminated to retail, professional investors, family offices and institutions.

Go-to-market motion2 records

Distribution channels3 records

Marketing channels5 records

Core offering

Turner Pope Investments is a boutique stockbroker providing corporate broking (capital raisings via placings, subscriptions, and retail offers for AIM-listed growth companies) and private client stockbroking (bespoke portfolio management, execution-only trading, and access to exclusive private placings for High Net Worth individuals). The firm also distributes MiFID II compliant investment research and runs physical investor evenings in London and virtual webinars to connect corporate clients with retail, professional, family office, and institutional investors.

Product overview

Turner Pope Investments (TPI) is a boutique stockbroker providing investment services to Corporate and High Net Worth Private Clients. The company operates as a traditional, highly personalized broking firm rather than a technology product company. TPI's core service offering consists of Corporate Broking (helping AIM-listed growth companies raise capital), Private Client Stockbroking (managing portfolios for HNW individuals with access to exclusive private placings), Research Services (MiFID II compliant marketing communications), Execution-Only trading, and investor engagement platforms (Investor Evenings and Webinars). The company predominantly serves Professional Clients transacting in small cap AIM companies. Since inception in September 2016, TPI has helped raise approximately £1bn for corporate clients.

Differentiator

Problem solved

Functional benefit

Products and services

• Corporate Broking Corporate broking services for ambitious, innovative AIM-listed growth companies seeking to raise capital through placings, subscriptions, and retail offers. Turner Pope acts as sole bookrunner, broker, or co-agent and builds long-term, aligned relationships with management teams.
• Private Client Stockbroking Bespoke stockbroking service for private clients including High Net Worth individuals, providing access to AIM and Main Market investments, exclusive private placings, EIS and IHT tax relief opportunities, and ISA trading accounts.
• Research Services MiFID II compliant research disseminated to retail, professional, family office and institutional investors across sectors including Technology, Healthcare, Oil & Gas and Mining, keeping corporate clients visible with the investor base.
• Execution-Only Stockbroking Execution-only stockbroking service across all London sectors and markets with fast and efficient execution, access to research, and exclusive private placings.

Named customers12 records

Segments3 records

Ideal customer profiles3 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• London Stock ExchangecoreOthersTurner Pope Investments is a Member of the London Stock Exchange, authorized and regulated by the Financial Conduct Authority (FRN 739104). This membership enables them to provide broking services and access to LSE markets.

Scale indicators4 records

Recent moves5 records

Expansion highlights5 records

Broad incumbents

• Dowgate Wealth: UK wealth manager and discretionary investment manager with execution and broking capabilities. Comparable to TPI's private client portfolio management and execution-only offering, though operating at a different scale and broader proposition.

Direct peers

• Cenkos Securities: UK specialist broker focused on small and mid-cap corporate finance, equity sales and research. Directly comparable to TPI's AIM broking and capital-raising proposition.
• Shore Capital: UK boutique stockbroker focused on AIM and small-cap corporate broking, research and fund management. Directly comparable to TPI in target issuers, service mix and client base; Head of Corporate Sales Guy McDougall previously worked at Shore Capital.
• Singer Capital Markets: UK broker offering corporate broking, research and execution services to AIM and small-cap companies. Closely aligned with TPI in target issuers, fee model and private client service offering.
• Allenby Capital: London-based boutique broker specialising in small-cap and AIM corporate finance, equity sales and research. Closely comparable to TPI's corporate broking and small-cap equity sales model; Guy McDougall also previously worked at Allenby Capital.
• Panmure Liberum: UK broker formed from the merger of Panmure Gordon and Liberum, with a strong focus on AIM and growth-company corporate broking. Operates in the same small/mid-cap capital-raising and research market as TPI, though with a larger franchise.
• WH Ireland: AIM-focused wealth management and corporate broking group serving small-cap companies and HNW individuals in the UK. Comparable to TPI across both the corporate broking and private client/brokerage sides of the business.
• finnCap (now part of Stifel): AIM-specialist broker now integrated with Stifel, providing corporate broking, equity research and capital markets services to growth companies — overlapping directly with TPI's core mandate.
• SP Angel: London-based broker with AIM corporate broking, research and institutional execution capabilities targeting small-cap companies. Directly comparable to TPI on issuer profile and service mix.

Emerging players

• Hybridan: Smaller UK broker focused on very small-cap and micro-cap companies, often acting as nominated adviser and broker to AIM issuers. Comparable niche to TPI but typically handles even earlier-stage, smaller transactions.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat5 records

Key risks5 records

Key highlights6 records

Customer concentration

• LinkedInlinkedin.com/company/turner-pope-investments-tpi-ltd

Compliance3 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles3 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Turner Pope Investments