TA3
TA3 Ltd is a London-based, founder-owned financial advisory firm founded in 2014 that designs Seed-to-Series B funding strategies for SMEs and curates investment opportunities in emerging-technology sectors for Family Offices, UHNWIs, and accredited investors.
- Company typePrivate
- Founded2014
- HeadquartersLondon, United Kingdom
- Headcount11–50
- GTM typeB2B
- OfferingServices
What TA3 does
TA3 Ltd is a London-based, founder-owned financial advisory and consulting firm established in 2014 by Stephen Mepstead. The firm operates a dual-sided intermediation model: on the supply side it sources and curates Seed-to-Series B investment opportunities for Family Offices, Ultra High Net Worth Individuals (UHNWIs), and accredited investors; on the demand side it advises small and medium enterprises (SMEs) on capital raising, structuring, and broader strategic and operational needs. Service lines span funding strategy (priced rounds, SAFE notes, CLNs, ASAs, tailored debt), deal sourcing with proprietary due diligence and KYC, corporate consulting, acquisition finance, and banking-adjacent services including IBAN structures, supply chain finance, commercial lending, and foreign exchange hedging. The firm states it covers emerging-technology sectors including AI, Blockchain, MedTech, FinTech, SaaS, Mobility, Robotics, Biotech, Health, Energy, and Impact & Sustainability. Headcount is reported at 11–50 employees, with a single named senior executive (the founder/CEO) handling direct client engagement.
The underlying delivery model is consultancy-based rather than technology-based: there is no disclosed proprietary platform, software product, API, or AI/ML system, and the firm's own Terms of Conditions state that "TA3 is not a broker, dealer or advisor of any kind." The firm leans heavily on the founder's claimed 40+ years of cross-asset-class experience and on a self-described global network of "Associated Partners" that handle deal origination, marketing, distribution, and delivery of banking and lending services. Go-to-market is sales-led and consultative: clients are acquired through direct outreach, the firm website, LinkedIn (CEO profile), Twitter ("TA3 Perspective" thought leadership), and inbound consultation requests via email and phone. Pricing is bespoke and not publicly disclosed, consistent with a high-touch boutique model rather than a scalable productized offering.
TA3 firmographics
Firmographics- Name
- TA3
- Legal name
- TA3 Ltd
- Website
- https://ta3ltd.co.uk
- Company type
- Private
- Founded year
- 2014
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- TA3 Ltd is a London-based, founder-owned financial advisory firm founded in 2014 that designs Seed-to-Series B funding strategies for SMEs and curates investment opportunities in emerging-technology sectors for Family Offices, UHNWIs, and accredited investors.
- Ownership category
- akta.pro rank
TA3 industry classification
Industry- Product category
- Financial Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940), Investment Banking and Securities Intermediation (523150)
- SIC
- Investment Advice (6282), Finance Services (6199)
- akta.pro primary industry
- Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)
- akta.pro secondary industry
- Alternatives & Multi-Asset Digital Wealth Platforms (PE/VC/Real Assets access) (FSAGAEAL)
Keywords
Where TA3 is headquartered
LocationHeadquarters
- HQ city
- London
- HQ country
- United Kingdom
- HQ region
- Europe
Offices2 records
Markets served
TA3 business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Others
Revenue model
- Advisory and Consulting Services: TA3 provides consulting, strategy development, and funding advisory services to SMEs raising capital from Seed to Series B. They also assist investors (Family Offices, UHNWIs) in sourcing investment opportunities.
- Banking and Financial Services Referrals: The company facilitates competitive IBAN structures, supply chain finance, foreign exchange services, and commercial lending through associated partners, likely earning referral fees or commissions.
Go-to-market motion2 records
Distribution channels2 records
Marketing channels4 records
TA3 product offering
Product offeringCore offering
TA3 designs and delivers funding strategies and solutions for small and medium enterprises (SMEs) from Seed to Series B, covering priced rounds, SAFE notes, CLNs, ASAs, and tailored debt structures. The firm complements these capital-raising services with deal sourcing and distribution supported by proprietary due diligence and KYC, banking services (competitive IBAN structures, supply chain finance, favorable FX), acquisition finance, and corporate investment consulting for portfolio companies. On the investor side, TA3 curates equity and debt investment opportunities across sectors such as AI, Blockchain, MedTech, FinTech, SaaS, Mobility, and Robotics for Family Offices, UHNWIs, and accredited investors.
Product overview
TA3 Ltd is a financial services and consulting firm established in 2014 that provides a unified suite of funding and investment services for Small Medium Enterprises (SMEs) from Seed to Series B stages. The core offering centers on Funding Strategies and Solutions (including priced rounds, SAFE notes, CLNs, ASAs, and tailored debt structures), complemented by Deal Sourcing and Distribution, Banking Services (IBAN, supply chain finance, FX), Acquisition Finance, Commercial Lending, and Corporate Investment Consulting. The company also facilitates Investment Opportunities in sectors including AI, FinTech, Biotech, Health, Energy, and Impact & Sustainability for Family Offices, UHNWIs, and accredited investors. Rather than a modular software platform, TA3 operates as a consultancy providing bespoke strategic services through its global network of associated partners.
Differentiator
Problem solved
Functional benefit
Products and services
- Funding Strategies and Solutions
- Deal Sourcing and Distribution
- Banking Services
- Corporate Investment Consulting
- Investment Opportunities (Equity and Debt)
- Acquisition Finance
- Alternative Investments
- Commercial Lending
- Currency and Forward Hedging
Companies that use TA3
Customer profileSegments3 records
Ideal customer profiles3 records
TA3 technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
TA3 partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Associated Partners (Global Network)coreTA3 operates through a global network of Associated Partners to source deals, provide due diligence, and deliver banking services, commercial lending, and foreign exchange solutions to clients.
Scale indicators2 records
Recent moves4 records
Expansion highlights4 records
TA3 competitors and assessment
Company assessmentDirect peers
- GP Bullhound: London-based boutique advisory firm focused on technology companies, providing capital raising, M&A, and strategic advice. Directly comparable in serving SMEs and growth-stage companies seeking capital.
- Clipperton Finance: European tech M&A and capital raising advisor based in Paris, serving growth-stage technology companies. Comparable in funding advisory focus and SME deal sourcing model.
- Hampleton Partners: UK-based boutique M&A and corporate finance advisor focused on technology and services SMEs. Closely comparable to TA3 in size, geography, and SME-focused deal sourcing model.
- Drake Star Partners: Global technology M&A and capital advisory boutique with strong European presence. Comparable in advising SMEs and growth-stage tech companies on funding and strategic transactions.
- Oaklins: Global mid-market M&A advisory with strong presence in Europe and cross-border SME transactions. Directly comparable boutique advisory model serving growth-stage companies.
- Peterbrook Capital: UK boutique corporate finance advisor focused on growth capital and SME funding. Directly comparable in serving SMEs from Seed to Series B with capital raising advisory.
Emerging players
- Progressence Family Office: UK-based family office advisory firm. Comparable on the investor-side of TA3's business — connecting family offices with curated investment opportunities.
Broad incumbents
- Rothschild & Co: Global advisory firm with mid-market and SME coverage. Overlaps with TA3's capital raising and strategic advisory services but at materially larger scale and broader geographic footprint.
- Alantra: Global investment banking and asset management firm with mid-market advisory practice. Comparable advisory services but operates at larger scale with broader capabilities than TA3.
- Canaccord Genuity: Global mid-market investment bank with growth capital and SME advisory practice. Comparable capital raising capabilities for growth-stage companies, though at significantly larger scale.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights6 records
Customer concentration
TA3 social profiles
Digital presenceTA3 financial estimates
Financial estimateRevenue estimate
Valuation estimate
TA3 leadership team
Management profileNumber of profiles
Profiles1 record
TA3 funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
TA3 M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about TA3
What does TA3 do?
TA3 designs and delivers funding strategies and solutions for small and medium enterprises (SMEs) from Seed to Series B, covering priced rounds, SAFE notes, CLNs, ASAs, and tailored debt structures. The firm complements these capital-raising services with deal sourcing and distribution supported by proprietary due diligence and KYC, banking services (competitive IBAN structures, supply chain finance, favorable FX), acquisition finance, and corporate investment consulting for portfolio companies. On the investor side, TA3 curates equity and debt investment opportunities across sectors such as AI, Blockchain, MedTech, FinTech, SaaS, Mobility, and Robotics for Family Offices, UHNWIs, and accredited investors.
Is TA3 a public or private company?
TA3 is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was TA3 founded?
TA3 was founded in 2014. It employs 11 to 50 people.
Where is TA3 based?
TA3 is headquartered in London, United Kingdom, in the Europe region.
How does TA3 make money?
Two revenue lines are on record. Advisory and Consulting Services are the primary driver. The others are banking and Financial Services Referrals.
Who are TA3's main competitors?
Direct peers on record are GP Bullhound, Clipperton Finance, Hampleton Partners, Drake Star Partners, Oaklins and Peterbrook Capital. Progressence Family Office is listed as an emerging player. Broad incumbents are Rothschild & Co, Alantra and Canaccord Genuity.
Does TA3 have an API?
No public API is recorded for TA3.
What industry is TA3 in?
TA3's product category is Financial Advisory Services. Its primary akta.pro industry code is BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory), with a secondary code of FSAGAEAL, Alternatives & Multi-Asset Digital Wealth Platforms (PE/VC/Real Assets access). Its NAICS code is 523940 and its SIC code is 6282.