TA3

What TA3 does

TA3 Ltd is a London-based, founder-owned financial advisory and consulting firm established in 2014 by Stephen Mepstead. The firm operates a dual-sided intermediation model: on the supply side it sources and curates Seed-to-Series B investment opportunities for Family Offices, Ultra High Net Worth Individuals (UHNWIs), and accredited investors; on the demand side it advises small and medium enterprises (SMEs) on capital raising, structuring, and broader strategic and operational needs. Service lines span funding strategy (priced rounds, SAFE notes, CLNs, ASAs, tailored debt), deal sourcing with proprietary due diligence and KYC, corporate consulting, acquisition finance, and banking-adjacent services including IBAN structures, supply chain finance, commercial lending, and foreign exchange hedging. The firm states it covers emerging-technology sectors including AI, Blockchain, MedTech, FinTech, SaaS, Mobility, Robotics, Biotech, Health, Energy, and Impact & Sustainability. Headcount is reported at 11–50 employees, with a single named senior executive (the founder/CEO) handling direct client engagement.

The underlying delivery model is consultancy-based rather than technology-based: there is no disclosed proprietary platform, software product, API, or AI/ML system, and the firm's own Terms of Conditions state that "TA3 is not a broker, dealer or advisor of any kind." The firm leans heavily on the founder's claimed 40+ years of cross-asset-class experience and on a self-described global network of "Associated Partners" that handle deal origination, marketing, distribution, and delivery of banking and lending services. Go-to-market is sales-led and consultative: clients are acquired through direct outreach, the firm website, LinkedIn (CEO profile), Twitter ("TA3 Perspective" thought leadership), and inbound consultation requests via email and phone. Pricing is bespoke and not publicly disclosed, consistent with a high-touch boutique model rather than a scalable productized offering.

Name

TA3

Legal name

TA3 Ltd

Website

https://ta3ltd.co.uk

Company type

Private

Founded year

2014

Operating status

Operating

Headcount range

1–10 employees

Short description

TA3 Ltd is a London-based, founder-owned financial advisory firm founded in 2014 that designs Seed-to-Series B funding strategies for SMEs and curates investment opportunities in emerging-technology sectors for Family Offices, UHNWIs, and accredited investors.

Ownership category

akta.pro rank

Product category

Financial Advisory Services

NAICS

Portfolio Management and Investment Advice (523940), Investment Banking and Securities Intermediation (523150)

SIC

Investment Advice (6282), Finance Services (6199)

akta.pro industry

PRIMARYBPAHAOAL

Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory)

Business & Public Services/Professional Services (Legal, Accounting, Consulting)/M&A, Transaction & Restructuring Advisory

SECONDARYFSAGAEAL

Alternatives & Multi-Asset Digital Wealth Platforms (PE/VC/Real Assets access)

Financial & Insurance/Financial Technology (Fintech)/Robo-Advisory & Digital Wealth Platforms

Keywords

• Funding advisory services
• SME capital raising
• Deal sourcing distribution
• Investment consulting
• Commercial lending solutions

Headquarters

HQ city

London

HQ country

United Kingdom

HQ region

Europe

Offices2 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Others

Revenue model

1. Advisory and Consulting Services: TA3 provides consulting, strategy development, and funding advisory services to SMEs raising capital from Seed to Series B. They also assist investors (Family Offices, UHNWIs) in sourcing investment opportunities.
2. Banking and Financial Services Referrals: The company facilitates competitive IBAN structures, supply chain finance, foreign exchange services, and commercial lending through associated partners, likely earning referral fees or commissions.

Go-to-market motion2 records

Distribution channels2 records

Marketing channels4 records

Core offering

TA3 designs and delivers funding strategies and solutions for small and medium enterprises (SMEs) from Seed to Series B, covering priced rounds, SAFE notes, CLNs, ASAs, and tailored debt structures. The firm complements these capital-raising services with deal sourcing and distribution supported by proprietary due diligence and KYC, banking services (competitive IBAN structures, supply chain finance, favorable FX), acquisition finance, and corporate investment consulting for portfolio companies. On the investor side, TA3 curates equity and debt investment opportunities across sectors such as AI, Blockchain, MedTech, FinTech, SaaS, Mobility, and Robotics for Family Offices, UHNWIs, and accredited investors.

Product overview

TA3 Ltd is a financial services and consulting firm established in 2014 that provides a unified suite of funding and investment services for Small Medium Enterprises (SMEs) from Seed to Series B stages. The core offering centers on Funding Strategies and Solutions (including priced rounds, SAFE notes, CLNs, ASAs, and tailored debt structures), complemented by Deal Sourcing and Distribution, Banking Services (IBAN, supply chain finance, FX), Acquisition Finance, Commercial Lending, and Corporate Investment Consulting. The company also facilitates Investment Opportunities in sectors including AI, FinTech, Biotech, Health, Energy, and Impact & Sustainability for Family Offices, UHNWIs, and accredited investors. Rather than a modular software platform, TA3 operates as a consultancy providing bespoke strategic services through its global network of associated partners.

Differentiator

Problem solved

Functional benefit

Products and services

• Funding Strategies and Solutions
• Deal Sourcing and Distribution
• Banking Services
• Corporate Investment Consulting
• Investment Opportunities (Equity and Debt)
• Acquisition Finance
• Alternative Investments
• Commercial Lending
• Currency and Forward Hedging

Segments3 records

Ideal customer profiles3 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• Associated Partners (Global Network)coreStrategic or Co-development PartnerTA3 operates through a global network of Associated Partners to source deals, provide due diligence, and deliver banking services, commercial lending, and foreign exchange solutions to clients.

Scale indicators2 records

Recent moves4 records

Expansion highlights4 records

Direct peers

• GP Bullhound: London-based boutique advisory firm focused on technology companies, providing capital raising, M&A, and strategic advice. Directly comparable in serving SMEs and growth-stage companies seeking capital.
• Clipperton Finance: European tech M&A and capital raising advisor based in Paris, serving growth-stage technology companies. Comparable in funding advisory focus and SME deal sourcing model.
• Hampleton Partners: UK-based boutique M&A and corporate finance advisor focused on technology and services SMEs. Closely comparable to TA3 in size, geography, and SME-focused deal sourcing model.
• Drake Star Partners: Global technology M&A and capital advisory boutique with strong European presence. Comparable in advising SMEs and growth-stage tech companies on funding and strategic transactions.
• Oaklins: Global mid-market M&A advisory with strong presence in Europe and cross-border SME transactions. Directly comparable boutique advisory model serving growth-stage companies.
• Peterbrook Capital: UK boutique corporate finance advisor focused on growth capital and SME funding. Directly comparable in serving SMEs from Seed to Series B with capital raising advisory.

Emerging players

• Progressence Family Office: UK-based family office advisory firm. Comparable on the investor-side of TA3's business — connecting family offices with curated investment opportunities.

Broad incumbents

• Rothschild & Co: Global advisory firm with mid-market and SME coverage. Overlaps with TA3's capital raising and strategic advisory services but at materially larger scale and broader geographic footprint.
• Alantra: Global investment banking and asset management firm with mid-market advisory practice. Comparable advisory services but operates at larger scale with broader capabilities than TA3.
• Canaccord Genuity: Global mid-market investment bank with growth capital and SME advisory practice. Comparable capital raising capabilities for growth-stage companies, though at significantly larger scale.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat3 records

Key risks5 records

Key highlights6 records

Customer concentration

• Xx.com/ta3ltd
• LinkedInlinkedin.com/in/stephen-j-mepstead-63325a10

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about TA3