Funds-Axis

What Funds-Axis does

Funds-Axis is a UK-headquartered RegTech company founded in 2015 that builds modular compliance software for the asset management industry. Its flagship Galaxy platform, delivered as cloud-based SaaS hosted on AWS, addresses investment compliance monitoring, regulatory reporting, shareholder disclosures, fund document production, risk monitoring, and sanctions/ESG oversight for asset managers, global depositaries, fund administrators, wealth managers, and hedge funds operating across multiple jurisdictions. The platform is built around pre-coded regulatory rule libraries covering 80+ jurisdictions, pre-configured integrations with fund administrators, prime brokers, and Bloomberg, and structured calculation engines that generate regulatory outputs such as AIFMD Annex IV, Form PF, US 13F, UCITS KIIDs, PRIIPs KIDs, and FCA CCI datasets.

The technology stack centres on Galaxy's modular architecture with secure APIs and SFTP connectivity, enabling clients to select individual modules and onboard in days or weeks rather than months. Performance benchmarks include processing thousands of compliance rules in under 10 minutes and over 50,000 rule applications in under 15 minutes for global custodian operations. The firm is ISO 27001:2022 and ISO 9001:2015 certified, GDPR-compliant, and supports delivery through standalone SaaS, managed services, or hybrid models. Supplementary offerings include the ATLAS Funds Training portal, the Global Exchanges information portal, and embeddable CCI widgets and APIs for digital disclosure delivery.

Funds-Axis generates revenue primarily through annual SaaS subscriptions on a modular, quote-based pricing model, supplemented by managed services (data onboarding, rule configuration, daily monitoring, breach investigation, regulatory reporting) handled by in-house regulatory specialists, and training subscriptions. The company employs 51-100 staff across London (registered HQ), Belfast (UK operations centre), and a wholly-owned Indian subsidiary (FundsAxis India Private Limited). Distribution combines direct enterprise sales with a formal 'Become a Partner' channel programme. The company is privately held with no disclosed external investors, and revenue figures are not publicly available.

Name

Funds-Axis

Legal name

Funds-Axis Limited

Website

https://funds-axis.com

Company type

Private

Founded year

2015

Operating status

Operating

Headcount range

51–100 employees

Short description

Funds-Axis is a UK-based RegTech firm providing its modular Galaxy compliance SaaS platform for investment compliance, regulatory reporting, shareholder disclosures, fund documents, and risk monitoring to asset managers, depositaries, fund administrators, wealth managers, and hedge funds across 80+ jurisdictions.

Ownership category

akta.pro rank

Product category

Regulatory Technology (RegTech) Compliance Software

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282), Finance Services (6199)

akta.pro primary industry

Digital Wealth Platforms for Advisors (TAMP/Advisor Tech) (FSAGAEAH)

Keywords

• Investment compliance software
• Regulatory reporting solutions
• Shareholder disclosure monitoring
• Fund document automation
• Risk monitoring platform

Headquarters

HQ city

London

HQ country

United Kingdom

HQ region

Europe

Offices3 records

Markets served

GTM type

B2B

Offering type

Software

Cost components

Personnel, Technology or R&D, Infrastructure, Marketing or Sales, Operations

Revenue model

1. SaaS Platform Subscriptions: Galaxy platform delivered as Software as a Service with modular subscription pricing. Clients can choose individual modules and scale as needed. All Galaxy modules available as standalone SaaS with flexible deployment options.
2. Managed Services: Additional ISO compliant managed services including data onboarding, rule configuration, daily monitoring, breach investigation, and regulatory reporting. Handled by in-house team of regulatory specialists.
3. Training Services: ATLAS Funds Training portal providing online fund training courses in UCITS Funds and AIFMD Funds, regulatory reporting calendars, decision trees, and regulatory news subscriptions.

Pricing tiers

Go-to-market motion2 records

Distribution channels3 records

Marketing channels6 records

Core offering

Funds-Axis sells the Galaxy platform, a cloud-based modular RegTech compliance software suite for investment firms, depositaries, and fund administrators. The platform delivers automated investment compliance monitoring, global regulatory reporting, shareholder disclosure automation, fund document production, risk monitoring, and sanctions/ESG oversight. It is offered as a SaaS subscription with optional managed services and targets asset managers, hedge funds, wealth managers, depositaries, and fund service providers operating across multiple jurisdictions.

Product overview

Funds-Axis offers a multi-modular RegTech platform called Galaxy, combining deep regulatory expertise with scalable technology for investment compliance, regulatory reporting, shareholder disclosures, fund document solutions, and risk monitoring. Galaxy provides enterprise-grade compliance automation through modular components including Investment Compliance, Regulatory Reporting, Shareholder Disclosures, Fund Document Solutions, Risk Monitoring, and Sanctions & ESG Monitoring modules, all accessible as standalone SaaS or managed services. The platform integrates with Bloomberg for security data and supports API-based data access. Additional offerings include Global Exchanges data portal, ATLAS Funds Training educational platform, and specialized CCI Solutions for FCA compliance. Galaxy supports both document-based and digital-first disclosure delivery with embeddable widgets and hosted portals.

Differentiator

Problem solved

Functional benefit

Brands

• Galaxy: Flagship multi-modular compliance software platform delivering investment compliance, regulatory reporting, shareholder disclosures, fund document solutions, risk monitoring, and sanctions & ESG monitoring for investment firms and depositaries.
• ATLAS Funds Training
• Global Exchanges
• Global Disclosures

Products and services

• Galaxy Platform
• Investment Compliance Module

Quantifiable outcome

• Processes thousands of compliance rules in under 10 minutes
• +4 more outcomes

Named customers7 records

Segments5 records

Ideal customer profiles3 records

Technology focussed Yes

API detail

Has API

Yes

API docs

API detail

Core technology

AI maturity

App detail

Integration1 record

AI capability8 records

Feature8 records

Partnerships

Four partnerships are on record, tiered core and minor.

• Amazon Web Services (AWS)coreTechnology or IntegrationAWS hosts hardware client environments and manages cloud infrastructure for Galaxy platform deployment. Funds-Axis has data processing agreements in place with AWS as part of their ISO-compliant information security management system.
• DoITcoreTechnology or IntegrationDoIT manages AWS infrastructure for Funds-Axis, providing technical support for cloud operations and platform reliability.
• BloombergcoreTechnology or IntegrationBloomberg provides security data integration for Galaxy's compliance monitoring, particularly for global custodian operations processing over 50,000 rule applications.
• NSPCC Northern IrelandminorOthersCharitable partnership supporting NSPCC Northern Ireland Christmas Present Appeal. Funds-Axis donates gifts and essential items to help families facing hardship during the holidays.

Scale indicators8 records

Recent moves6 records

Expansion highlights6 records

Direct peers

• Confluence Technologies: Confluence provides regulatory reporting, analytics, and data management solutions specifically for the asset management industry. It is one of the closest direct competitors to Funds-Axis, serving overlapping client segments (asset managers, fund administrators, depositaries) with comparable regulatory reporting and investment compliance functionality.
• Vermilion Software: Vermilion is a specialist RegTech vendor focused on regulatory reporting for asset managers and investment firms, with deep coverage of AIFMD, Form PF, and other global reporting regimes. It directly competes with Funds-Axis's Galaxy Regulatory Reporting module for the same buy-side client base.
• GoldenSource: GoldenSource provides investment data management, data governance, and compliance solutions to asset managers, custodians, and asset servicers. Its data-centric approach overlaps with Funds-Axis's pre-configured data integration strategy and serves a similar investment compliance use case.
• AxiomSL: AxiomSL provides regulatory reporting, risk, and analytics solutions for financial institutions globally, with deep multi-jurisdictional coverage. It competes directly with Funds-Axis in regulatory reporting and data lineage for asset managers and larger financial institutions.
• ACA Compliance Group (ComplianceAlpha): ACA Compliance Group's ComplianceAlpha platform provides investment compliance, regulatory reporting, and surveillance solutions to asset managers and hedge funds. It directly competes with Funds-Axis for mid-market buy-side clients with similar compliance and monitoring functionality.

Broad incumbents

• Wolters Kluwer OneSumX for Regulatory Reporting: Wolters Kluwer's OneSumX is a broad regulatory reporting and risk platform used by global banks and asset managers. As a much larger incumbent with significantly broader product scope, it competes with Funds-Axis for regulatory reporting RFPs but serves a wider range of financial institutions beyond Funds-Axis's mid-market focus.
• Bloomberg AIM (Asset & Investment Manager): Bloomberg's AIM offering provides regulatory reporting, risk, and analytics for the buy side, integrated with Bloomberg's broader data and terminal ecosystem. As a much larger incumbent with unmatched brand reach, it competes with Funds-Axis particularly for large global asset managers seeking consolidated vendor relationships.
• SS&C Technologies: SS&C is a large financial services software company offering fund administration, regulatory reporting, and investment compliance solutions across the full asset management value chain. It competes with Funds-Axis in regulatory reporting and compliance, particularly through its Eze Software and other acquired platforms.
• Regnology: Regnology (formerly BearingPoint RegTech) provides regulatory reporting and supervisory technology solutions across multiple financial services verticals. As a larger incumbent with broader cross-industry coverage, it competes with Funds-Axis for regulatory reporting deals at institutions seeking scale and cross-border coverage.

Emerging players

• Droit: Droit provides regulatory technology for real-time position reporting, shareholder disclosures, and trade surveillance. It overlaps with Funds-Axis's Shareholder Disclosures module and is particularly relevant given Funds-Axis's Head of Shareholder Disclosures previously worked at Droit on similar initiatives.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat5 records

Key risks6 records

Key highlights7 records

Customer concentration

• Xx.com/fundsaxis
• YouTubeyoutube.com/channel/UCHKK4tNHGDdYYmwL4WbDM3g
• Facebookfacebook.com/funds-axis-390545811317373
• LinkedInlinkedin.com/company/funds-axis-limited

Compliance3 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles6 records

Subsidiaries1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Funds-Axis