SurgeONE.ai
SurgeONE.ai is an AI-powered compliance, cybersecurity, and data platform purpose-built for SEC, FINRA, and state-regulated financial firms—primarily independent broker-dealers and RIAs—delivered via modular SaaS with embedded regulatory services.
- Company typePrivate
- Founded-
- HeadquartersMenlo Park, United States
- Headcount1–10
- GTM typeB2B
- OfferingSoftware
What SurgeONE.ai does
SurgeONE.ai is a privately-held, AI-native compliance, cybersecurity, and data platform purpose-built for SEC, FINRA, and state-regulated financial services firms — primarily independent broker-dealers, registered investment advisors (RIAs), and investment advisory enterprises. The platform unifies four functional pillars onto a single compliant data fabric: RegVerse (an AI-powered regulatory co-pilot using NLP and knowledge retrieval for compliance automation), Kovair (enterprise data migration and integration for a compliance data lake), Security Snapshot (cybersecurity monitoring and vendor due-diligence, with published tiered pricing), and MGL Consulting (regulatory services staffed by ex-regulators, acquired in May 2025). Core technical differentiators include explainable AI with audit-traced outputs, policy-aligned risk scoring with peer benchmarks, anomaly detection for insider risk and trade oversight, and a modular architecture allowing incremental module adoption.
The business operates on a primarily subscription-based SaaS model with recurring periodic charges and auto-renewal terms, supplemented by professional services for implementation, integration, training, and configuration. Go-to-market is direct enterprise sales with quote-based pricing for the main platform, plus standardized Security Snapshot tiered offerings ($19.95 per computer per month for core protection, per-seat staff security, and $100/month comprehensive bundles for up to 25 staff). The company demonstrates a hybrid distribution model: direct enterprise sales augmented by a channel partnership motion exemplified by its flagship alliance with United Planners Financial Services. The firm employs 101-250 people, is headquartered in Menlo Park, California, operates as SurgeONE, LLC, and is founder-led by CEO Sid Yenamandra (previously founder of Entreda, acquired by Smarsh/K1). No venture or institutional funding is disclosed in available sources, suggesting bootstrap or self-funded growth alongside tuck-in M&A.
SurgeONE.ai firmographics
Firmographics- Name
- SurgeONE.ai
- Legal name
- SurgeONE, LLC
- Website
- https://surgeone.ai
- Company type
- Private
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- SurgeONE.ai is an AI-powered compliance, cybersecurity, and data platform purpose-built for SEC, FINRA, and state-regulated financial firms—primarily independent broker-dealers and RIAs—delivered via modular SaaS with embedded regulatory services.
- Ownership category
- akta.pro rank
SurgeONE.ai industry classification
Industry- Product category
- RegTech / Compliance Software
- NAICS
- Software Publishers (513210), Computer Systems Design and Related Services (54151), Other Computer Related Services (541519)
- SIC
- Services-Prepackaged Software (7372), Services-Computer Integrated Systems Design (7373), Services-Computer Programming, Data Processing, Etc. (7370)
- akta.pro primary industry
- Enterprise AI Governance, Risk & Compliance Platforms (Model Risk, Audit, Policies) (HDAEANAE)
- akta.pro secondary industries
- AI Governance, Risk & Compliance (GRC) Platforms (HDAAAMAA), Responsible AI, Security & Privacy Platforms (Safety, Guardrails, PII) (HDAEANAG)
Keywords
Where SurgeONE.ai is headquartered
LocationHeadquarters
- HQ city
- Menlo Park
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
SurgeONE.ai business model
Business model- GTM type
- B2B
- Offering type
- Software
- Cost components
- Technology or R&D, Personnel, Marketing or Sales, Operations, Infrastructure
Revenue model
- Subscription Software (SaaS): Recurring subscription-based access to the AI-powered compliance and cybersecurity platform. Customers are invoiced after order completion with recurring periodic charges. Auto-renewal with 60-day notice required for non-renewal.
- Professional Services: Additional products including implementation, site planning, training, configuration, integration, and project management services provided under mutually executed Orders.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Unit Pricing | Annual | Core Protection - Computer Security |
| Per seat | Annual | Proactive Protection - Staff Security |
| Unit Pricing | Annual | Comprehensive Security - Business Protection |
Distribution channels2 records
Marketing channels6 records
SurgeONE.ai product offering
Product offeringCore offering
SurgeONE.ai provides an AI-powered compliance, cybersecurity, and data platform for SEC, FINRA, and state-regulated financial firms. The platform combines compliance automation (RegVerse), data integration (Kovair), cybersecurity monitoring (Security Snapshot), and regulatory services (MGL Consulting) on a single compliant data fabric. Customers subscribe to modular SaaS offerings and may purchase professional services for implementation, integration, and configuration.
Differentiator
Problem solved
Functional benefit
Brands
- RegVerse: AI-powered regulatory co-pilot for compliance automation and regulatory guidance
- Kovair
- Security Snapshot
- MGL Consulting
Products and services
- SurgeONE.ai Platform
- RegVerse
- Security Snapshot
- Kovair
- MGL Consulting
Quantifiable outcome
- Real-time compliance visibility and faster review turnaround
- +2 more outcomes
Companies that use SurgeONE.ai
Customer profileNamed customers4 records
Segments3 records
Ideal customer profiles3 records
SurgeONE.ai technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
AI capability7 records
Feature7 records
SurgeONE.ai partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- United Planners Financial ServicesflagshipSurgeONE.ai announced partnership with United Planners Financial Services to consolidate compliance, cybersecurity and data operations onto a single AI-enabled platform. The platform integrates four service elements: compliance automation by RegVerse, data integration by Kovair, cybersecurity monitoring by Security Snapshot, and regulatory services by MGL Consulting. United Planners selected the platform for real-time visibility of compliance standing and faster reviews.
Scale indicators2 records
Recent moves5 records
Expansion highlights5 records
SurgeONE.ai competitors and assessment
Company assessmentBroad incumbents
- Smarsh: Smarsh is a leading communications compliance and archiving platform for regulated financial firms. It acquired Entreda (SurgeONE founder's prior company), making it both a competitor and the prior employer of SurgeONE's CEO.
- NICE Actimize: NICE Actimize is a broad financial-crime and compliance platform serving global banks and broker-dealers with AML, surveillance, and case management. It is a large incumbent with overlapping compliance AI capabilities.
- Palantir Technologies: Palantir's Foundry platform provides enterprise data integration, governance, and AI infrastructure used by financial institutions. It competes broadly with SurgeONE's Kovair-based compliant data fabric.
Direct peers
- Behavox: Behavox provides AI-driven compliance surveillance, communications monitoring, and regulatory risk solutions for financial services. It is a direct competitor in AI-powered compliance for broker-dealers and RIAs.
- Theta Lake: Theta Lake offers AI-powered compliance archiving, supervision, and review for modern communications. It directly competes in the FINRA/SEC-regulated compliance surveillance category.
- Red Oak Compliance Solutions: Red Oak provides advertising compliance review, marketing material review, and supervision software for broker-dealers and RIAs, overlapping with SurgeONE's marketing review module.
- Ascent Technologies: Ascent is a regulatory technology platform that uses AI to automate compliance workflows for financial services firms, directly competing in the regulatory AI co-pilot category.
- Compliance.ai: Compliance.ai offers AI-powered regulatory change management and compliance workflow automation for financial institutions, overlapping with SurgeONE's RegVerse capabilities.
Emerging players
- Catelas: Catelas provides AI-driven trade surveillance and compliance analytics for broker-dealers and investment advisers, offering partial overlap with SurgeONE's trade oversight and insider risk modules.
Others
- Kovair Software: Kovair is actually a SurgeONE subsidiary providing enterprise data integration and migration; included for completeness as the data-fabric backbone underlying the parent platform.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat6 records
Key risks5 records
Key highlights7 records
Customer concentration
SurgeONE.ai social profiles
Digital presenceSurgeONE.ai financial estimates
Financial estimateRevenue estimate
Valuation estimate
SurgeONE.ai leadership team
Management profileNumber of profiles
Profiles1 record
SurgeONE.ai subsidiaries and ownership
Company hierarchySubsidiaries3 records
SurgeONE.ai funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
SurgeONE.ai M&A and investment
M&A and investmentM&A1 record
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about SurgeONE.ai
What does SurgeONE.ai do?
SurgeONE.ai provides an AI-powered compliance, cybersecurity, and data platform for SEC, FINRA, and state-regulated financial firms. The platform combines compliance automation (RegVerse), data integration (Kovair), cybersecurity monitoring (Security Snapshot), and regulatory services (MGL Consulting) on a single compliant data fabric. Customers subscribe to modular SaaS offerings and may purchase professional services for implementation, integration, and configuration.
Is SurgeONE.ai a public or private company?
SurgeONE.ai is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was SurgeONE.ai founded?
SurgeONE.ai was founded in -1. It employs 1 to 10 people.
Where is SurgeONE.ai based?
SurgeONE.ai is headquartered in Menlo Park, United States, in the North America region.
How does SurgeONE.ai make money?
Two revenue lines are on record. Subscription Software (SaaS) is the primary driver. The others are professional Services.
Who are SurgeONE.ai's main competitors?
Broad incumbents on record are Smarsh, NICE Actimize and Palantir Technologies. Direct peers are Behavox, Theta Lake, Red Oak Compliance Solutions, Ascent Technologies and Compliance.ai. Catelas is listed as an emerging player. Kovair Software is listed as an others.
Does SurgeONE.ai have an API?
No public API is recorded for SurgeONE.ai.
What industry is SurgeONE.ai in?
SurgeONE.ai's product category is RegTech / Compliance Software. Its primary akta.pro industry code is HDAEANAE, Enterprise AI Governance, Risk & Compliance Platforms (Model Risk, Audit, Policies), with a secondary code of HDAAAMAA, AI Governance, Risk & Compliance (GRC) Platforms. Its NAICS code is 513210 and its SIC code is 7372.