Gamma Assets management
Gamma Asset Management is a boutique SEC-registered investment adviser providing OCIO, proprietary equity strategies, and emerging market fixed income solutions to high net worth individuals, families, and institutional clients across the US, Latin America, and Europe.
- Company typePrivate
- Founded-
- HeadquartersSan Juan, Puerto Rico
- Headcount—
- GTM typeB2B and B2C
- OfferingServices
What Gamma Assets management does
Gamma Asset Management, LLC is an SEC-registered investment adviser that operates as a boutique investment firm serving high net worth individuals, families, and institutional clients across the United States, Latin America (including the Dominican Republic and Puerto Rico), and Europe. The firm offers six core service categories: Outsourced Chief Investment Officer (OCIO), Cash Management, Equity Strategies, Emerging Market Fixed Income, ETF Management, and Placement Agent services. Revenue is generated through investment advisory and management fees structured as a percentage of assets under management, with bespoke pricing for each client.
Underpinning the equity product set is a proprietary quantitative research stack centered on two models: the ITB (Indicated To Beat) model, which combines a Time Weighted Revision (TWR) factor with a Standardized Unexpected Earnings Surprise (SUE) factor to identify companies with positive forward earnings momentum, and a Multi-Factor Model (MFM) that evaluates momentum, value, and earnings stability across U.S. small-cap names. These models power seven distinct strategies (ITB, Small Cap Core, International Equity, Thematic, Large Cap Core, Small Cap ITB, and Tactical). The firm co-manages the Simplify Gamma Emerging Market Bond ETF (GAEM) with Simplify Funds and delivers thought-leadership content through a monthly and weekly commentary series called Gamma Insights.
The firm is vertically integrated with affiliate Gamma Securities LLC, a FINRA-registered introducing broker-dealer and SIPC member, under the common control of parent company Gamma International Bank, Inc. Client custody is provided by Pershing LLC. Distribution is relationship-led and direct, targeting sophisticated investors in select geographies (Miami headquarters at 1395 Brickell Avenue, Suite 630; San Juan, Puerto Rico office at the Ochoa 500 Building), with no public pricing disclosed.
Gamma Assets management firmographics
Firmographics- Name
- Gamma Assets management
- Legal name
- Gamma Asset Management, LLC
- Website
- https://gammaam.com
- Company type
- Private
- Operating status
- Operating
- Short description
- Gamma Asset Management is a boutique SEC-registered investment adviser providing OCIO, proprietary equity strategies, and emerging market fixed income solutions to high net worth individuals, families, and institutional clients across the US, Latin America, and Europe.
- Ownership category
- akta.pro rank
Gamma Assets management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394), Other Financial Investment Activities (5239)
- SIC
- Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Quantitative/Systematic Equity (Active) (FSAAAIAL)
Keywords
Where Gamma Assets management is headquartered
LocationHeadquarters
- HQ city
- San Juan
- HQ country
- Puerto Rico
- HQ region
- Latin America
Offices2 records
Markets served
Gamma Assets management business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Investment Advisory and Management Fees: Gamma Asset Management generates revenue through investment advisory fees and management fees charged to clients for portfolio management, OCIO services, and investment advisory. The firm operates as an SEC-registered investment adviser providing customized outsourced chief investment officer fiduciary services. Gamma Securities LLC, the affiliated FINRA registered introducing broker-dealer, provides brokerage services with accounts carried by Pershing LLC.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Annual | Bespoke investment management services with customized pricing |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels1 record
Gamma Assets management product offering
Product offeringCore offering
Gamma Asset Management is a boutique, SEC-registered investment adviser providing customized investment advisory and management services to high net worth individuals, families, and institutional clients. Core offerings include Outsourced Chief Investment Officer (OCIO) fiduciary services, cash management, proprietary equity strategies, emerging market fixed income, ETF management (including the co-managed Simplify GAEM ETF), and placement agent services. The firm operates an open-architecture investment platform with no proprietary product conflicts, leveraging proprietary quantitative models (ITB, MFM) for equity selection.
Product overview
Gamma Asset Management offers a comprehensive suite of investment management solutions organized around seven core services: OCIO (Outsourced Chief Investment Officer), Cash Management, Equity Strategies, Emerging Market Fixed Income, ETF Management, and Placement Agent services. The equity strategies include seven proprietaryquantitative strategies: Gamma Indicated To Beat (ITB), Gamma Small Cap Core (SCC), Gamma International Equity (GIE), Gamma Thematic Strategy (GTS), Gamma Large Cap Core (LCC), Gamma Small Cap ITB (SITB), and Gamma Tactical Strategy. The firm also co-manages the Simplify Gamma Emerging Market Bond ETF (GAEM) with Simplify Funds. Research and market insights are delivered through Gamma Insights, featuring monthly and weekly commentaries. The platform operates as a unified advisory service with institutional-grade execution across multiple asset classes.
Differentiator
Problem solved
Functional benefit
Brands
- Gamma Indicated To Beat (ITB): An opportunistic, earnings-driven quantitative strategy designed to identify companies with strong forward earnings momentum using proprietary ITB model factors Time Weighted Revision (TWR) and Standardized Unexpected Earnings Surprise (SUE).
- Gamma Small Cap Core (SCC)
- Gamma International Equity (GIE)
- Gamma Thematic Strategy (GTS)
- Gamma Large Cap Core (LCC)
- Gamma Small Cap ITB (SITB)
- Simplify Gamma Emerging Market Bond ETF (GAEM)
Products and services
- OCIO (Outsourced Chief Investment Officer)
- Cash Management
- Gamma Indicated To Beat (ITB)
- Gamma Small Cap Core (SCC)
- Gamma International Equity (GIE)
- Gamma Thematic Strategy (GTS)
- Gamma Large Cap Core (LCC)
- Gamma Small Cap ITB (SITB)
- Gamma Tactical Strategy
- Emerging Market Fixed Income
- Simplify Gamma Emerging Market Bond ETF (GAEM)
- ETF Management
- Placement Agent
Quantifiable outcome
- 95% of companies meeting ITB model criteria have historically beaten earnings estimates in subsequent quarters
Companies that use Gamma Assets management
Customer profileSegments2 records
Ideal customer profiles2 records
Gamma Assets management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature2 records
Gamma Assets management partnerships and signals
Strategic signalPartnerships
Five partnerships are on record, tiered core and minor.
- Pershing LLCcoreInvestment accounts are carried by Pershing LLC, a member of FINRA, NYSE, SIPC and registered with the SEC. Pershing serves as the primary custodian for client assets held at Gamma Asset Management.
- Simplify ETFscoreGamma Asset Management partners with Simplify ETFs to manage the Simplify Gamma Emerging Market Bond ETF (GAEM). The fund seeks income and capital appreciation through investments in bonds issued by or tied economically to issuers in emerging markets.
- Gamma Securities LLCcoreGamma Securities LLC is a wholly-owned subsidiary and affiliated company under common control of Gamma International Bank. It is a FINRA registered introducing broker-dealer and SIPC member that provides investment products and services alongside Gamma Asset Management.
- Gamma International Bank Inc.coreParent company controlling Gamma Asset Management LLC and Gamma Securities LLC. Gamma Asset Management and Gamma Securities are affiliated companies under common control of Gamma International Bank, Inc.
- Parval Puesto de BolsaminorDominican Republic broker dealer where CEO Pelayo Troncoso serves as an active member of the board of directors.
Scale indicators3 records
Recent moves6 records
Expansion highlights5 records
Gamma Assets management competitors and assessment
Company assessmentDirect peers
- Coho Partners: Boutique quantitative/relative-value equity manager with ESG tilt; directly comparable as a small-cap relative-value shop where Gamma employs its Multi-Factor Model (MFM). A prior Gamma analyst (Shirley Chen) was an ESG Investment Analyst at Coho, evidencing direct talent and strategy overlap.
- Mercer Advisors: Boutique-to-mid RIA providing OCIO, wealth management, and multi-family-office services to HNW individuals, families, and institutions — closely aligned with Gamma's stated client mix and OCIO/value proposition.
- Mariner Wealth Advisors: Independent RIA delivering wealth advisory, OCIO, and institutional advisory services. Highly comparable in go-to-market (relationship-led, sales_led) and in serving both HNW families and institutional clients with discretionary portfolios.
- Cresset Capital: Multi-family office and RIA providing bespoke wealth management and institutional advisory. Comparable boutique positioning, HNW/ultra-HNW focus, and Latin-American client connectivity overlap with Gamma.
- Simplify ETFs: ETF sponsor co-managing the Simplify Gamma Emerging Market Bond ETF (GAEM) with Gamma. Comparable as a partner/distributor in actively managed thematic and EM fixed income ETFs, and a natural co-marketing peer in the ETF channel.
Broad incumbents
- Russell Investments: Global multi-asset and OCIO provider. Gamma's Fixed Income PM (Jorge Suarez) was previously an Asset Allocation Strategist at Russell Investments, evidencing direct talent and capability overlap in OCIO, asset allocation, and EM fixed income mandates.
- SEI Investments: Large-scale OCIO, multi-asset, and ETF-focused investment manager serving institutions and HNW families. Directly comparable in OCIO delivery, model-portfolio equity strategies, and ETF-management services that Gamma also offers.
- PNC Capital Advisors: Institutional asset management arm of PNC. Gamma's CIO Douglas Roman previously ran equity management here (PNC Advantage scaled from $20M to $7.5B under his leadership), evidencing direct strategy and platform overlap in large-cap and small-cap equity mandates.
Others
- Haitong International Securities: Global securities and asset management firm. Gamma's COO/CRO Rafael Capa previously led risk management at Haitong International Securities USA, evidencing operational and risk-management process overlap relevant to Gamma's CRO function.
- Santander Private Banking International: Private banking and wealth platform with deep LatAm and EM fixed income capabilities. Gamma's Fixed Income PM (Jorge Suarez) was previously a Fixed Income Strategist at SPBI, evidencing direct talent overlap in EM/LatAm fixed income strategy.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Gamma Assets management compliance and trust
Trust signalCompliance3 records
Gamma Assets management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Gamma Assets management leadership team
Management profileNumber of profiles
Profiles12 records
Gamma Assets management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Gamma Assets management M&A and investment
M&A and investmentM&A
Investments1 record
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Gamma Assets management
What does Gamma Assets management do?
Gamma Asset Management is a boutique, SEC-registered investment adviser providing customized investment advisory and management services to high net worth individuals, families, and institutional clients. Core offerings include Outsourced Chief Investment Officer (OCIO) fiduciary services, cash management, proprietary equity strategies, emerging market fixed income, ETF management (including the co-managed Simplify GAEM ETF), and placement agent services. The firm operates an open-architecture investment platform with no proprietary product conflicts, leveraging proprietary quantitative models (ITB, MFM) for equity selection.
Is Gamma Assets management a public or private company?
Gamma Assets management is a private company. It is classified as corporate owned and is currently operating.
When was Gamma Assets management founded?
Gamma Assets management was founded in -1.
Where is Gamma Assets management based?
Gamma Assets management is headquartered in San Juan, Puerto Rico, in the Latin America region.
How does Gamma Assets management make money?
One revenue line is on record: investment Advisory and Management Fees.
Who are Gamma Assets management's main competitors?
Direct peers on record are Coho Partners, Mercer Advisors, Mariner Wealth Advisors, Cresset Capital and Simplify ETFs. Broad incumbents are Russell Investments, SEI Investments and PNC Capital Advisors. Others are Haitong International Securities and Santander Private Banking International.
Does Gamma Assets management have an API?
No public API is recorded for Gamma Assets management.
What industry is Gamma Assets management in?
Gamma Assets management's product category is Wealth Management. Its primary akta.pro industry code is FSAAAIAL, Quantitative/Systematic Equity (Active). Its NAICS code is 523940 and its SIC code is 6282.