Yuma Investment Group Wealth Management

What Yuma Investment Group Wealth Management does

Yuma & Imperial Valley Wealth Management is a private wealth advisory firm founded in 2001 and headquartered in Yuma, Arizona, with a second office in El Centro, California, serving individual clients across the Southwest USA. The firm provides a comprehensive suite of services spanning financial planning, retirement planning, investment management, estate planning, tax planning, insurance planning, Social Security optimization, college planning, business succession planning, charitable giving, and eldercare and long-term care planning. It also targets federal government employees as a specialized vertical, and offers ancillary services including a Digital Vault document storage product, community financial literacy events, and interactive self-service tools (risk survey, retirement readiness quiz, 401(k) calculator, Roth vs. traditional IRA calculator, SECURE Act RMD calculator, college readiness quiz), alongside integration with the Riskalyze third-party risk assessment platform.

The firm operates under a partnership model rather than as an independent RIA. Investment advisory services are delivered through CWM, LLC, an SEC Registered Investment Advisor (CRD 155344), with the firm functioning as a local division within the Carson Partners nationwide partnership of advisors. Revenue is generated through fee-based investment advisory arrangements on an annual billing cadence, with specific fee structures not publicly disclosed and determined based on individual client circumstances. Distribution is conducted via direct advisory consultations at the two physical offices and through the broader Carson Partners referral network. Customer segments span young professionals, accumulation-phase individuals, pre-retirees, retirees, and government employees, with no enterprise or institutional clients identified.

The firm has no proprietary technology platform and does not describe any in-house AI or ML capabilities. Its marketing approach is content-driven, relying on blog content organized by life-stage categories, interactive calculators, educational events, and community programs to drive top-of-funnel client acquisition. Awards are limited to BBB Better Business Bureau accreditation, and no funding rounds, M&A activity, or leadership changes are disclosed in the available data.

Name

Yuma Investment Group Wealth Management

Legal name

Yuma & Imperial Valley Wealth Management

Website

https://yumainvestmentgroup.com

Company type

Private

Founded year

2001

Operating status

Operating

Headcount range

11–50 employees

Short description

Yuma & Imperial Valley Wealth Management is a private fee-based advisory firm offering comprehensive financial, retirement, investment, estate, tax, and insurance planning to individual clients in the Southwest USA, operating as a local division within the Carson Partners nationwide RIA network.

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)

SIC

Investment Advice (6282)

akta.pro primary industry

Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)

akta.pro secondary industries

Financial Planning–Led RIAs (FSAAACAB), Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE), Specialized/Niche-Vertical RIAs (e.g., Medical, Tech, Executives, Athletes) (FSAAACAL)

Keywords

• Wealth management services
• Financial planning
• Retirement planning
• Investment advisory
• Estate planning

Headquarters

HQ city

Yuma

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Others

Revenue model

1. Investment Advisory Services: Investment advisory services are offered through CWM, LLC, an SEC Registered Investment Advisor. The firm operates under Carson Partners, a nationwide partnership of advisors, generating revenue through fee-based investment advisory arrangements with clients.

Pricing tiers

Go-to-market motion1 record

Distribution channels2 records

Marketing channels5 records

Core offering

Yuma & Imperial Valley Wealth Management is a financial advisory firm that delivers comprehensive wealth management services to individuals and families across the full financial lifecycle. Core offerings include financial planning, retirement planning, investment management, estate planning, tax planning, insurance planning, and specialized services such as government employee retirement, Social Security, college, and business succession planning. Investment advisory services are offered through CWM, LLC, an SEC Registered Investment Advisor, under the Carson Partners nationwide partnership of advisors.

Product overview

Yuma & Imperial Valley Wealth Management (YIVWM) is a financial advisory firm offering a comprehensive suite of wealth management services under the Carson Partners network (CWM, LLC). The firm provides core advisory services including Financial Planning, Retirement Planning, Investment Management, Estate Planning, Tax Planning, and Insurance Planning. These core services are delivered alongside specialized offerings for government employees, eldercare/long-term care, Social Security, college planning, business succession, and charitable giving. The firm also offers proprietary approaches like Money Memory Investing and supplementary tools including a Digital Vault Service and multiple self-service calculators (Risk Survey, Retirement Readiness Quiz, 401K Calculator, Roth vs. Traditional IRA Calculator, SECURE Act RMD Calculator, College Readiness Quiz). The firm utilizes the Riskalyze third-party platform for risk assessment. Investment advisory services are offered through CWM, LLC, an SEC Registered Investment Advisor.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Planning
• Retirement Planning
• Investment Management
• Estate Planning
• Tax Planning
• Insurance Planning
• Government Employee Retirement Planning
• Income Planning and Money Management
• Risk Management & Asset Protection
• Digital Vault Service
• Eldercare and Long-term Care Planning
• Social Security Planning
• College Planning
• Business Succession Planning
• Charitable Giving

Segments5 records

Ideal customer profiles5 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• CWM, LLC / Carson PartnerscoreChannel Partner/ Reseller/ DistributorInvestment advisory services are offered through CWM, LLC, an SEC Registered Investment Advisor (CRD 155344). Carson Partners, a division of CWM, LLC, is a nationwide partnership of advisors. The firm operates as a local division within this network, benefiting from brand affiliation, compliance infrastructure, and broader partnership resources.

Scale indicators1 record

Recent moves5 records

Expansion highlights5 records

Broad incumbents

• Carson Partners (CWM, LLC): Carson Partners is the parent partnership network under which Yuma operates. It is a large nationwide RIA platform with hundreds of partner advisors, providing a directly comparable business and partnership model at significantly greater scale.
• Edward Jones: A large national wealth management firm with a strong regional office-based advisor model. Comparable to Yuma in serving mass-affluent and retirement-focused clients through local advisor relationships and comprehensive financial planning offerings.
• Raymond James Financial: A diversified financial services firm offering wealth management through advisor-led regional offices. Comparable to Yuma in targeting retirement income, investment management, and financial planning for individuals and families.
• Cetera Financial Group: A network of independent financial advisors offering financial planning and wealth management under a centralized compliance umbrella. Comparable to Yuma in serving retirement-focused individuals through regional advisor offices.
• Northwestern Mutual: A large financial services firm combining wealth management, retirement, and insurance planning through a regional advisor network. Comparable to Yuma in offering holistic financial planning plus insurance solutions with relationship-driven service.
• Charles Schwab Wealth Advisory: A large-scale advisory platform offering investment management and financial planning across retail and mass-affluent segments. Comparable to Yuma in providing fee-based advisory services to individuals focused on retirement and wealth building.

Direct peers

• Hightower Advisors: A national RIA built on a partnership model where advisor teams retain local brand identity while leveraging shared compliance and operations infrastructure. Closely comparable to Yuma's Carson Partners affiliation structure.
• Focus Financial Partners: A partnership-focused wealth management platform supporting independent advisor firms with capital, compliance, and back-office infrastructure. Directly comparable to Yuma's model of operating within a larger RIA partnership network.
• Mariner Wealth Advisors: An independent RIA platform with a partnership model and comprehensive wealth planning for high-net-worth and mass-affluent clients. Comparable to Yuma in offering lifecycle financial planning with a team-based advisory approach.

Emerging players

• Vanguard Personal Advisor Services: A hybrid robo-advisor offering from Vanguard combining digital tools with human advisor access. Comparable to Yuma in targeting retirement-focused investors but with a fundamentally different technology-enabled, lower-fee delivery model.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks5 records

Key highlights6 records

Customer concentration

• Xx.com/yumainvestmentg
• LinkedInlinkedin.com/company/yuma-investment-group-wealth-management

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Yuma Investment Group Wealth Management