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Wunderlich Securities

Full company profile

uuid000klqc

Namestring
Wunderlich Securities
Websiteurl
wunderlichonline.com
Company typeenum
Private
Founded yearint
1996
Ownership categoryenum
Headcount rangeband
251–500
akta.pro rankint
HeadquartersMemphis, United States
HQ citystring
Memphis
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Keyword5 values
equity sales and trading, wealth management, investment banking, brokerage services, capital markets
Industry1 code
1Full-Service Brokerage (Wirehouse/Universal)
CodeFSAEACAAPrimaryYes
NAICS code2 codes
  • Securities and Commodity Contracts Intermediation and Brokerage5231
  • Investment Banking and Securities Intermediation52315
SIC code2 codes
  • Security Brokers, Dealers & Flotation Companies6211
  • Security & Commodity Brokers, Dealers, Exchanges & Services6200
Product category
Full-Service Brokerage
Cost components5 values
Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
GTM typeB2B
B2B
Offering typeServices
Services
Core offering1 text field

Wunderlich Securities is a full-service brokerage firm offering equity sales and trading, wealth management, investment banking, and equity capital markets services to institutional and individual clients. The firm also operates wealth management and fiduciary services through acquired entities, providing a comprehensive suite of capital markets and advisory solutions.

Differentiator
Functional benefit
Problem solved
Product and service2 records
1Equity Sales and Trading
CategoryBrokerage Services
2Wealth Management
Recent move4 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight4 records

Each record includes

Type, Description

Peers10 records
1William Blair
TypeDirect peer
Description

Privately held global investment banking and wealth management firm; comparable in institutional services and advisor-led wealth model.

2Stephens Inc.
TypeDirect peer
Description

Privately held full-service investment bank and broker-dealer offering institutional research, sales/trading, investment banking, and wealth management.

3Robert W. Baird & Co.
TypeDirect peer
Description

Privately held full-service broker-dealer with institutional sales/trading, investment banking, and wealth management. Closely aligned mid-size full-service brokerage peer.

4D.A. Davidson & Co.
TypeDirect peer
Description

Employee-owned full-service broker-dealer with investment banking, capital markets, and wealth management divisions; similar mid-size competitor footprint.

5Janney Montgomery Scott
TypeDirect peer
Description

Privately held full-service brokerage providing wealth management, institutional sales/trading, and investment banking — comparable mid-tier business model.

6Raymond James Financial
TypeDirect peer
Description

Diversified financial services firm with parallel institutional sales/trading, investment banking, and wealth management businesses. Comparable in scale range and product breadth to Wunderlich.

7JMP Group (now part of Piper Sandler / Citizens)
TypeBroad incumbent
Description

Investment banking and equity research/sales firm with comparable mid-market focus; relevant peer for institutional sales/trading and capital markets business lines.

8Hilltop Securities
TypeDirect peer
Description

Mid-size broker-dealer with public finance, institutional sales/trading, and wealth management — directly comparable structure and service lines.

9Stifel Financial Corp.
TypeDirect peer
Description

Mid-size full-service broker-dealer offering institutional equity sales and trading, investment banking, and wealth management across the U.S. Closely comparable business model and client mix to Wunderlich Securities.

10Oppenheimer & Co.
TypeDirect peer
Description

Full-service broker-dealer with wealth management, investment banking, and equity research/trading businesses; direct comparable in target client base and product mix.

Market position
Strengths3 records

Each record includes

Headline, Details, Source

Weaknesses3 records

Each record includes

Headline, Details, Source

Competitive moat3 records

Each record includes

Type, Details

Key risks4 records

Each record includes

Headline, Details, Source

Key highlights5 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Ideal customer profile2 records

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

AI maturity
App detail

Has app

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles6 records

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

No data
No data
Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds1 record

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors1 record

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A1 record

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment1 record

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Wunderlich Securities

Full-Service Brokeragewunderlichonline.com

Wunderlich Securities firmographics

Firmographics
Name
Wunderlich Securities
Website
https://wunderlichonline.com
Company type
Private
Founded year
1996
Headcount range
251–500 employees
Ownership category
akta.pro rank

Wunderlich Securities industry classification

Industry
Product category
Full-Service Brokerage
NAICS
Securities and Commodity Contracts Intermediation and Brokerage (5231), Investment Banking and Securities Intermediation (52315)
SIC
Security Brokers, Dealers & Flotation Companies (6211), Security & Commodity Brokers, Dealers, Exchanges & Services (6200)
akta.pro primary industry
Full-Service Brokerage (Wirehouse/Universal) (FSAEACAA)

Keywords

  • Equity sales and trading
  • Wealth management
  • Investment banking
  • Brokerage services
  • Capital markets

Where Wunderlich Securities is headquartered

Location

Headquarters

HQ city
Memphis
HQ country
United States
HQ region
North America

Markets served

Wunderlich Securities business model

Business model
GTM type
B2B
Offering type
Services
Cost components
Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure

Wunderlich Securities product offering

Product offering

Core offering

Wunderlich Securities is a full-service brokerage firm offering equity sales and trading, wealth management, investment banking, and equity capital markets services to institutional and individual clients. The firm also operates wealth management and fiduciary services through acquired entities, providing a comprehensive suite of capital markets and advisory solutions.

Differentiator

Problem solved

Functional benefit

Products and services

  • Equity Sales and Trading
  • Wealth Management

Companies that use Wunderlich Securities

Customer profile

Ideal customer profiles2 records

Wunderlich Securities technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

Wunderlich Securities partnerships and signals

Strategic signal

Recent moves4 records

Expansion highlights4 records

Wunderlich Securities competitors and assessment

Company assessment

Direct peers

  • William Blair: Privately held global investment banking and wealth management firm; comparable in institutional services and advisor-led wealth model.
  • Stephens Inc. Privately held full-service investment bank and broker-dealer offering institutional research, sales/trading, investment banking, and wealth management.
  • Robert W. Baird & Co. Privately held full-service broker-dealer with institutional sales/trading, investment banking, and wealth management. Closely aligned mid-size full-service brokerage peer.
  • D.A. Davidson & Co. Employee-owned full-service broker-dealer with investment banking, capital markets, and wealth management divisions; similar mid-size competitor footprint.
  • Janney Montgomery Scott: Privately held full-service brokerage providing wealth management, institutional sales/trading, and investment banking — comparable mid-tier business model.
  • Raymond James Financial: Diversified financial services firm with parallel institutional sales/trading, investment banking, and wealth management businesses. Comparable in scale range and product breadth to Wunderlich.
  • Hilltop Securities: Mid-size broker-dealer with public finance, institutional sales/trading, and wealth management — directly comparable structure and service lines.
  • Stifel Financial Corp. Mid-size full-service broker-dealer offering institutional equity sales and trading, investment banking, and wealth management across the U.S. Closely comparable business model and client mix to Wunderlich Securities.
  • Oppenheimer & Co. Full-service broker-dealer with wealth management, investment banking, and equity research/trading businesses; direct comparable in target client base and product mix.

Broad incumbents

Market position

Strengths3 records

Weaknesses3 records

Competitive moat3 records

Key risks4 records

Key highlights5 records

Customer concentration

Wunderlich Securities social profiles

Digital presence

Wunderlich Securities financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Wunderlich Securities leadership team

Management profile

Number of profiles

Profiles6 records

Wunderlich Securities funding detail

Funding detail

Funding overview

Funding rounds1 record

Investors1 record

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Wunderlich Securities M&A and investment

M&A and investment

M&A1 record

Investments1 record

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Wunderlich Securities

What does Wunderlich Securities do?

Wunderlich Securities is a full-service brokerage firm offering equity sales and trading, wealth management, investment banking, and equity capital markets services to institutional and individual clients. The firm also operates wealth management and fiduciary services through acquired entities, providing a comprehensive suite of capital markets and advisory solutions.

When was Wunderlich Securities founded?

Wunderlich Securities was founded in 1996. It employs 251 to 500 people.

Where is Wunderlich Securities based?

Wunderlich Securities is headquartered in Memphis, United States, in the North America region.

Who are Wunderlich Securities's main competitors?

Direct peers on record are William Blair, Stephens Inc., Robert W. Baird & Co., D.A. Davidson & Co., Janney Montgomery Scott, Raymond James Financial, Hilltop Securities, Stifel Financial Corp. and Oppenheimer & Co.. JMP Group (now part of Piper Sandler / Citizens) is listed as a broad incumbent.

Does Wunderlich Securities have an API?

No public API is recorded for Wunderlich Securities.

What industry is Wunderlich Securities in?

Wunderlich Securities's product category is Full-Service Brokerage. Its primary akta.pro industry code is FSAEACAA, Full-Service Brokerage (Wirehouse/Universal). Its NAICS code is 5231 and its SIC code is 6211.

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Live signals
GlobeNewswireWunderlich Securities, Inc. to be Rebranded as B. Riley Wealth Management, Inc.B. Riley Financial announced that its subsidiary Wunderlich Securities will be rebranded as B. Riley Wealth Management, with the transition expected later this year. The acquisition in July 2017 added over 180 advisors and about $8 billion in assets under administration. The combined entity will offer comprehensive wealth management services.GlobeNewswireB. Riley Financial Closes Acquisition of Wunderlich SecuritiesB. Riley Financial completed its acquisition of Wunderlich Securities, adding over 200 financial advisors and $10 billion in assets under administration. The deal expands B. Riley's institutional client base, research coverage, and proprietary trading capabilities, including an institutional fixed income business. Gary Wunderlich will remain CEO of Wunderlich and join B. Riley's board.GlobeNewswireB. Riley Financial to Acquire Wunderlich SecuritiesB. Riley Financial signed a definitive agreement to acquire Wunderlich Securities for $67 million, including $36 million in cash and stock. The deal adds over 200 advisors and $10 billion in assets under administration, with closing expected in June 2017.PR NewswireCity Office REIT, Inc. Announces Closing of Upsized Public Offering of Common Stock and Full Exercise of Underwriters' OptionCity Office REIT, Inc. announced the closing of its upsized underwritten public offering of 5,750,000 shares of common stock at $12.40 per share, raising total gross proceeds of $71.3 million including the full exercise of a 750,000-share underwriters' option. The company intends to use the net proceeds for acquiring office properties, repaying amounts outstanding under its secured credit facility, and general working capital purposes including funding future acquisitions. Raymond James served as sole book-running manager while D.A. Davidson & Co., Janney Montgomery Scott, Wunderlich, Oppenheimer & Co. and Compass Point acted as co-lead managers for the offering.PR NewswireMetTel's Leading SD-WAN Solution Helps Wunderlich Respond Faster to Financial Market ShiftsMetTel, a communications solutions provider, announced that financial services firm Wunderlich has deployed its SD-WAN solution to improve network connectivity across its operations in over 30 U.S. cities. The implementation saved Wunderlich more than $35,000 in upfront costs and over $12,000 annually on IT infrastructure while enabling faster response to market opportunities. Wunderlich, which provides wealth management, equity research, and investment banking services, required reliable 24/7 communications to support its expanding operations.GlobeNewswireAirgain Files S-1 Registration Statement for Proposed Primary and Secondary OfferingAirgain filed an S-1 with the SEC for a proposed underwritten public offering of approximately $20 million in shares from the company and $20 million from stockholders. The offering includes a 30-day option for underwriters to buy up to $6 million more shares. Cowen, William Blair, Northland Capital Markets, and Wunderlich are acting as book-running managers.PR NewswireB. Riley Financial Announces Pricing of Senior Notes OfferingB. Riley Financial priced a $25 million aggregate principal amount of 7.50% Senior Notes due 2021 at 100% of par value on October 27, 2016, with the offering expected to close on November 2, 2016. Wunderlich Securities and Compass Point Research & Trading served as book-running managers for the underwritten registered public offering. The company intends to use the net proceeds for general corporate purposes.PR NewswireB. Riley Financial Announces Offering of $25 Million Senior Notes Due 2021B. Riley Financial, Inc. announced on October 26, 2016, that it has commenced an underwritten registered public offering of $25 million aggregate principal amount of 5-year senior notes. The company intends to use the net proceeds for general corporate purposes, pending which it will maintain the proceeds in short-term marketable securities or money market accounts. Wunderlich Securities, Inc. and Compass Point Research & Trading LLC are acting as book-running managers for the offering.PR NewswireApparel Stores Stocks Under Scanner -- Abercrombie & Fitch, DSW Inc., Tailored Brands, and Francesca'sStock-Callers.com published an analysis of four apparel retail stocks on August 4, 2016, noting stock price movements and recent corporate developments. Abercrombie & Fitch received a credit rating upgrade from Moody's to Ba3 from B1, reflecting improved financial position, while DSW Inc. announced the launch of DSW Kids in over 200 stores across 40 states and received a rating upgrade from Wells Fargo. Tailored Brands received a Buy rating from Wunderlich with a $20 price target, and Francesca's Holdings stock declined 1.44% despite a positive monthly gain.PR NewswireResearch Solutions (RSSS) Announces $5.2 Million Private PlacementResearch Solutions, Inc., an Encino, California-based provider of on-demand scientific and technical information services, closed a $5.2 million private placement on June 24, 2016, selling 5.2 million units at $1.00 per unit to an institutional investor and company directors. Each unit includes one share of common stock and one warrant exercisable for five years at $1.25 per share, with Wunderlich Securities acting as placement agent. The company plans to use the proceeds to accelerate development and marketing of its Article Galaxy SaaS research intelligence platform for life science companies and intellectual property-driven corporations.