Silver Regulatory Associates
Silver Regulatory Associates is a New York-based compliance consulting firm serving SEC- and FINRA-registered investment managers with regulatory compliance, due diligence preparation, sustainability risk & strategy, and cyber compliance services across PE, VC, hedge fund, and crypto firms.
- Company typePrivate
- Founded2018
- HeadquartersNew York, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What Silver Regulatory Associates does
Silver Regulatory Associates is a New York-headquartered compliance consulting firm founded in 2018 by Fizza Khan that serves SEC- and FINRA-registered investment managers across private equity, venture capital, hedge fund, crypto/digital asset, and broker-dealer segments. The firm operates four service lines: Regulatory Compliance (registration, Form ADV, compliance manuals, mock SEC exams, forensic testing, exam support); Due Diligence Preparation (DDQ responses, mock investor diligence, interview training); Sustainability Risk & Strategy (SFDR, PRI, TCFD, CSRD, California SB 253/SB 261 reporting and strategy); and Cyber Compliance (WISP, IRP, BCP development, risk assessments, penetration testing, incident response). Silver does not operate its own technology platform; instead, it leverages deep human regulatory expertise complemented by a November 2025 technology partnership with Hadrius that embeds an AI-powered Compliance OS into its advisory workflow.
The firm runs a sales-led, high-touch professional services model delivered by managing directors and directors who act as both subject-matter experts and client relationship owners. Pricing is quote-based and not publicly disclosed; engagements are structured as ongoing support or project-based work. Revenue is generated entirely through consulting fees across the four service lines, with no productized SaaS, marketplace, or self-serve channel. The firm has expanded from a single New York office (417 Fifth Avenue) to a London presence announced in February 2026, anchored by Associate Director Jarod Riedl to serve UK and EU clients facing global sustainability and regulatory frameworks.
Silver's go-to-market is anchored on thought leadership (SilverVision blog, Silver's Educational Hub on YouTube, downloadable white papers, a SilverVision newsletter) and event participation (AIMA, PRI in Person, Travers Smith, Uncorrelated). The firm combines a sales-led outreach motion with industry credibility built on team credentials, including former regulators from the SEC, NFA, and Cboe Global Markets, and on early-mover positioning in crypto/digital asset and sustainability regulatory advisory.
Silver Regulatory Associates firmographics
Firmographics- Name
- Silver Regulatory Associates
- Legal name
- Silver Regulatory Associates LLC
- Website
- https://silverregulatoryassociates.com
- Company type
- Private
- Founded year
- 2018
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Silver Regulatory Associates is a New York-based compliance consulting firm serving SEC- and FINRA-registered investment managers with regulatory compliance, due diligence preparation, sustainability risk & strategy, and cyber compliance services across PE, VC, hedge fund, and crypto firms.
- Ownership category
- akta.pro rank
Silver Regulatory Associates industry classification
Industry- Product category
- Regulatory Compliance Consulting
- NAICS
- Management, Scientific, and Technical Consulting Services (5416)
- SIC
- Services-Services, Nec (8900)
- akta.pro primary industry
- Regulatory Compliance Advisory (BPAHAFAB)
- akta.pro secondary industry
- Regulatory Taxonomy, Rules Mapping & Controls Testing (FSAFAOAN)
Keywords
Where Silver Regulatory Associates is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Silver Regulatory Associates business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Others
Revenue model
- Regulatory Compliance Consulting Services: Silver provides regulatory compliance consulting to SEC- and FINRA-registered investment advisers, private funds, and broker-dealers. Services include SEC registration support, Form ADV preparation, compliance manual development, ongoing compliance program maintenance, SEC exam preparation, mock exams, forensic testing, and exam support. Services are delivered by expert consultants and billed on a professional services basis.
- Sustainability Risk & Strategy (SRS) Advisory: Silver's SRS team provides advisory services across sustainability strategy, SFDR reporting, PRI reporting, TCFD disclosures, climate strategy, and sustainability marketing support for investment managers. This is a professional advisory service billed on a consulting/project basis.
- Due Diligence Preparation Services: Silver helps investment firms prepare for investor due diligence by providing DDQ responses, mock due diligence reviews, and readiness support. This professional service offering is tailored to private equity, venture capital, and hedge fund clients undergoing fundraising.
- Cyber Compliance Services: Silver's Cyber Compliance division provides cybersecurity program development, policy development, incident response planning, cyber risk assessments, vendor due diligence, penetration testing, vulnerability scanning, phishing simulations, and breach response support. Services are offered as ongoing support engagements or on a project basis.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels8 records
Silver Regulatory Associates product offering
Product offeringCore offering
Silver Regulatory Associates is a regulatory compliance consulting firm serving SEC- and FINRA-registered investment advisers, private funds, and broker-dealers. The firm delivers four core service lines: Regulatory Compliance Services (registration, Form ADV, compliance manuals, mock exams, forensic testing), Sustainability Risk & Strategy (SFDR, PRI, TCFD, climate strategy), Due Diligence Preparation (DDQ responses, mock investor reviews), and Cyber Compliance (WISP, IRP, BCP development, penetration testing, incident response).
Product overview
Silver Regulatory Associates operates as a multi-service regulatory consulting firm offering four interconnected core service lines: Regulatory Compliance Services, Due Diligence Preparation Services, Sustainability Risk & Strategy (SRS), and Cyber Compliance Services. The firm serves private equity, venture capital, hedge fund, crypto/digital asset, and broker-dealer investment managers. Silver combines over 25 years of industry expertise with innovation to provide tailored compliance solutions. The portfolio includes SilverVision, a thought leadership blog, and Silver's Educational Hub for video-based training content. In November 2025, Silver announced a technology partnership with Hadrius to integrate AI-powered Compliance OS capabilities into its advisory services.
Differentiator
Problem solved
Functional benefit
Products and services
- Regulatory Compliance Services Comprehensive regulatory compliance services for SEC-registered investment advisers, private funds, and broker-dealers. Includes SEC investment adviser registration, Form ADV preparation, compliance manual and policy development, ongoing compliance program maintenance, mock SEC exams, forensic testing, marketing material review, employee training, and full exam support. Also covers crypto/digital asset compliance best practices.
- Due Diligence Preparation Services Preparation services helping investment firms master investor due diligence processes, including standard DDQ questionnaire responses, custom investor DDQ responses, mock due diligence reviews simulating institutional investor scrutiny, and personnel training for investor interviews. Tailored for PE, VC, and hedge fund clients undergoing fundraising.
- Sustainability Risk & Strategy Services (SRS) Sustainability advisory services covering responsible investment program development, regulatory compliance guidance (SFDR, SEC, EU CSRD), sustainability reporting, marketing and disclosure support, framework alignment (PRI, TCFD, EDCI), climate strategy, and bespoke sustainability strategy for investment managers.
- Cyber Compliance Services Cybersecurity compliance services designed for registered investment advisers and private fund managers. Includes policy development (WISP, IRP, BCP), cyber risk assessments, cyber insurance reviews, cybersecurity training, vendor due diligence, penetration testing, vulnerability scanning, phishing simulations, and incident response support.
Quantifiable outcome
- Silver has helped private equity, venture capital, hedge fund, and crypto/digital asset firms prepare for and withstand regulatory examinations and investor due diligence scrutiny.
Companies that use Silver Regulatory Associates
Customer profileSegments6 records
Ideal customer profiles5 records
Silver Regulatory Associates technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration1 record
AI capability2 records
Silver Regulatory Associates partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- HadriuscoreHadrius and Silver Regulatory Associates announced a technology partnership on November 20, 2025, to elevate AI-driven compliance solutions for SEC- and FINRA-regulated investment managers. The collaboration combines Silver's regulatory expertise with Hadrius' AI-powered Compliance OS platform to improve oversight efficiency and exam readiness for investment firms. The partnership aims to help firms reduce compliance risk, accelerate supervision processes, and standardize controls across compliance operations.
Scale indicators3 records
Recent moves6 records
Expansion highlights5 records
Silver Regulatory Associates competitors and assessment
Company assessmentDirect peers
- ACA Group: ACA Group is the largest dedicated investment adviser compliance consulting and RegTech firm, offering GIPS, compliance, performance, risk, and cyber services. It is the most direct competitor to Silver's core compliance practice and shares several former employees with Silver's senior team.
- IQEQ: IQEQ provides fund administration, compliance, and regulatory consulting to private equity, venture capital, and hedge fund managers globally. Multiple Silver team members (Patrick Billie, Josh Burton, Caroline Benson, Mitch Haberberger, Kevin Davenport) previously worked at IQEQ, indicating direct talent and client overlap.
- K2 Integrity: K2 Integrity is a risk, regulatory, and compliance consulting firm serving financial services, with practices in AML, investigations, and ESG. Silver senior associate Matthew Weiser was previously a consultant at K2, and K2 directly competes for regulatory advisory mandates with investment managers.
- Cipperman Compliance Services: Cipperman is a specialized compliance consulting firm serving investment advisers, private funds, and broker-dealers with outsourced CCO, regulatory exam support, and program development services. It competes head-to-head with Silver for SEC-registered investment adviser mandates.
- National Regulatory Services (NRS): NRS provides regulatory compliance, registration, and continuing education services to investment advisers, broker-dealers, and insurance producers. It is a long-standing direct competitor in adviser registration, compliance program development, and exam preparation.
- Beacon Compliance: Beacon Compliance provides outsourced compliance and CCO services to investment advisers and private fund managers, including mock SEC exams, compliance program development, and ongoing support. Directly comparable in scope and target client to Silver's core regulatory compliance line.
- U.S. Compliance Consulting: U.S. Compliance Consulting is a predecessor firm to Silver in the same niche; Silver's CEO Fizza Khan served as COO there before founding Silver. It continues to operate as a direct competitor providing outsourced compliance services to investment advisers.
- Drawbridge Partners: Drawbridge Partners is a cybersecurity firm dedicated to the alternative investment industry, providing cyber risk management, testing, and vCISO services. It directly competes with Silver's Cyber Compliance Division, and Silver's Michael Regan was previously a co-founder of its London office.
Broad incumbents
- Sia Partners: Sia Partners is a global management consulting firm with a dedicated Financial Services Compliance & Risk practice serving banks, asset managers, and insurers. It competes for the same investment management clients as Silver but with a much broader consulting portfolio and deeper bench.
- Kroll (formerly Duff & Phelps): Kroll is a global risk, financial advisory, and compliance consulting firm that acquired Duff & Phelps, where Silver's CEO Fizza Khan was a Managing Director. Kroll's broader portfolio and global scale make it a more established incumbent competing for the same investment manager compliance engagements.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Silver Regulatory Associates social profiles
Digital presenceSilver Regulatory Associates financial estimates
Financial estimateRevenue estimate
Valuation estimate
Silver Regulatory Associates leadership team
Management profileNumber of profiles
Profiles9 records
Silver Regulatory Associates funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Silver Regulatory Associates M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Silver Regulatory Associates
What does Silver Regulatory Associates do?
Silver Regulatory Associates is a regulatory compliance consulting firm serving SEC- and FINRA-registered investment advisers, private funds, and broker-dealers. The firm delivers four core service lines: Regulatory Compliance Services (registration, Form ADV, compliance manuals, mock exams, forensic testing), Sustainability Risk & Strategy (SFDR, PRI, TCFD, climate strategy), Due Diligence Preparation (DDQ responses, mock investor reviews), and Cyber Compliance (WISP, IRP, BCP development, penetration testing, incident response).
Is Silver Regulatory Associates a public or private company?
Silver Regulatory Associates is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Silver Regulatory Associates founded?
Silver Regulatory Associates was founded in 2018. It employs 1 to 10 people.
Where is Silver Regulatory Associates based?
Silver Regulatory Associates is headquartered in New York, United States, in the North America region.
How does Silver Regulatory Associates make money?
Four revenue lines are on record. Regulatory Compliance Consulting Services are the primary driver. The others are sustainability Risk & Strategy (SRS) Advisory, due Diligence Preparation Services and cyber Compliance Services.
Who are Silver Regulatory Associates's main competitors?
Direct peers on record are ACA Group, IQEQ, K2 Integrity, Cipperman Compliance Services, National Regulatory Services (NRS), Beacon Compliance, U.S. Compliance Consulting and Drawbridge Partners. Broad incumbents are Sia Partners and Kroll (formerly Duff & Phelps).
Does Silver Regulatory Associates have an API?
No public API is recorded for Silver Regulatory Associates.
What industry is Silver Regulatory Associates in?
Silver Regulatory Associates's product category is Regulatory Compliance Consulting. Its primary akta.pro industry code is BPAHAFAB, Regulatory Compliance Advisory, with a secondary code of FSAFAOAN, Regulatory Taxonomy, Rules Mapping & Controls Testing. Its NAICS code is 5416 and its SIC code is 8900.