Hadrius
Hadrius provides an AI-native compliance platform for SEC- and FINRA-regulated financial firms, unifying marketing review, communications archiving, trade surveillance, employee oversight, and firm oversight into a single system used by 500+ institutions covering $5T+ AUM.
- Company typePrivate
- Founded2023
- HeadquartersSan Francisco, United States
- Headcount101–250
- GTM typeB2B
- OfferingSoftware
What Hadrius does
Hadrius operates an AI-native compliance platform for SEC- and FINRA-regulated financial services firms, founded in 2023 and headquartered in New York (123 William Street). The company serves 500+ financial institutions spanning broker-dealers, registered investment advisors (RIAs), private funds (hedge funds and private equity), and outsourced compliance consultants, and reports that its platform secures compliance for over $5 trillion in client AUM. Hadrius is backed by Y Combinator and operates under the legal entity Quantbase Investments, Inc.
The platform unifies five core compliance modules on a single AI-native, zero-data-retention architecture: Firm Oversight (compliance program management with policy-as-code and AI gap detection), Marketing Review (multi-format AI content review across text, PDFs, images, and video with WORM-compliant archiving), Employee Oversight (personal trading, disclosures, and attestations), Communications Archiving (capturing 30+ channels including email, Slack, Microsoft Teams, Bloomberg Chat, Discord, WhatsApp, iMessage, SMS, and social media), and Trade Surveillance (cross-account anomaly detection). A recently launched add-on, Prediction Market Monitoring, supervises employee activity on Kalshi and Polymarket within the same supervisory workflow. The underlying technology uses a custom per-firm enterprise AI model trained on each firm's supervisory structure and policies, with multi-modal AI analysis spanning text, image, video, and audio.
Hadrius sells via quote-based annual enterprise subscriptions segmented by firm size (1-50, 51-250, 251-5,000, 5,000+), combined into module bundles. Distribution combines direct enterprise sales (demo requests and scheduled calls), a self-serve app login at app.hadrius.com, a formal Partner Program for resellers and compliance advisors (with 15+ named partners including Bates Group, KeyBridge, Helios, Salus GRC, and Silver Regulatory Associates), and technology integrations (Kalshi, Polymarket). The company has disclosed $2 million in seed funding as of September 2023 and operates with a team of 50+ spanning founding engineers, GTM, sales, product design, and account strategy roles.
Hadrius firmographics
Firmographics- Name
- Hadrius
- Legal name
- Quantbase Investments, Inc.
- Website
- https://hadrius.com
- Company type
- Private
- Founded year
- 2023
- Operating status
- Operating
- Headcount range
- 101–250 employees
- Short description
- Hadrius provides an AI-native compliance platform for SEC- and FINRA-regulated financial firms, unifying marketing review, communications archiving, trade surveillance, employee oversight, and firm oversight into a single system used by 500+ institutions covering $5T+ AUM.
- Ownership category
- akta.pro rank
Hadrius industry classification
Industry- Product category
- Regulatory Compliance Software
- NAICS
- Computer Systems Design and Related Services (54151), Financial Transactions Processing, Reserve, and Clearinghouse Activities (522320)
- SIC
- Finance Services (6199)
- akta.pro primary industry
- Financial Crime Compliance (AML/KYC/Sanctions) (BPAEAPAK)
- akta.pro secondary industries
- Regulatory Compliance Management (Policies, Attestations, Obligations Mapping) (FSAFAKAG), IT Governance, Risk & Compliance (IT GRC) Platforms (HDAEALAK)
Keywords
Where Hadrius is headquartered
LocationHeadquarters
- HQ city
- San Francisco
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Hadrius business model
Business model- GTM type
- B2B
- Offering type
- Software
- Cost components
- Technology or R&D, Personnel, Marketing or Sales, Infrastructure, Operations
Revenue model
- Hadrius Platform Subscription: SaaS-based platform subscription providing AI-native compliance infrastructure. Pricing is quote-based and not publicly disclosed ('Request a demo' / 'Talk to sales' CTAs), consistent with enterprise B2B SaaS revenue. Bundles marketing review, communications archiving, trade surveillance, employee oversight, and firm oversight.
- Partner Program Reseller Margin: Indirect revenue stream via the Hadrius Partner Program for resellers, compliance advisors, and strategic tech providers that resell or bundle the platform with their services.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Quote-based enterprise subscription; pricing varies by firm size and module bundle. |
Go-to-market motion4 records
Distribution channels4 records
Marketing channels8 records
Hadrius product offering
Product offeringCore offering
Hadrius provides an AI-native compliance platform for SEC- and FINRA-regulated financial services firms. The platform unifies five core modules—Firm Oversight, Marketing Review, Employee Oversight, Communications Archiving, and Trade Surveillance—on a single zero-data-retention architecture, automating supervision, archiving, and regulatory reporting in place of fragmented legacy compliance systems.
Product overview
Hadrius is a single, AI-native compliance operating system (also described as AI-native compliance infrastructure) for SEC- and FINRA-regulated financial services firms, sold as one unified platform on a zero-data-retention architecture rather than as a bundle of separate point tools. The platform consolidates five core modules: Firm Oversight (Compliance Program Management), Marketing Review (Marketing Oversight), Employee Oversight (Code of Ethics), Communications Archiving (Communications Oversight), and Trade Surveillance (Transaction Oversight), with Prediction Market Monitoring offered as a recent add-on to Trade Surveillance. All five modules share a common system of record and AI layer, and the product is supported by a Partner Program that lets compliance consultants and resellers deliver Hadrius across multiple client firms.
Differentiator
Problem solved
Functional benefit
Products and services
- Hadrius Firm Oversight Centralizes firm-wide risk tracking, automates compliance testing, and generates audit-ready reports. Ingests Written Supervisory Procedures combined with pre-built templates, applies AI-powered gap detection and control mapping, and provides immutable audit trails with one-click exam exports for compliance teams at regulated financial firms.
- Hadrius Marketing Review AI-assisted workflow that unifies content review, disclosure management, and WORM-compliant archiving across text, PDFs, images, videos, and slides to shorten review cycles and produce audit-ready documentation for broker-dealers, RIAs, and private funds.
- Hadrius Employee Oversight Provides real-time visibility into all employee activity through AI-driven monitoring of personal trading, attestations, certifications, and disclosures (OBA, gifts, contributions), with automated conflict detection and policy-aware recommendations for compliance officers.
- Hadrius Communications Archiving Captures, supervises, and archives over 30 channels (email, chat, SMS, social, Bloomberg Chat, Discord, WhatsApp, iMessage, Slack, Teams) in real time with WORM-compliant retention, multi-format AI analysis, and one-click exam exports.
- Hadrius Trade Surveillance Monitors employee and firm trading against restricted lists, blackout windows, and personal trading rules at scale, fusing trading, communications, and policy context into one workflow with AI-powered detection of market abuse patterns and cross-account anomalies.
- Hadrius Prediction Market Monitoring Extension to Trade Surveillance that monitors employee Kalshi and Polymarket activity in real time alongside equities, crypto, and options, providing one unified supervisory view and defensible audit trails for the emerging prediction markets compliance blind spot.
- Hadrius Partner Program Program for compliance advisors, resellers, and strategic tech providers to offer Hadrius to clients, including multi-tenant workspaces for compliance consultants managing multiple client firms.
- Hadrius AI-Native Compliance Infrastructure The unified core platform that hosts the Firm Oversight, Marketing Review, Employee Oversight, Communications Archiving, and Trade Surveillance modules on a single, AI-native, zero-data-retention architecture with one system of record.
Quantifiable outcome
- 19+ hours gained back weekly per user after implementation
- +10 more outcomes
Companies that use Hadrius
Customer profileNamed customers20 records
Segments4 records
Ideal customer profiles4 records
Hadrius technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration12 records
AI capability14 records
Feature10 records
Hadrius partnerships and signals
Strategic signalPartnerships
17 partnerships are on record, tiered core and minor.
- Silver Regulatory AssociatescoreTechnology partnership announced to enhance AI-driven compliance solutions for SEC- and FINRA-regulated firms. Combines Silver's regulatory expertise with Hadrius' compliance platform to improve oversight and streamline compliance processes.
- Salus GRCcoreStrategic partnership to deliver AI-powered compliance solutions for financial services, integrating Hadrius' governance, risk management, and compliance automation with Salus GRC's technology. Aimed at modernizing compliance workflows, improving reporting, and enhancing oversight. Debuted at the NSCP Annual Conference.
- Bates GroupminorListed as a Hadrius partner in the official partner program for compliance advisors, resellers, and strategic tech providers. Logo displayed in the partner ecosystem carousel.
- KeyBridgeminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- HeliosminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- CoreComplianceminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- CompliersminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- STPminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- Risk PartnersminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- PINEminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- DFP PartnersminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- MCGminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- NextRegminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- GigcxosminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- Essential EdgeminorListed as a Hadrius partner in the official partner program. Logo displayed in the partner ecosystem carousel.
- KalshicoreAPI-based integration enabling Hadrius to ingest employee prediction market trades from Kalshi accounts for unified trade surveillance. Employees securely connect Kalshi accounts through Hadrius' onboarding workflow.
- PolymarketcoreAPI-based integration enabling Hadrius to ingest employee prediction market trades from Polymarket accounts for unified trade surveillance. Employees securely connect Polymarket accounts through Hadrius' onboarding workflow.
Scale indicators16 records
Recent moves6 records
Expansion highlights6 records
Hadrius competitors and assessment
Company assessmentDirect peers
- Smarsh: Long-standing leader in compliance communications archiving and supervision for broker-dealers and financial firms — directly competes with Hadrius' Communications Oversight module and is explicitly named in Hadrius' competitor comparison matrix.
- Red Oak Compliance: Specialist compliance platform for broker-dealers covering marketing review, supervisory procedures, and trade surveillance — directly overlaps Hadrius' FINRA-aligned modules and is named as a legacy vendor Hadrius seeks to consolidate.
- StarCompliance: Employee compliance and insider-trading monitoring platform for financial services — directly competes with Hadrius' Employee Oversight and Trade Surveillance modules for the same RIA and broker-dealer buyers.
- ACA Compliance (ACA Group): Large GRC and compliance advisory and technology provider for financial services — competes with Hadrius across compliance program management, supervisory software, and reg-tech consulting, and is named as a legacy vendor Hadrius aims to displace.
- Theta Lake: AI-driven communications compliance, archiving and surveillance platform purpose-built for regulated firms — directly competes with Hadrius' Communications Archiving and multi-channel AI supervision capabilities.
- RegEd: Regulatory compliance management platform for broker-dealers and financial services covering training, supervision, and marketing review — overlaps Hadrius' Firm Oversight and Marketing Review modules and is explicitly named as a competitor.
- Global Relay: Enterprise communications archiving and supervision provider widely used by financial services — directly competes with Hadrius' Communications Archiving module, especially for larger broker-dealer and RIA accounts.
- Behavox: AI-native compliance and conduct surveillance platform for financial institutions — overlaps with Hadrius' AI-driven communications and trade surveillance and is a like-for-like AI-native competitor for large enterprise deals.
Broad incumbents
- NICE Actimize: Established financial crime, AML, and trade surveillance suite used by large global banks and broker-dealers — competes with Hadrius' Trade Surveillance module at the enterprise end, but covers a much broader regulatory perimeter.
Emerging players
- Salus GRC: Governance, risk and compliance platform for financial services that announced a strategic 2025 partnership with Hadrius to integrate AI-powered compliance — a complementary GRC vendor rather than a direct head-to-head, but overlaps in the compliance program management category.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat5 records
Key risks6 records
Key highlights7 records
Customer concentration
Hadrius social profiles
Digital presenceHadrius compliance and trust
Trust signalCompliance3 records
Hadrius financial estimates
Financial estimateRevenue estimate
Valuation estimate
Hadrius leadership team
Management profileNumber of profiles
Profiles3 records
Hadrius funding detail
Funding detailFunding overview
Funding rounds3 records
Investors8 records
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Hadrius M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Hadrius
What does Hadrius do?
Hadrius provides an AI-native compliance platform for SEC- and FINRA-regulated financial services firms. The platform unifies five core modules—Firm Oversight, Marketing Review, Employee Oversight, Communications Archiving, and Trade Surveillance—on a single zero-data-retention architecture, automating supervision, archiving, and regulatory reporting in place of fragmented legacy compliance systems.
Is Hadrius a public or private company?
Hadrius is a private company. It is classified as venture growth investor backed and is currently operating.
When was Hadrius founded?
Hadrius was founded in 2023. It employs 101 to 250 people.
Where is Hadrius based?
Hadrius is headquartered in San Francisco, United States, in the North America region.
How does Hadrius make money?
Two revenue lines are on record. Hadrius Platform Subscription is the primary driver. The others are partner Program Reseller Margin.
Who are Hadrius's main competitors?
Direct peers on record are Smarsh, Red Oak Compliance, StarCompliance, ACA Compliance (ACA Group), Theta Lake, RegEd, Global Relay and Behavox. NICE Actimize is listed as a broad incumbent. Salus GRC is listed as an emerging player.
Does Hadrius have an API?
No public API is recorded for Hadrius.
What industry is Hadrius in?
Hadrius's product category is Regulatory Compliance Software. Its primary akta.pro industry code is BPAEAPAK, Financial Crime Compliance (AML/KYC/Sanctions), with a secondary code of FSAFAKAG, Regulatory Compliance Management (Policies, Attestations, Obligations Mapping). Its NAICS code is 54151 and its SIC code is 6199.