Randall Financial Group

Name

Randall Financial Group

Legal name

Randall Financial Group, LLC

Website

https://rfinancialgroup.com

Company type

Private

Founded year

2002

Operating status

Operating

Headcount range

1–10 employees

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Financial Planning–Led RIAs (FSAAACAB)

akta.pro secondary industry

Fee-Only Advisory (FSAEAAAL)

Keywords

• Investment advisory services
• Financial planning services
• Wealth management advisory
• Tax planning services
• Estate planning services

Headquarters

HQ city

Providence

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales

Revenue model

1. Investment Advisory Fees: NCU Investment Solutions generates revenue through investment advisory fees, likely based on assets under management (AUM) and/or assets under advisement (AUA). As a registered investment advisor, the firm charges fees for providing financial planning, investment management, tax planning, and estate planning services. The $100M+ AUM + AUA figure suggests the firm's revenue is tied to the value of client assets under management.

Pricing tiers

Go-to-market motion1 record

Distribution channels1 record

Marketing channels3 records

Core offering

Randall Financial Group, operating as NCU Investment Solutions, is a registered investment advisor that provides an integrated suite of personal financial advisory services. The firm designs, implements, and monitors personalized financial plans for individual clients, combining financial planning, long-term investment management, tax planning, and estate/wealth transfer planning into a single ongoing advisory relationship.

Product overview

NCU Investment Solutions offers an integrated suite of four core financial advisory services designed to work together holistically: Financial Planning (the foundational service that designs, implements, and monitors personalized plans), Investment Management (long-term strategy creation and portfolio management), Tax Planning (in conjunction with clients' tax professionals), and Estate Planning (wealth transfer assistance with attorneys). The firm serves as investment advisors and counselors focused on building long-term client relationships with $100M+ AUM + AUA as of 2/1/26.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Planning Customized financial planning service that designs, implements, and monitors a financial plan tailored to each client's short- and long-term goals, with ongoing progress reporting and course adjustments. Aimed at individual clients seeking an integrated, long-term advisory relationship.
• Investment Management Long-term investment strategy creation and implementation designed to maximize return while minimizing risk through personalized portfolio management for individual clients.
• Tax Planning Collaborative tax strategy service that works alongside the client's tax professional to identify and implement strategies that take maximum advantage of the tax code.
• Estate Planning Wealth transfer planning service that works with qualified attorneys to help plan for future generations and the efficient transfer of accumulated wealth.

Segments1 record

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• Orion AdvisorcoreTechnology or IntegrationOrion Advisor is the technology platform used by NCU Investment Solutions for client portfolio management and reporting. Clients access their accounts through the Orion Advisor login portal. This platform partnership enables the firm to provide clients with portfolio monitoring, reporting, and account management capabilities as part of the overall advisory service offering.

Scale indicators2 records

Recent moves2 records

Direct peers

• CUSO Financial Services (Atria Wealth Solutions): CUSO Financial Services, now part of Atria Wealth Solutions, provides investment and insurance programs to credit unions — directly comparable to NCU Investment Solutions as a credit-union-affiliated wealth advisory arm with a similar member/client base and product set.
• Buckingham Strategic Wealth: Mid-sized fee-only RIA providing comprehensive financial planning, investment management, tax, and estate services to individuals — closely comparable to NCU Investment Solutions in service mix, fee-only model, and individual-client focus.
• Ballast Rock Private Wealth: Smaller fee-based RIA offering financial planning and investment management to individuals and families — comparable in scale, planning-led approach, and client segment to NCU Investment Solutions.

Broad incumbents

• Commonwealth Financial Network: Large independent broker-dealer and RIA support platform serving thousands of financial advisors with planning, investment, and back-office tools — comparable to NCU Investment Solutions as a planning-led RIA using institutional platforms (Orion), but at vastly greater scale.
• LPL Financial: Largest independent broker-dealer in the U.S., supporting RIAs and advisors with custody, technology, and practice management — directly comparable in business model (advisor-led financial planning and investment management) but operating at national scale.
• Edelman Financial Engines: Large national RIA offering comprehensive financial planning, investment management, and tax/estate services to individuals — directly comparable product mix to NCU Investment Solutions but with national reach and significantly more AUM.
• Creative Planning: Large fee-only RIA delivering comprehensive financial planning, investment management, and tax services — a directly comparable holistic planning model at much greater scale than Randall Financial Group.
• Mariner Wealth Advisors: National wealth advisory firm offering financial planning, investment management, tax, and estate services — comparable in integrated planning-and-investing model, and active acquirer of small RIAs of NCU's profile.
• Carson Group: Wealth management firm supporting financial advisors with planning, investment, and coaching — comparable holistic planning focus to NCU Investment Solutions but at significantly larger scale and advisor count.
• Wealth Enhancement Group: Large independent RIA built via roll-up of small planning-led firms — directly comparable holistic financial planning model to NCU Investment Solutions, and an active acquirer of $100M+ AUM shops.

Market position

Strengths4 records

Weaknesses5 records

Competitive moat3 records

Key risks5 records

Key highlights6 records

Customer concentration

• LinkedInlinkedin.com/showcase/ncu-investment-solutions

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Randall Financial Group