Alaric Compliance Services
Alaric Compliance Services operates as ACA Group, a privately-held GRC platform serving 6,350+ financial institutions globally with compliance advisory, managed services, and proprietary ComplianceAlpha technology, supported by 1,400+ professionals with regulatory backgrounds.
- Company typePrivate
- Founded2002
- HeadquartersNew York, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
What Alaric Compliance Services does
Alaric Compliance Services operates as ACA Group, a privately-held governance, risk, and compliance (GRC) platform serving financial institutions globally. Founded in 2002 by five former regulators and headquartered in New York with a regional headquarters in London, the firm employs 1,400+ professionals—many with prior regulatory and in-house Chief Compliance Officer experience—and serves 6,350+ clients across asset management, broker-dealers, hedge funds, investment companies, private markets, wealth management, banking, insurance, and fintech.
The company's core technology is ComplianceAlpha, a cloud-based compliance management platform that digitizes the compliance calendar and workflows, integrates risk and policy management, and supports modules including eComms Capture, Archive and Surveillance, Market Abuse Surveillance, Employee Compliance, Control Room Compliance, AML and Sanction Checks, Marketing and Financial Promotion Reviews, eLearning, Transaction Cost Analysis, and Ethos for ESG data. Specialized products include Vantage for Cyber, Research Compliance Solutions (an AI-powered platform for expert call oversight and transcript analysis branded as Encore AI), and standalone platforms such as Ethos for ESG regulatory readiness.
ACA generates revenue across three primary streams: Advisory Services (project-based and retainer engagements by former regulators and practitioners), Managed Services (recurring outsourced CCO, compliance operations, reporting and filing, surveillance and monitoring, and regulatory hosting), and Technology Solutions (subscription licensing of ComplianceAlpha and related modules). The go-to-market is enterprise direct sales with dedicated strategy sessions and industry-specific solution selling, supported by content marketing, webcasts, case studies, and email. Pricing is quote-based with no publicly disclosed tiers. Leadership includes CEO Guy Talarico and Director Carl Rizzo.
Alaric Compliance Services firmographics
Firmographics- Name
- Alaric Compliance Services
- Legal name
- ACA Group
- Website
- https://alariccompliance.com
- Company type
- Private
- Founded year
- 2002
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Alaric Compliance Services operates as ACA Group, a privately-held GRC platform serving 6,350+ financial institutions globally with compliance advisory, managed services, and proprietary ComplianceAlpha technology, supported by 1,400+ professionals with regulatory backgrounds.
- Ownership category
- akta.pro rank
Alaric Compliance Services industry classification
Industry- Product category
- Governance, Risk, and Compliance (GRC) Services for Financial Institutions
- SIC
- Services-Management Consulting Services (8742)
- akta.pro primary industry
- Compliance Technology, GRC Platforms & Controls Automation Advisory (BPAHAFAO)
- akta.pro secondary industries
- Risk, Controls & Governance (GRC) Platforms (FSAFAOAG), Governance, Risk & Compliance (GRC) Platforms (BPAEAPAA), ESG, Sustainability Reporting & Compliance (BPAEAPAM), Model Governance, Risk & Compliance (GRC) Platforms (HDAAAKAA), Regulatory Change, Governance & Compliance Management (GRC) (FSACAJAK)
Keywords
Where Alaric Compliance Services is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Alaric Compliance Services business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Technology or R&D, Operations, Marketing or Sales, Infrastructure
Revenue model
- Advisory Services: Expert consulting services delivered by former regulators and practitioners covering compliance advisory, cybersecurity, distribution, AML risk management, investment performance, and compliance training. Typically delivered as project-based engagements or ongoing advisory retainers.
- Managed Services: Scalable operational support including compliance operations, reporting and filing, surveillance and monitoring, regulatory hosting solutions, outsourced chief compliance officer (OCCO), GIPS compliance support, and private fund fundraising support. Recurring revenue model with ongoing engagements.
- Technology Solutions: SaaS platform licensing and technology subscriptions for compliance management, surveillance, employee compliance, and ESG data management. ComplianceAlpha platform and related modules offered on subscription basis.
- Regulatory Hosting Solutions: Regulatory hosting services providing compliant operational infrastructure for financial services firms.
Go-to-market motion2 records
Distribution channels1 record
Marketing channels5 records
Alaric Compliance Services product offering
Product offeringCore offering
Alaric Compliance Services operates as ACA Group, providing end-to-end governance, risk, and compliance (GRC) services and technology to financial institutions. The firm delivers integrated advisory, managed services, and proprietary technology (ComplianceAlpha platform) covering regulatory compliance, AML, cybersecurity, ESG, surveillance, and performance for asset managers, broker-dealers, hedge funds, private markets, and wealth managers.
Product overview
Alaric Compliance Services operates as ACA Group, an end-to-end governance, risk, and compliance (GRC) platform for financial institutions. The offering is a unified platform-plus-modules architecture centered on ComplianceAlpha (core compliance management with workflow automation), complemented by specialized modules for surveillance (eComms Capture, Market Abuse Surveillance, Employee Compliance, Control Room Compliance), compliance oversight (Marketing Reviews, eLearning, AML Checks), and risk technology (Cybersecurity and Risk Technology, Vantage for Cyber). Standalone products include Ethos for ESG data management and Research Compliance Solutions (AI-powered call/transcript analysis). Advisory services (Compliance Advisory, AI Risk and Governance, ESG Advisory, Investment Performance, AML Risk Management) and managed services (Compliance Operations, Reporting and Filing, Surveillance and Monitoring) extend the technology platform, providing a complete 360-degree view of compliance programs for asset managers, hedge funds, broker-dealers, and private markets clients.
Differentiator
Problem solved
Functional benefit
Brands
- ACA Foreside: Legal underwriting solutions for distribution compliance.
- ACA Aponix
- Ethos
- ComplianceAlpha
- Encore AI
Products and services
- ComplianceAlpha Cloud-based compliance management platform that digitizes compliance calendar and workflows with integrated risk and policy management and workflow access management for automating user management. Targeted at financial institutions requiring automated compliance program oversight.
- Ethos ESG Platform Standalone ESG data, analysis, reporting, and regulatory readiness platform for managing ESG metrics, sustainability reporting, and responsible investing practices. Targeted at financial institutions navigating ESG regulatory requirements.
- Vantage for Cyber Cybersecurity and ESG risk management platform that safeguards investments and enhances portfolio oversight through integrated risk monitoring. Targeted at asset managers and investment firms requiring cyber and ESG due diligence.
- Research Compliance Solutions AI-powered platform for expert call oversight, transcript analysis, and research intelligence supporting compliance in investment research activities. Combines voice/audio analysis with text transcript analysis and structured reporting. Targeted at investment research teams.
- Compliance Advisory Expert consulting services delivered by a global team of former regulators and practitioners providing guidance on compliance programs, including SEC, CFTC, NFA, FINRA, and FCA regulatory requirements. Delivered as project-based engagements or ongoing advisory retainers.
- Managed Compliance Operations Scalable operational support including compliance operations, outsourced chief compliance officer (OCCO) services, and staff augmentation. Recurring managed service for financial institutions needing extended compliance team capacity.
- Reporting and Filing Services Specialist managed services for complex global regulatory filings including Form ADV, 13F, Blue Sky, and Form PF. Reduces risk and ensures accuracy for asset managers and investment advisers.
- Surveillance and Monitoring Managed Services Expert-led services to detect risk, monitor conduct, and reduce internal burden across surveillance operations. Targeted at financial institutions requiring surveillance function support.
- Cybersecurity and Risk Advisory (ACA Aponix) Cybersecurity and technology risk advisory services to protect firms and build operational resiliency. Targeted at financial institutions needing cybersecurity posture and regulatory compliance support.
- Distribution Solutions (ACA Foreside) Legal underwriting solutions for distribution compliance including ETF and ETC launch support. Facilitates compliant distribution of investment products. Targeted at asset managers and fund sponsors.
- AML Risk Management Advisory AML and financial crime prevention advisory delivered by a team of former regulators and auditors. Addresses financial crimes-related threats and regulatory risk mitigation. Targeted at financial institutions requiring AML program support.
- Investment Performance Services Streamline and simplify investment performance calculations including GIPS standards compliance support. Includes executive-level leadership for performance, compliance, and reporting. Targeted at asset managers requiring GIPS compliance and performance measurement.
- AI Risk and Governance Services Regulator-ready AI governance and risk controls enabling safe, effective, and compliant AI use within financial institutions. Targeted at financial institutions deploying AI in regulated activities.
- ESG Advisory Services Promote responsible investing practices while minimizing regulatory risks through ESG advisory services. Targeted at asset managers and institutional investors.
- Compliance Training Services Equip teams to navigate evolving regulatory changes through specialized compliance training programs. Targeted at financial institutions requiring ongoing compliance education.
- FCA Authorisation and Operations Support (Mirabella) End-to-end support from FCA application to compliance operations, including UK AIFM regime services and regulatory hosting under the Mirabella Managed Solutions brand. Targeted at asset managers requiring UK market entry authorization.
- Private Fund Fundraising and Reporting Support Stay investor ready and regulator ready with streamlined, resource-light solutions for private fund fundraising and reporting. Targeted at private equity, private credit, and other private market fund managers.
Quantifiable outcome
- Improved compliance program efficiency through sophisticated technology and increased economies of scale, efficiencies, and standardization
Companies that use Alaric Compliance Services
Customer profileNamed customers9 records
Segments6 records
Ideal customer profiles3 records
Alaric Compliance Services technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
AI capability9 records
Feature11 records
Alaric Compliance Services partnerships and signals
Strategic signalScale indicators4 records
Recent moves6 records
Expansion highlights5 records
Alaric Compliance Services competitors and assessment
Company assessmentDirect peers
- Protiviti: Global consulting firm with a dedicated financial services compliance and risk practice offering advisory, managed services, and technology. Comparable target customer (asset managers, banks) and overlapping service portfolio, including technology risk and AML advisory.
- Capco: Financial services-focused consulting and technology firm delivering regulatory compliance, risk, and operational transformation. Comparable buyer (large banks, asset managers) and similar blend of advisory plus managed services.
- NICE Actimize: Direct competitor in financial crime, AML, and trade surveillance for asset managers and broker-dealers. Overlaps directly with ACA's AML/Sanction Checks, Market Abuse Surveillance, and eComms surveillance modules.
Broad incumbents
- Moody's Analytics: Provides regulatory reporting, risk, and compliance solutions to financial institutions at scale. Highly comparable in regulatory reporting and capital markets compliance, with broader credit and risk data analytics overlap.
- SS&C Eze: Investment management technology platform including compliance, surveillance, and operational workflows. Comparable in serving asset managers and hedge funds with bundled compliance and front-to-back-office technology.
- Wolters Kluwer: Large incumbent providing OneSumX for Finance regulatory reporting and a portfolio of GRC/compliance solutions to financial institutions. Highly comparable in core regulatory reporting and compliance technology, but operates at much broader scale across multiple verticals.
Others
- ACA Group (parent brand context: private-equity-style RegTech roll-up comparables): While self-referential, the broader PE-backed RegTech roll-up universe (e.g., Stamping Ground / Main Post Partners-style RegTech platform investments) is relevant for comparable M&A and exit dynamics affecting ACA itself.
Emerging players
- ComplyAdvantage: AI-native AML and sanctions screening vendor serving financial institutions. Directly comparable to ACA's AML and Sanction Checks offering, though more technology-focused and less advisory-heavy.
- SteelEye: Communications surveillance and compliance platform for financial services. Directly competes with ACA's eComms Capture, Archive, and Surveillance modules with a more modern, AI-native architecture.
Regional players
- ACA Compliance Group (Hong Kong / Asia) and similar regional players: Regional compliance advisory firms serving asset managers and private fund managers in Asia-Pacific, Latin America, and other non-US/EU jurisdictions where ACA's footprint is thinner. Comparable business model but distinct geographic focus.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat6 records
Key risks5 records
Key highlights6 records
Customer concentration
Alaric Compliance Services social profiles
Digital presenceAlaric Compliance Services financial estimates
Financial estimateRevenue estimate
Valuation estimate
Alaric Compliance Services leadership team
Management profileNumber of profiles
Profiles2 records
Alaric Compliance Services funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Alaric Compliance Services M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Alaric Compliance Services
What does Alaric Compliance Services do?
Alaric Compliance Services operates as ACA Group, providing end-to-end governance, risk, and compliance (GRC) services and technology to financial institutions. The firm delivers integrated advisory, managed services, and proprietary technology (ComplianceAlpha platform) covering regulatory compliance, AML, cybersecurity, ESG, surveillance, and performance for asset managers, broker-dealers, hedge funds, private markets, and wealth managers.
Is Alaric Compliance Services a public or private company?
Alaric Compliance Services is a private company. It is classified as unknown and is currently operating.
When was Alaric Compliance Services founded?
Alaric Compliance Services was founded in 2002. It employs 11 to 50 people.
Where is Alaric Compliance Services based?
Alaric Compliance Services is headquartered in New York, United States, in the North America region.
How does Alaric Compliance Services make money?
Four revenue lines are on record. Advisory Services are the primary driver. The others are managed Services, technology Solutions and regulatory Hosting Solutions.
Who are Alaric Compliance Services's main competitors?
Direct peers on record are Protiviti, Capco and NICE Actimize. Broad incumbents are Moody's Analytics, SS&C Eze and Wolters Kluwer. ACA Group (parent brand context: private-equity-style RegTech roll-up comparables) is listed as an others. Emerging players are ComplyAdvantage and SteelEye. ACA Compliance Group (Hong Kong / Asia) and similar regional players is listed as a regional player.
Does Alaric Compliance Services have an API?
No public API is recorded for Alaric Compliance Services.
What industry is Alaric Compliance Services in?
Alaric Compliance Services's product category is Governance, Risk, and Compliance (GRC) Services for Financial Institutions. Its primary akta.pro industry code is BPAHAFAO, Compliance Technology, GRC Platforms & Controls Automation Advisory, with a secondary code of FSAFAOAG, Risk, Controls & Governance (GRC) Platforms. Its SIC code is 8742.