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Galvin Gaustad & Stein

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uuid000owix

Namestring
Galvin Gaustad & Stein
Legal namestring
Galvin, Gaustad & Stein, LLC
Websiteurl
ggsadvisors.com
Company typeenum
Private
Founded yearint
2010
Operating statusenum
Operating
Ownership categoryenum
Headcount rangeband
11–50
akta.pro rankint
HeadquartersScottsdale, United States
HQ citystring
Scottsdale
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Offices8 records

Each record includes

City, Country, Type, Description, Source

Keyword5 values
registered investment advisory, wealth management services, asset management, financial planning, retirement planning
Industry2 codes
1Fund of Funds & Multi-Manager Mutual Funds
CodeFSAAAEALPrimaryYes
2Multi-Asset Income Funds (Diversified Income)
CodeFSAAAJAGPrimaryNo
NAICS code2 codes
  • Portfolio Management and Investment Advice523940
  • Portfolio Management and Investment Advice52394
SIC code1 code
  • Investment Advice6282
Product category
Wealth Management
No data
Marketing channels3 records

Each record includes

Title, Type, Stage, Description, Source

Distribution channels2 records

Each record includes

Title, Type, Scope, Target buyer, Description, Source

Cost components5 values
Personnel, Operations, Marketing or Sales, Technology or R&D, Others
GTM typeB2C
B2C
Offering typeServices
Services
Core offering1 text field

Galvin, Gaustad & Stein, LLC is a registered investment advisory firm that constructs customized portfolios of selected stocks, bonds, and ETFs aggregated to each client's specific risk level, and provides personalized wealth management and retirement planning services. The firm applies a disciplined three-step investment process combining quantitative screening, discounted cash flow valuation, and deep-dive qualitative analysis, with internal research conducted by CFA charter holders.

Differentiator
Functional benefit
Problem solved
Product overview1 text field

Galvin, Gaustad & Stein, LLC is a Registered Investment Advisory Firm offering personalized asset management and wealth management services. The firm operates as a unified service practice built around three core offerings: Portfolio Management (constructing customized portfolios of stocks, bonds, and ETFs based on disciplined quantitative and qualitative analysis), Retirement Planning (developing comprehensive plans for clients at all stages of retirement), and Wealth Management (providing holistic financial planning services to individuals, families, organizations, and institutions). The firm serves as a fiduciary advisor, with CFA charter holders conducting internal research to monitor positions and generate investment ideas for client portfolios.

Product and service1 record
1Portfolio Management
Recent move5 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight4 records

Each record includes

Type, Description

Peers10 records
1Savant Wealth Management
TypeDirect peer
Description

Mid-sized, multi-office registered investment advisor offering customized portfolio management, financial planning, and retirement services to individuals and families — directly comparable custom-RIA model with similar geographic and segment focus.

2Buckingham Strategic Wealth
TypeDirect peer
Description

Fee-only RIA providing evidence-based financial planning, portfolio management, and tax strategy to individuals and families — directly comparable fee-only RIA model with similar custom advisory emphasis.

3Edelman Financial Engines
TypeBroad incumbent
Description

Large national RIA offering investment advisory, retirement planning, and wealth management to individuals and workplace participants — comparable core services but significantly larger scale and broader delivery model.

4Modera Wealth Management
TypeDirect peer
Description

Fee-only RIA providing comprehensive financial planning and investment management to individuals, families, and institutions — directly comparable mid-sized custom-RIA service model with similar fiduciary positioning.

5Carson Group
TypeDirect peer
Description

National RIA and coaching community serving independent financial advisors and their clients with investment, retirement, and business consulting services — comparable RIA platform model targeting the same advisor-client relationship.

6Fisher Investments
TypeBroad incumbent
Description

Large independent investment management firm serving high-net-worth individuals and institutions with portfolio management and retirement planning — comparable RIA/portfolio-management focus but at much larger scale and more institutional orientation.

7Brown Brothers Harriman Wealth Management
TypeBroad incumbent
Description

Private partnership offering personalized wealth advisory, investment management, and trust services to HNW families and institutions — comparable fiduciary wealth management model but tied to a much larger parent bank.

8Mariner Wealth Advisors
TypeDirect peer
Description

Large independent RIA providing personalized wealth advisory, investment management, retirement planning, and fiduciary services across multiple US offices — directly comparable RIA service mix and multi-office distribution.

9Ronald Blue Trust
TypeDirect peer
Description

Faith-aligned RIA providing personalized investment management, financial planning, and estate/legacy services for individuals, families, and institutions — comparable custom-portfolio approach and values-based client alignment.

10Creative Planning
TypeBroad incumbent
Description

Large national fee-only RIA offering wealth management, financial planning, and institutional investment services across a broad footprint — serves similar custom-RIA need but at materially larger scale and broader service menu.

Market position
Strengths5 records

Each record includes

Headline, Details, Source

Weaknesses5 records

Each record includes

Headline, Details, Source

Competitive moat3 records

Each record includes

Type, Details

Key risks5 records

Each record includes

Headline, Details, Source

Key highlights7 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Segment2 records

Each record includes

Title, Type, Primary, Description, Pain point addressed, Use case, Source

Ideal customer profile2 records

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

AI maturity
App detail

Has app

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles12 records

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

No data
Compliance2 records

Each record includes

Name, Class, Description

Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Galvin Gaustad & Stein

Wealth Managementggsadvisors.com

Galvin Gaustad & Stein firmographics

Firmographics
Name
Galvin Gaustad & Stein
Legal name
Galvin, Gaustad & Stein, LLC
Website
https://ggsadvisors.com
Company type
Private
Founded year
2010
Operating status
Operating
Headcount range
11–50 employees
Ownership category
akta.pro rank

Galvin Gaustad & Stein industry classification

Industry
Product category
Wealth Management
NAICS
Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
SIC
Investment Advice (6282)
akta.pro primary industry
Fund of Funds & Multi-Manager Mutual Funds (FSAAAEAL)
akta.pro secondary industry
Multi-Asset Income Funds (Diversified Income) (FSAAAJAG)

Keywords

  • Registered investment advisory
  • Wealth management services
  • Asset management
  • Financial planning
  • Retirement planning

Where Galvin Gaustad & Stein is headquartered

Location

Headquarters

HQ city
Scottsdale
HQ country
United States
HQ region
North America

Offices8 records

Markets served

Galvin Gaustad & Stein business model

Business model
GTM type
B2C
Offering type
Services
Cost components
Personnel, Operations, Marketing or Sales, Technology or R&D, Others

Distribution channels2 records

Marketing channels3 records

Galvin Gaustad & Stein product offering

Product offering

Core offering

Galvin, Gaustad & Stein, LLC is a registered investment advisory firm that constructs customized portfolios of selected stocks, bonds, and ETFs aggregated to each client's specific risk level, and provides personalized wealth management and retirement planning services. The firm applies a disciplined three-step investment process combining quantitative screening, discounted cash flow valuation, and deep-dive qualitative analysis, with internal research conducted by CFA charter holders.

Product overview

Galvin, Gaustad & Stein, LLC is a Registered Investment Advisory Firm offering personalized asset management and wealth management services. The firm operates as a unified service practice built around three core offerings: Portfolio Management (constructing customized portfolios of stocks, bonds, and ETFs based on disciplined quantitative and qualitative analysis), Retirement Planning (developing comprehensive plans for clients at all stages of retirement), and Wealth Management (providing holistic financial planning services to individuals, families, organizations, and institutions). The firm serves as a fiduciary advisor, with CFA charter holders conducting internal research to monitor positions and generate investment ideas for client portfolios.

Differentiator

Problem solved

Functional benefit

Products and services

  • Portfolio Management

Companies that use Galvin Gaustad & Stein

Customer profile

Segments2 records

Ideal customer profiles2 records

Galvin Gaustad & Stein technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

Galvin Gaustad & Stein partnerships and signals

Strategic signal

Recent moves5 records

Expansion highlights4 records

Galvin Gaustad & Stein competitors and assessment

Company assessment

Direct peers

  • Savant Wealth Management: Mid-sized, multi-office registered investment advisor offering customized portfolio management, financial planning, and retirement services to individuals and families — directly comparable custom-RIA model with similar geographic and segment focus.
  • Buckingham Strategic Wealth: Fee-only RIA providing evidence-based financial planning, portfolio management, and tax strategy to individuals and families — directly comparable fee-only RIA model with similar custom advisory emphasis.
  • Modera Wealth Management: Fee-only RIA providing comprehensive financial planning and investment management to individuals, families, and institutions — directly comparable mid-sized custom-RIA service model with similar fiduciary positioning.
  • Carson Group: National RIA and coaching community serving independent financial advisors and their clients with investment, retirement, and business consulting services — comparable RIA platform model targeting the same advisor-client relationship.
  • Mariner Wealth Advisors: Large independent RIA providing personalized wealth advisory, investment management, retirement planning, and fiduciary services across multiple US offices — directly comparable RIA service mix and multi-office distribution.
  • Ronald Blue Trust: Faith-aligned RIA providing personalized investment management, financial planning, and estate/legacy services for individuals, families, and institutions — comparable custom-portfolio approach and values-based client alignment.

Broad incumbents

  • Edelman Financial Engines: Large national RIA offering investment advisory, retirement planning, and wealth management to individuals and workplace participants — comparable core services but significantly larger scale and broader delivery model.
  • Fisher Investments: Large independent investment management firm serving high-net-worth individuals and institutions with portfolio management and retirement planning — comparable RIA/portfolio-management focus but at much larger scale and more institutional orientation.
  • Brown Brothers Harriman Wealth Management: Private partnership offering personalized wealth advisory, investment management, and trust services to HNW families and institutions — comparable fiduciary wealth management model but tied to a much larger parent bank.
  • Creative Planning: Large national fee-only RIA offering wealth management, financial planning, and institutional investment services across a broad footprint — serves similar custom-RIA need but at materially larger scale and broader service menu.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat3 records

Key risks5 records

Key highlights7 records

Customer concentration

Galvin Gaustad & Stein compliance and trust

Trust signal

Compliance2 records

Galvin Gaustad & Stein financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Galvin Gaustad & Stein leadership team

Management profile

Number of profiles

Profiles12 records

Galvin Gaustad & Stein funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Galvin Gaustad & Stein M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Galvin Gaustad & Stein

What does Galvin Gaustad & Stein do?

Galvin, Gaustad & Stein, LLC is a registered investment advisory firm that constructs customized portfolios of selected stocks, bonds, and ETFs aggregated to each client's specific risk level, and provides personalized wealth management and retirement planning services. The firm applies a disciplined three-step investment process combining quantitative screening, discounted cash flow valuation, and deep-dive qualitative analysis, with internal research conducted by CFA charter holders.

Is Galvin Gaustad & Stein a public or private company?

Galvin Gaustad & Stein is a private company. It is classified as founder individual operated bootstrapped and is currently operating.

When was Galvin Gaustad & Stein founded?

Galvin Gaustad & Stein was founded in 2010. It employs 11 to 50 people.

Where is Galvin Gaustad & Stein based?

Galvin Gaustad & Stein is headquartered in Scottsdale, United States, in the North America region.

Who are Galvin Gaustad & Stein's main competitors?

Direct peers on record are Savant Wealth Management, Buckingham Strategic Wealth, Modera Wealth Management, Carson Group, Mariner Wealth Advisors and Ronald Blue Trust. Broad incumbents are Edelman Financial Engines, Fisher Investments, Brown Brothers Harriman Wealth Management and Creative Planning.

Does Galvin Gaustad & Stein have an API?

No public API is recorded for Galvin Gaustad & Stein.

What industry is Galvin Gaustad & Stein in?

Galvin Gaustad & Stein's product category is Wealth Management. Its primary akta.pro industry code is FSAAAEAL, Fund of Funds & Multi-Manager Mutual Funds, with a secondary code of FSAAAJAG, Multi-Asset Income Funds (Diversified Income). Its NAICS code is 523940 and its SIC code is 6282.

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Live signals
Defense WorldGalvin Gaustad & Stein LLC Sells 7,859 Shares of iShares Russell Mid-Cap Value ETF $IWSGalvin Gaustad & Stein LLC reduced its stake in iShares Russell Mid-Cap Value ETF by 83.1% in Q3, selling 7,859 shares and holding 1,595 shares worth $257,000. Other funds also adjusted positions, with Farther Finance Advisors increasing holdings by 10%.Defense WorldGalvin Gaustad & Stein LLC Sells 17,809 Shares of VanEck Semiconductor ETF $SMHGalvin Gaustad & Stein LLC reduced its VanEck Semiconductor ETF stake by 96.5% in Q3, selling 17,809 shares and holding 648 shares worth $395,000. Other funds like Kaydan Wealth Management and Berger Financial Group increased positions, while the ETF's stock opened at $603.33 with a market cap of $74.26 billion.Defense World16,156 Innovator U.S. Equity Ultra Buffer ETF – October $UOCT Shares Sold by Galvin Gaustad & Stein LLCGalvin Gaustad & Stein LLC trimmed its Innovator U.S. Equity Ultra Buffer ETF position by 77.3% in Q3, selling 16,156 shares and holding 4,748 shares worth $201,000. Other funds like Brookstone Capital and Envestnet also adjusted stakes, while the ETF's stock opened at $42.91.Defense WorldSPDR Bloomberg Convertible Securities ETF $CWB Stock Position Cut by Galvin Gaustad & Stein LLCGalvin Gaustad & Stein LLC trimmed its SPDR Bloomberg Convertible Securities ETF position by 92.8% in Q3, selling 45,745 shares and holding 3,535 shares worth $358,000. Other institutional investors also adjusted their CWB holdings during the quarter.American Banking and Market NewsVanEck Semiconductor ETF $SMH Stake Lessened by Galvin Gaustad & Stein LLCGalvin Gaustad & Stein LLC cut its VanEck Semiconductor ETF stake by 96.5% in Q3, selling 17,809 shares and holding 648 shares worth $395,000. Other funds also adjusted positions, with some adding new stakes. The ETF's stock opened at $603.33 with a market cap of $74.26 billion.American Banking and Market NewsSPDR Bloomberg Convertible Securities ETF $CWB Stock: Galvin Gaustad & Stein LLC Trims StakeGalvin Gaustad & Stein LLC cut its stake in SPDR Bloomberg Convertible Securities ETF by 92.8% in Q3, selling 45,745 shares and leaving 3,535 shares worth $358,000. Other investors, including Bank of America and Envestnet, increased positions, while the ETF traded near $100.91.American Banking and Market NewsInnovator U.S. Equity Ultra Buffer ETF – October $UOCT Stock: Galvin Gaustad & Stein LLC Reduces PositionGalvin Gaustad & Stein LLC cut its stake in Innovator U.S. Equity Ultra Buffer ETF by 77.3% in Q3, selling 16,156 shares and leaving 4,748 shares worth $201,000. Other institutions, including Envestnet Asset Management, bought or increased positions, while the stock opened at $42.91 with a market cap of $188.80 million.American Banking and Market NewsVanguard Core Tax-Exempt Bond ETF $VCRM Stock: Galvin Gaustad & Stein LLC Reduces StakeGalvin Gaustad & Stein LLC cut its Vanguard Core Tax-Exempt Bond ETF stake by 47.3% in Q3, selling 8,525 shares and holding 9,500 shares worth $680,000. Other funds like Valeo Financial Advisors and NewEdge Advisors increased positions, while the ETF shares opened at $71.59.American Banking and Market NewsMicron Technology, Inc. $MU Stock Bought by Galvin Gaustad & Stein LLCGalvin Gaustad & Stein LLC raised its Micron Technology stake by 834.3% in Q3, buying 6,491 shares to reach 7,269 shares worth $7.74 million. Micron reported Q3 EPS of $33.42, beating estimates, and declared a $0.15 quarterly dividend. Analysts have an average price target of $1,407.88.American Banking and Market NewsInvesco NASDAQ 100 ETF $QQQM Shares Purchased by Galvin Gaustad & Stein LLCGalvin Gaustad & Stein LLC increased its Invesco NASDAQ 100 ETF holdings by 208.2% in Q3, buying 41,845 additional shares. The fund's stake, worth $18.87 million, is 1.4% of the portfolio and its 19th largest holding. Other investors also adjusted positions, including new stakes from Investors Research Corp and Versant Capital.