Capital Analysts of Jacksonville Florida, Inc

What Capital Analysts of Jacksonville Florida, Inc does

Capital Analysts of Jacksonville Florida, Inc is a privately held Registered Investment Adviser (RIA) headquartered in Jacksonville, Florida, and a wholly-owned subsidiary of Lincoln Investment. The company provides a turn-key wealth management services platform to independent financial professionals who, in turn, serve affluent individual clients across the United States. Capital Analysts' core offering is the CAAMS (Capital Analysts Asset Management System) suite of investment programs, which is powered by Lincoln Investment's proprietary Investment Management & Research (IM&R) team. CAAMS encompasses single asset class portfolios (Managed Fixed Income, CAAMS Stock), multiple asset class portfolios (Client Custom Portfolios, CAAMS Complete, CAAMS ETF, CAAMS Unified Wealth Portfolios), and more narrowly focused vehicles (CAAMS Dedicated Sleeves for alternatives or yield-oriented mandates).

The business model is built on two revenue streams: recurring advisory fees on assets managed through the CAAMS programs, and transaction-based revenue from securities executed through Lincoln Investment (a FINRA/SIPC member broker-dealer that clears through Pershing LLC). The firm does not publish fee schedules; advisory fees are disclosed in the Wrap Fee Brochure available on request. Customer segmentation is horizontal, with two equally primary constituencies: (1) affluent individuals seeking comprehensive wealth management (retirement planning, asset allocation, financial goal achievement), and (2) independent financial professionals who use CAAMS as their turn-key platform and benefit from proprietary research, technology, compliance support, and back-office infrastructure.

Capital Analysts distributes its services exclusively through a network of independent financial professionals rather than direct consumer marketing, with the AdvisorLinc portal serving as the advisor-facing interface. Client account access and wealth reporting are delivered through integrated third-party platforms: Wealth Reporting & Insights (MainAccount) for portfolio analytics and NetXInvestor for Pershing brokerage account access. The company is SEC-registered as an investment adviser, complies with the USA PATRIOT Act for AML/KYC, and operates under the Lincoln Investment regulatory umbrella, which is registered as a broker-dealer in all 50 states. Employee count is reported in the 11-50 range, consistent with a subsidiary operating entity rather than the broader Lincoln Investment enterprise.

Name

Capital Analysts of Jacksonville Florida, Inc

Legal name

Capital Analysts of Jacksonville Florida, Inc

Website

https://capitalanalysts.com

Company type

Private

Operating status

Operating

Headcount range

11–50 employees

Short description

Capital Analysts of Jacksonville Florida, Inc is a Registered Investment Adviser and Lincoln Investment subsidiary providing the turn-key CAAMS wealth management platform to independent financial professionals serving affluent U.S. clients across all 50 states.

Ownership category

akta.pro rank

Product category

Wealth Management / Investment Advisory

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Comprehensive/Full-Service RIAs & Independent Wealth Managers (FSAAACAA)

Keywords

• Wealth management services
• Investment advisory
• Asset allocation programs
• Portfolio management
• Financial planning

Headquarters

HQ city

Jacksonville

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Others

Revenue model

1. Investment Advisory Services: Fee-based investment advisory services provided through the CAAMS programs. Services include discretionary and non-discretionary advisory services for a fee. Advisory services are offered through Capital Analysts or Lincoln Investment, both registered as Investment Advisers with the SEC.
2. Securities Transactions: Securities are offered through Lincoln Investment, a registered broker-dealer and member of FINRA/SIPC. Revenue is generated through securities transactions and brokerage services.

Pricing tiers

Go-to-market motion1 record

Distribution channels3 records

Marketing channels3 records

Core offering

Capital Analysts provides a turn-key wealth management services platform delivered through its CAAMS (Capital Analysts Asset Management System) suite of investment programs to independent financial professionals who serve affluent clients across the United States. As an SEC-registered Registered Investment Adviser (RIA), the company offers discretionary and non-discretionary investment advisory services, portfolio construction across multiple asset classes (equities, fixed income, ETFs, mutual funds, alternatives), and proprietary research via Lincoln Investment's Investment Management and Research (IM&R) Team. Securities execution and brokerage services are delivered through Lincoln Investment (FINRA-member broker-dealer, SIPC member) using Pershing LLC as the clearing firm, with client account access through Wealth Reporting and Insights and NetXInvestor.

Product overview

Capital Analysts operates as a Registered Investment Adviser (RIA) providing a turn-key wealth management services platform through its CAAMS (Capital Analysts Asset Management System) suite of investment programs. CAAMS functions as the core platform powering portfolio construction and management, supported by Lincoln Investment's Investment Management and Research Team (IM&R) with proprietary research. The platform offers both single asset class programs (Managed Fixed Income, CAAMS Stock) and multiple asset class programs (Client Custom Portfolios, CAAMS Complete, CAAMS ETF, CAAMS Unified Wealth Portfolios, CAAMS Dedicated Sleeves). Client access and reporting is provided through integrated third-party platforms including Wealth Reporting and Insights (MainAccount) and NetXInvestor for brokerage account access.

Differentiator

Problem solved

Functional benefit

Brands

• CAAMS: A suite of investment programs for building and managing wealth, powered by Lincoln Investment's Investment Management and Research Team (IM&R). Includes various portfolio options such as Managed Fixed Income, CAAMS Stock, Client Custom Portfolios, CAAMS Complete, CAAMS ETF, CAAMS Unified Wealth Portfolios, and CAAMS Dedicated Sleeves.

Products and services

• CAAMS Investment Programs A comprehensive suite of investment programs for building and managing wealth, providing portfolio construction, asset allocation, and investment management across single asset class and multi-asset class portfolios. Powered by Lincoln Investment's Investment Management and Research Team (IM&R) with proprietary research and due diligence. Used by independent financial professionals to serve affluent clients.
• Managed Fixed Income Single asset class portfolio consisting of individually customized fixed income portfolios using a laddered bond approach, managed by Lincoln Investment's IM&R team. Available through Capital Analysts' CAAMS offering.
• CAAMS Stock Multi-cap, multi-style, all-equity portfolio managed by Lincoln Investment's IM&R team, providing diversification across different market capitalizations, investment styles, and geographic regions.
• Client Custom Portfolios Financial professional-managed multiple asset class portfolio with client approval, offering open architecture access to no-load and load-waived mutual funds, individual stocks, bonds, and exchange-traded funds (ETFs).
• CAAMS Complete Multiple asset class portfolio comprised of mutual funds and ETFs, combining active and passive investment approaches, managed by Lincoln Investment's IM&R team.
• CAAMS ETF Multiple asset class portfolio built exclusively with exchange-traded funds (ETFs) representing multiple asset classes and styles, including tax-sensitive and factor investing models, managed by Lincoln Investment's IM&R team.
• CAAMS Unified Wealth Portfolios Strategy combining individual securities, ETFs, and mutual funds in a unified approach, managed by Lincoln Investment's IM&R team.
• CAAMS Dedicated 'Sleeves' More narrowly focused investment vehicles designed for specific objectives such as alternatives exposure or yield options, managed by Lincoln Investment's IM&R team.
• Wealth Reporting and Insights Online client portal for wealth reporting and investment insights, accessed through the MainAccount platform, providing account performance data and portfolio analytics for advisory and brokerage clients of Capital Analysts and Lincoln Investment.

Quantifiable outcome

• Diversification strategy designed to minimize loss of purchasing power due to inflation and loss of investment principal due to volatility

Segments2 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Integration4 records

Feature4 records

Partnerships

Four partnerships are on record, tiered core.

• Lincoln InvestmentcoreStrategic or Co-development PartnerLincoln Investment is the parent company of Capital Analysts. CA operates as a Lincoln Investment company and a business partner to independent financial professionals. Lincoln Investment provides the Investment Management and Research Team (IM&R) that powers CAAMS programs, as well as broker-dealer services, technology platforms, and regulatory infrastructure.
• Pershing LLCcoreTechnology or IntegrationPershing LLC provides brokerage account services for Lincoln Investment and Capital Analysts clients. The company serves as the clearing firm and provides the NetXInvestor platform for client account access. Pershing's Margin Disclosure Statement and Agreement governs margin account services.
• Mutual Fund CompaniescoreOthersCAAMS programs provide access to mutual funds from various mutual fund companies. The IM&R team evaluates mutual funds as part of its proprietary research and due diligence processes, identifying those with potential to contribute to client portfolios.
• Exchange-Traded Fund (ETF) ProviderscoreOthersCAAMS ETF program is built exclusively with ETFs representing multiple asset classes and styles. The IM&R team evaluates ETFs as part of its investment research process.

Scale indicators1 record

Recent moves5 records

Expansion highlights3 records

Direct peers

• Cambridge Investment Research: One of the largest independent broker-dealer/RIA platforms in the U.S., providing turn-key wealth management infrastructure, technology, and research to independent financial professionals — directly comparable to Capital Analysts' business model of serving advisors with a comprehensive platform.
• Commonwealth Financial Network: Independent broker-dealer and RIA supporting independent advisors with practice management, investment research, and technology — closely matches Capital Analysts' role as a turn-key platform partner to advisors serving affluent clients.
• Cetera Financial Group: Multi-channel independent broker-dealer and RIA platform serving independent advisors and their clients, with centralized investment programs, research, and compliance — comparable in model and target customer to Capital Analysts' CAAMS offering.
• Kestra Financial: Independent wealth management platform providing brokerage, RIA, and advisory technology and research to independent advisors — directly comparable to Capital Analysts' role as a platform partner serving the independent advisor channel.
• Avantax Investment Services: Wealth management platform serving financial professionals with brokerage, RIA, and advisory services — closely comparable in customer base (independent advisors) and product offering to Capital Analysts' CAAMS suite.
• Securities America: Independent broker-dealer and RIA platform serving independent financial advisors with wealth management, research, and practice management services — a direct peer in the independent-advisor platform space.

Broad incumbents

• LPL Financial: The largest independent broker-dealer/RIA platform in the U.S., serving independent financial advisors and their clients with a broad wealth management platform — represents the scaled version of Capital Analysts' model and is a primary comparable for platform-driven RIA economics.
• Advisor Group: Large network of independent broker-dealer and RIA firms providing wealth management platforms, technology, and research to thousands of independent advisors — comparable in scale and product breadth to Capital Analysts' parent-supported platform.
• Fidelity Institutional Wealth Services: Custodian and wealth management platform serving independent RIAs and their clients, with extensive research, technology, and ETF/mutual fund capabilities. Comparable to Capital Analysts as a broad incumbent serving the same end-client wealth management need through a different distribution model.

Others

• Lincoln Investment (parent): Capital Analysts' parent company and the SEC-registered RIA / FINRA broker-dealer powering CAAMS, IM&R research, and operational infrastructure. It is the most directly comparable platform for understanding Capital Analysts' economics, even though it is the parent rather than a competitor.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat5 records

Key risks5 records

Key highlights5 records

Customer concentration

Compliance4 records

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Capital Analysts of Jacksonville Florida, Inc