Davies Wealth Management

Davies Wealth Management is a fee-based fiduciary RIA in Stuart, FL that provides comprehensive wealth management, including investment, retirement, tax, and estate planning, to high-net-worth families, executives, professional athletes, business owners, and Florida public-sector retirees.

Company typePrivate
Founded2009
HeadquartersStuart, United States
Headcount1–10
GTM typeB2C
OfferingServices

What Davies Wealth Management does

Davies Wealth Management is a privately held, SEC-registered fee-based fiduciary Registered Investment Advisor (RIA) founded in July 2009 by Thomas Davies, CFS. Operating as a boutique "Personal CFO" practice headquartered in Stuart, FL with additional offices in Palm Beach Gardens and Jupiter, the firm delivers comprehensive wealth management to high-net-worth families, C-Suite executives earning $250K+, professional athletes, business owners, pre-retirees/retirees, and Florida Retirement System employees across the Treasure Coast and Palm Beaches of Florida.

The firm's service stack spans cash flow management, investment planning, retirement planning, tax planning, estate planning, risk management/personal insurance, life insurance advisory, annuities (Fixed Index Annuity), and small business advisory. Investment management is built on Modern Portfolio Theory with factor-based allocation (Value, Size, Profitability) executed via Separately Managed Accounts and Unified Managed Accounts that enable direct ownership, hyper-targeted tax-loss harvesting, and consolidated sleeve reporting. Specialized service lines target concentrated equity positions for executives (RSU optimization, NUA strategies, 10b5-1 plans), compressed-career planning for athletes, FRS Investment vs. Pension plan analysis for Florida public servants, and multi-generational estate planning.

Revenue is generated primarily through transparent advisory fees charged as a percentage of assets under management, supplemented by disclosed annuity commissions when such products are appropriate. Go-to-market is referral-led (95% of new clients via existing-client introductions) combined with content marketing (blog, podcast, email newsletter) and HubSpot-enabled self-scheduling of discovery calls and complimentary fiduciary audits. The firm has reported 100+ advisory client relationships with 98% retention and a 5.0 Google rating, and relies on third-party platforms (HubSpot, Advizr) for client portal and scheduling.

Davies Wealth Management firmographics

Firmographics

Name: Davies Wealth Management
Legal name: Davies Wealth Management
Website: https://tdwealth.net
Company type: Private
Founded year: 2009
Operating status: Operating
Headcount range: 1–10 employees
Short description: Davies Wealth Management is a fee-based fiduciary RIA in Stuart, FL that provides comprehensive wealth management, including investment, retirement, tax, and estate planning, to high-net-worth families, executives, professional athletes, business owners, and Florida public-sector retirees.
Ownership category
akta.pro rank

Davies Wealth Management industry classification

Industry

Product category: Wealth Management
NAICS: Portfolio Management and Investment Advice (523940)
SIC: Investment Advice (6282)
akta.pro primary industry: Comprehensive/Full-Service RIAs & Independent Wealth Managers (FSAAACAA)
akta.pro secondary industries: Specialized/Niche-Vertical RIAs (e.g., Medical, Tech, Executives, Athletes) (FSAAACAL), Financial Planning–Led RIAs (FSAAACAB)

Keywords

Wealth management services
Financial planning advisory
Retirement planning services
Investment management solutions
Estate planning advisory

Where Davies Wealth Management is headquartered

Location

Headquarters

HQ city: Stuart
HQ country: United States
HQ region: North America

Offices3 records

Markets served

Davies Wealth Management business model

Business model

GTM type: B2C
Offering type: Services
Cost components: Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure, Others

Revenue model

Advisory Fees (Assets Under Management): Transparent advisory fees charged as a percentage of assets under management. Compensation aligns firm success directly with client portfolio growth. Primary revenue stream.
Annuity Commissions: When annuity products genuinely serve client plans, Thomas may receive compensation from product providers. Always disclosed in writing before implementation. Secondary revenue stream with full transparency.

Pricing tiers

Model	Billing	Price
Subscription	Annual	Advisory Fee - Transparent asset-based pricing
Transaction based/ take rate	Multi-year contract	Annuity Product Compensation (when applicable)

Go-to-market motion2 records

Distribution channels3 records

Marketing channels7 records

Davies Wealth Management product offering

Product offering

Core offering

Davies Wealth Management is a fee-based fiduciary Registered Investment Advisor (RIA) that delivers comprehensive wealth management and financial planning services under a Personal CFO model. Services span investment management via Separately Managed Accounts (SMAs) and Unified Managed Accounts (UMAs), retirement planning, tax planning, estate planning, risk management/insurance, and annuities advisory. Specialized offerings address the needs of high-net-worth families, C-Suite executives, professional athletes, business owners, pre-retirees, and Florida Retirement System employees.

Product overview

Davies Wealth Management is a fee-based fiduciary Registered Investment Advisor (RIA) offering comprehensive wealth management services under a unified Personal CFO model led by Thomas Davies, CFS. The firm provides an integrated suite of services including Cash Flow Management, Investment Planning (via SMAs and UMAs), Retirement Planning, Tax Planning, Estate Planning, Risk Management/Insurance, and Annuities advisory. Specialized offerings target High-Net-Worth Families, C-Suite Executives, Professional Athletes, Business Owners, and Florida public servants (FRS). The firm operates as SEC-registered RIA with fiduciary obligations since 2009, distinguishing itself from commission-based brokerages through transparent fee-based compensation and legally required best-interest standard of care.

Differentiator

Problem solved

Functional benefit

Products and services

Cash Flow Management Services Advisory services helping clients optimize income, expenses, and savings to build lasting financial security, including guidance on cash alternatives, emergency funds, and liquidity management.

Quantifiable outcome

98% client retention rate
+3 more outcomes

Companies that use Davies Wealth Management

Customer profile

Named customers8 records

Segments6 records

Ideal customer profiles6 records

Davies Wealth Management technology and API

Technology

Technology focussed No

API detail

Has API: No
API docs
API detail

Core technology

AI maturity

App detail

Integration1 record

Feature4 records

Davies Wealth Management partnerships and signals

Strategic signal

Scale indicators6 records

Recent moves10 records

Expansion highlights5 records

Davies Wealth Management competitors and assessment

Company assessment

Direct peers

Buckingham Strategic Wealth: Fee-only RIA providing evidence-based investment management and comprehensive financial planning — direct competitor in the evidence-based, fee-based fiduciary segment.
Creative Planning: Fee-only RIA providing comprehensive financial planning, investment management, and tax services to HNW individuals — competes in the same fiduciary wealth management category as Davies.
Carson Group: RIA platform supporting independent financial advisors with operations, technology, and investment services — comparable fiduciary model with a focus on HNW financial planning.
Halbert Hargrove: Boutique fee-only fiduciary RIA serving HNW individuals and families with comprehensive wealth, tax, and estate planning — directly comparable in size, mission, and service mix to Davies Wealth Management.
Mariner Wealth Advisors: Large independent RIA offering comprehensive wealth management to HNW clients, including estate, tax, and investment planning — directly comparable service model to Davies but at much greater scale.
Mercer Advisors: National RIA specializing in HNW families, executives, and retirement plan participants with integrated wealth management — directly overlaps Davies' HNW and retirement-focused segments.

Broad incumbents

Edelman Financial Engines: One of the largest independent RIAs in the U.S. serving HNW and mass-affluent households with fee-based investment advisory and financial planning — overlaps Davies' fee-based fiduciary positioning but at far larger scale.
Fisher Investments: Large RIA primarily serving HNW individuals with discretionary portfolio management — comparable investment management focus but with a much broader, less boutique service model.

Emerging players

Sanctuary Wealth: Wealth management platform partnering with elite advisors to deliver HNW wealth services — comparable fiduciary model with a partnership/affiliation structure that could attract advisors like Davies.
Facet Wealth: Digital-first RIA delivering flat-fee financial planning and investment management — competes with Davies for HNW clients seeking fiduciary advice, with a tech-driven delivery model.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights7 records

Customer concentration

Davies Wealth Management compliance and trust

Trust signal

Compliance5 records

Davies Wealth Management financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Davies Wealth Management leadership team

Management profile

Number of profiles

Profiles1 record

Davies Wealth Management funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Davies Wealth Management M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Davies Wealth Management

What does Davies Wealth Management do?

Is Davies Wealth Management a public or private company?

Davies Wealth Management is a private company. It is classified as founder individual operated bootstrapped and is currently operating.

When was Davies Wealth Management founded?

Davies Wealth Management was founded in 2009. It employs 1 to 10 people.

Where is Davies Wealth Management based?

Davies Wealth Management is headquartered in Stuart, United States, in the North America region.

How does Davies Wealth Management make money?

Two revenue lines are on record. Advisory Fees (Assets Under Management) is the primary driver. The others are annuity Commissions.

Who are Davies Wealth Management's main competitors?

Direct peers on record are Buckingham Strategic Wealth, Creative Planning, Carson Group, Halbert Hargrove, Mariner Wealth Advisors and Mercer Advisors. Broad incumbents are Edelman Financial Engines and Fisher Investments. Emerging players are Sanctuary Wealth and Facet Wealth.

Does Davies Wealth Management have an API?

No public API is recorded for Davies Wealth Management.

What industry is Davies Wealth Management in?

Davies Wealth Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAA, Comprehensive/Full-Service RIAs & Independent Wealth Managers, with a secondary code of FSAAACAL, Specialized/Niche-Vertical RIAs (e.g., Medical, Tech, Executives, Athletes). Its NAICS code is 523940 and its SIC code is 6282.