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Roberts & Ryan Investments

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Namestring
Roberts & Ryan Investments
Websiteurl
roberts-ryan.com
Company typeenum
Private
Founded yearint
1987
Descriptiontext

Roberts & Ryan Investments is a private, Service-Disabled Veteran Owned broker-dealer headquartered in New York and founded in 1987. The firm operates across four core service lines: debt capital markets, public finance, municipal bonds, and equities, serving institutional, governmental, and corporate counterparties that benefit from its veteran-owned designation and set-aside contracting eligibility. Leadership consists of Brian Rathjen as non-executive Chairman and Anthony Conroy as Senior Managing Director and Director, with the firm employing between 11 and 50 people.

The firm was approved for NYSE membership in 2024, expanding its execution venue access and institutional credibility. Roberts & Ryan runs a structured internship program that has onboarded more than 75 individuals since 2019; in March 2026 it extended this program through a DoW SkillBridge partnership, welcoming two transitioning service members into civilian work experience roles while they continue to receive military compensation. This program functions as both a talent pipeline and a reinforcement of the firm's SDVOB identity.

Revenue mechanics for the firm are not disclosed in the available sources; income is presumed to derive from standard broker-dealer economics — trading spreads, underwriting fees on municipal and debt capital markets transactions, and advisory commissions. With 11-50 employees and four-decade operating history, Roberts & Ryan sits in the small-to-mid-tier broker-dealer segment, differentiated primarily by regulatory designations (SDVOB, NYSE membership) rather than disclosed technology or AI capabilities.

Short descriptiontext

Roberts & Ryan Investments is a Service-Disabled Veteran Owned broker-dealer, founded in 1987 and headquartered in New York, offering debt capital markets, public finance, municipal bonds, and equities services to institutional and government clients.

Operating statusenum
Operating
Ownership categoryenum
Headcount rangeband
11–50
akta.pro rankint
HeadquartersNew York, United States
HQ citystring
New York
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Keyword5 values
broker-dealer services, municipal bond underwriting, debt capital markets, public finance advisory, equities brokerage
Industry2 codes
1Independent Broker-Dealer / Registered Representative Networks
CodeFSAEACAGPrimaryYes
2Broker-Dealer Affiliated Wealth Advisory
CodeFSAEABABPrimaryNo
NAICS code1 code
  • Securities and Commodity Contracts Intermediation and Brokerage5231
SIC code1 code
  • Security Brokers, Dealers & Flotation Companies6211
Product category
Broker-Dealer & Investment Banking
Social media profiles1 record
Cost components4 values
Personnel, Operations, Technology or R&D, Marketing or Sales
GTM typeB2B
B2B
Offering typeServices
Services
Core offering1 text field

Roberts & Ryan is a Service-Disabled Veteran Owned broker-dealer firm providing investment banking and brokerage services across debt capital markets, public finance, municipal bonds, and equities. The firm operates with NYSE membership and serves institutional and public-sector clients with capital-raising and securities-related services.

Differentiator
Functional benefit
Problem solved
Product overview1 text field

Roberts & Ryan is a Service-Disabled Veteran Owned broker-dealer. The company operates primarily as a financial services firm, offering investment and brokerage services. Specific named products or modules were not identified in the available source material.

Product and service1 record
1Debt Capital Markets Services
Scale indicator2 records

Each record includes

Type, Value, Description, Source

Partnership1 partner
1DoW SkillBridge
Strategic tierCoreTypeStrategic or Co-development Partner
Description

Roberts & Ryan expanded its internship program through a partnership with DoW SkillBridge, a program that connects transitioning service members with industry partners during their last 180 days of military service. The partnership allows service members to gain civilian work experience while continuing to receive military compensation. Roberts & Ryan welcomed two military interns through this program.

Recent move3 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight3 records

Each record includes

Type, Description

Peers10 records
1Crews & Associates
TypeDirect peer
Description

Mid-size broker-dealer with a strong public finance and municipal bond practice. Comparable in size, geography, and DCM-heavy product mix to Roberts & Ryan.

2Samco Capital Markets
TypeDirect peer
Description

Diversified broker-dealer and investment bank active in municipal bonds, public finance, and equities. Comparable mid-size firm competing for similar institutional and issuer relationships.

3Loop Capital Markets
TypeDirect peer
Description

Minority-owned investment bank and broker-dealer with strong municipal and debt capital markets practices. Competes head-to-head with Roberts & Ryan for set-aside and inclusion-driven underwriting mandates.

4Vining Sparks
TypeBroad incumbent
Description

Established broker-dealer and institutional fixed-income broker with deep municipal and credit trading desks. A broader incumbent competing with Roberts & Ryan for institutional flow in overlapping DCM and muni products.

5Boenning & Scattergood
TypeDirect peer
Description

Independent broker-dealer and wealth manager with a municipal and public finance practice. Comparable in DCM/wealth crossover and mid-Atlantic institutional client base.

6CastleOak Securities
TypeDirect peer
Description

Minority-owned broker-dealer focused on municipal underwriting, fixed-income sales and trading, and public finance. Closely mirrors Roberts & Ryan's institutional muni/DCM orientation and ownership-driven mandate strategy.

7George K. Baum & Company
TypeDirect peer
Description

Independent broker-dealer with a long-standing municipal bond and public finance franchise. Comparable in longevity, ownership structure, and muni-heavy product mix.

8Multi-Bank Securities
TypeDirect peer
Description

Broker-dealer focused on institutional fixed-income sales, trading, and municipal underwriting. Direct overlap in fixed-income DCM distribution and public finance capabilities.

9Mischler Financial Group
TypeDirect peer
Description

Service-Disabled Veteran Owned broker-dealer specializing in debt capital markets, equities, and municipal securities. One of the closest direct comparables given SDVOB status and product mix overlap.

10Siebert Williams Shank & Co.
TypeDirect peer
Description

Minority- and woman-owned broker-dealer with a leading municipal bond and public finance franchise. Highly comparable to Roberts & Ryan in mission-driven ownership status, DCM focus, and institutional muni underwriting model.

Market position
Strengths4 records

Each record includes

Headline, Details, Source

Weaknesses4 records

Each record includes

Headline, Details, Source

Competitive moat3 records

Each record includes

Type, Details

Key risks5 records

Each record includes

Headline, Details, Source

Key highlights5 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Ideal customer profile2 records

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

AI maturity
App detail

Has app

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles2 records

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

No data
No data
Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Roberts & Ryan Investments

Broker-Dealer & Investment Bankingroberts-ryan.com

Roberts & Ryan Investments is a Service-Disabled Veteran Owned broker-dealer, founded in 1987 and headquartered in New York, offering debt capital markets, public finance, municipal bonds, and equities services to institutional and government clients.

What Roberts & Ryan Investments does

Roberts & Ryan Investments is a private, Service-Disabled Veteran Owned broker-dealer headquartered in New York and founded in 1987. The firm operates across four core service lines: debt capital markets, public finance, municipal bonds, and equities, serving institutional, governmental, and corporate counterparties that benefit from its veteran-owned designation and set-aside contracting eligibility. Leadership consists of Brian Rathjen as non-executive Chairman and Anthony Conroy as Senior Managing Director and Director, with the firm employing between 11 and 50 people.

The firm was approved for NYSE membership in 2024, expanding its execution venue access and institutional credibility. Roberts & Ryan runs a structured internship program that has onboarded more than 75 individuals since 2019; in March 2026 it extended this program through a DoW SkillBridge partnership, welcoming two transitioning service members into civilian work experience roles while they continue to receive military compensation. This program functions as both a talent pipeline and a reinforcement of the firm's SDVOB identity.

Revenue mechanics for the firm are not disclosed in the available sources; income is presumed to derive from standard broker-dealer economics — trading spreads, underwriting fees on municipal and debt capital markets transactions, and advisory commissions. With 11-50 employees and four-decade operating history, Roberts & Ryan sits in the small-to-mid-tier broker-dealer segment, differentiated primarily by regulatory designations (SDVOB, NYSE membership) rather than disclosed technology or AI capabilities.

Roberts & Ryan Investments firmographics

Firmographics
Name
Roberts & Ryan Investments
Website
https://roberts-ryan.com
Company type
Private
Founded year
1987
Operating status
Operating
Headcount range
11–50 employees
Short description
Roberts & Ryan Investments is a Service-Disabled Veteran Owned broker-dealer, founded in 1987 and headquartered in New York, offering debt capital markets, public finance, municipal bonds, and equities services to institutional and government clients.
Ownership category
akta.pro rank

Roberts & Ryan Investments industry classification

Industry
Product category
Broker-Dealer & Investment Banking
NAICS
Securities and Commodity Contracts Intermediation and Brokerage (5231)
SIC
Security Brokers, Dealers & Flotation Companies (6211)
akta.pro primary industry
Independent Broker-Dealer / Registered Representative Networks (FSAEACAG)
akta.pro secondary industry
Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)

Keywords

  • Broker-dealer services
  • Municipal bond underwriting
  • Debt capital markets
  • Public finance advisory
  • Equities brokerage

Where Roberts & Ryan Investments is headquartered

Location

Headquarters

HQ city
New York
HQ country
United States
HQ region
North America

Markets served

Roberts & Ryan Investments business model

Business model
GTM type
B2B
Offering type
Services
Cost components
Personnel, Operations, Technology or R&D, Marketing or Sales

Roberts & Ryan Investments product offering

Product offering

Core offering

Roberts & Ryan is a Service-Disabled Veteran Owned broker-dealer firm providing investment banking and brokerage services across debt capital markets, public finance, municipal bonds, and equities. The firm operates with NYSE membership and serves institutional and public-sector clients with capital-raising and securities-related services.

Product overview

Roberts & Ryan is a Service-Disabled Veteran Owned broker-dealer. The company operates primarily as a financial services firm, offering investment and brokerage services. Specific named products or modules were not identified in the available source material.

Differentiator

Problem solved

Functional benefit

Products and services

  • Debt Capital Markets Services

Companies that use Roberts & Ryan Investments

Customer profile

Ideal customer profiles2 records

Roberts & Ryan Investments technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

Roberts & Ryan Investments partnerships and signals

Strategic signal

Partnerships

One partnership is on record.

  • DoW SkillBridgecoreStrategic or Co-development PartnerRoberts & Ryan expanded its internship program through a partnership with DoW SkillBridge, a program that connects transitioning service members with industry partners during their last 180 days of military service. The partnership allows service members to gain civilian work experience while continuing to receive military compensation. Roberts & Ryan welcomed two military interns through this program.

Scale indicators2 records

Recent moves3 records

Expansion highlights3 records

Roberts & Ryan Investments competitors and assessment

Company assessment

Direct peers

  • Crews & Associates: Mid-size broker-dealer with a strong public finance and municipal bond practice. Comparable in size, geography, and DCM-heavy product mix to Roberts & Ryan.
  • Samco Capital Markets: Diversified broker-dealer and investment bank active in municipal bonds, public finance, and equities. Comparable mid-size firm competing for similar institutional and issuer relationships.
  • Loop Capital Markets: Minority-owned investment bank and broker-dealer with strong municipal and debt capital markets practices. Competes head-to-head with Roberts & Ryan for set-aside and inclusion-driven underwriting mandates.
  • Boenning & Scattergood: Independent broker-dealer and wealth manager with a municipal and public finance practice. Comparable in DCM/wealth crossover and mid-Atlantic institutional client base.
  • CastleOak Securities: Minority-owned broker-dealer focused on municipal underwriting, fixed-income sales and trading, and public finance. Closely mirrors Roberts & Ryan's institutional muni/DCM orientation and ownership-driven mandate strategy.
  • George K. Baum & Company: Independent broker-dealer with a long-standing municipal bond and public finance franchise. Comparable in longevity, ownership structure, and muni-heavy product mix.
  • Multi-Bank Securities: Broker-dealer focused on institutional fixed-income sales, trading, and municipal underwriting. Direct overlap in fixed-income DCM distribution and public finance capabilities.
  • Mischler Financial Group: Service-Disabled Veteran Owned broker-dealer specializing in debt capital markets, equities, and municipal securities. One of the closest direct comparables given SDVOB status and product mix overlap.
  • Siebert Williams Shank & Co. Minority- and woman-owned broker-dealer with a leading municipal bond and public finance franchise. Highly comparable to Roberts & Ryan in mission-driven ownership status, DCM focus, and institutional muni underwriting model.

Broad incumbents

  • Vining Sparks: Established broker-dealer and institutional fixed-income broker with deep municipal and credit trading desks. A broader incumbent competing with Roberts & Ryan for institutional flow in overlapping DCM and muni products.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat3 records

Key risks5 records

Key highlights5 records

Customer concentration

Roberts & Ryan Investments social profiles

Digital presence

Roberts & Ryan Investments financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Roberts & Ryan Investments leadership team

Management profile

Number of profiles

Profiles2 records

Roberts & Ryan Investments funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Roberts & Ryan Investments M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Roberts & Ryan Investments

What does Roberts & Ryan Investments do?

Roberts & Ryan is a Service-Disabled Veteran Owned broker-dealer firm providing investment banking and brokerage services across debt capital markets, public finance, municipal bonds, and equities. The firm operates with NYSE membership and serves institutional and public-sector clients with capital-raising and securities-related services.

Is Roberts & Ryan Investments a public or private company?

Roberts & Ryan Investments is a private company. It is classified as unknown and is currently operating.

When was Roberts & Ryan Investments founded?

Roberts & Ryan Investments was founded in 1987. It employs 11 to 50 people.

Where is Roberts & Ryan Investments based?

Roberts & Ryan Investments is headquartered in New York, United States, in the North America region.

Who are Roberts & Ryan Investments's main competitors?

Direct peers on record are Crews & Associates, Samco Capital Markets, Loop Capital Markets, Boenning & Scattergood, CastleOak Securities, George K. Baum & Company, Multi-Bank Securities, Mischler Financial Group and Siebert Williams Shank & Co.. Vining Sparks is listed as a broad incumbent.

Does Roberts & Ryan Investments have an API?

No public API is recorded for Roberts & Ryan Investments.

What industry is Roberts & Ryan Investments in?

Roberts & Ryan Investments's product category is Broker-Dealer & Investment Banking. Its primary akta.pro industry code is FSAEACAG, Independent Broker-Dealer / Registered Representative Networks, with a secondary code of FSAEABAB, Broker-Dealer Affiliated Wealth Advisory. Its NAICS code is 5231 and its SIC code is 6211.

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Live signals
EIN PresswireRoberts & Ryan Welcomes Al Kirton as its Newest Senior DirectorAl Kirton joined Roberts & Ryan as Senior Director, bringing over 15 years of financial services experience. He previously led capital markets at CAVU Securities and held roles at Academy Securities, Wells Fargo Securities, and Goldman Sachs. The firm, a service-disabled veteran-owned broker-dealer, highlighted his veteran background and commitment to its social mission.Quiver QuantitativeIMC Rare Earths Ltd Announces Full Exercise of Underwriters’ Option in Initial Public Offering | IMC Stock NewsIMC Rare Earths Ltd completed the full exercise of underwriters' option in its initial public offering, raising approximately $3 million through the sale of 600,000 additional ordinary shares at $5.00 per share, bringing total gross proceeds to $23 million. The company's shares began trading on NYSE American under the ticker symbol "IMC" on July 29, 2026, with proceeds earmarked for working capital and exploration activities including its Itarantim Project in Brazil. Roberts & Ryan, Inc. served as representative of the underwriters and Revere Securities LLC as co-underwriter for the offering.Quiver QuantitativeIMC Rare Earths Ltd Announces Closing of $20 Million Initial Public Offering and NYSE American Listing | IMC Stock NewsIMC Rare Earths Ltd closed its initial public offering, raising $20 million by selling 4 million ordinary shares at $5.00 per share, with trading commencing on NYSE American under the ticker symbol "IMC" on July 29, 2026. The offering was conducted on a firm commitment basis, with Roberts & Ryan, Inc. and Revere Securities LLC serving as underwriters. Proceeds will be used for working capital and general corporate purposes, including exploration, development, licensing, and permitting activities for the company's Itarantim Project, an ionic adsorption clay rare earth deposit in Brazil's Bahia and Minas Gerais states.Investing.comIMC Rare Earths begins trading on NYSE American By Investing.comIMC Rare Earths Ltd. commenced trading on NYSE American under ticker symbol IMC, marking the completion of its initial public offering. The company is developing the Itarantim project, a clay-based rare earth deposit in northeastern Brazil containing dysprosium and terbium, with an inferred mineral resource of approximately 1.1 billion metric tons located in the States of Bahia and Minas Gerais. The IPO was led by Roberts & Ryan, Inc., described as the first initial public offering managed by a Service-Disabled Veteran-Owned broker-dealer.Stock TitanIMC Rare Earths Begins NYSE American TradingIMC Rare Earths Ltd. commenced trading on NYSE American under the ticker symbol "IMC" on July 29, 2026, in an initial public offering led by Roberts & Ryan, Inc. The company is advancing the Itarantim project in northeastern Brazil, one of the largest rare earth deposits outside China, containing dysprosium and terbium used in AI, robotics, electronics, and defense applications. The listing aims to increase the company's profile and access growth capital to help meet surging demand for rare earths outside China.GlobeNewswireIMC Rare Earths Ltd Announces Pricing of Initial Public OfferingIMC Rare Earths Ltd announced the pricing of its initial public offering of 4,000,000 ordinary shares at $5.00 per share, raising gross proceeds of $20,000,000 before expenses. The company's ordinary shares have been approved for listing on NYSE American LLC under the ticker symbol "IMC," with trading expected to commence on July 29, 2026. IMC is a mineral exploration and development company focused on magnet rare earth elements, with its principal project being the Itarantim Project, an ionic adsorption clay rare earth deposit located in the States of Bahia and Minas Gerais, Brazil.EIN PresswireRoberts & Ryan Leads Historic IPO for IMC Rare EarthsRoberts & Ryan led the initial public offering of IMC Rare Earths, with 4 million shares at $5 each, generating about $20 million in gross proceeds. The company's Itarantim Project in Brazil aims to supply rare earths like dysprosium and terbium to U.S. and allied supply chains. Proceeds will fund exploration, testing, and working capital.Business Wire BlogIMC Rare Earths Begins Trading on NYSE American Under Ticker Symbol “IMC”IMC Rare Earths Ltd. began trading its ordinary shares on NYSE American under the ticker symbol "IMC" on July 29, 2026, marking the company's listing milestone. The company is advancing the Itarantim project in northeastern Brazil, an ionic adsorption clay rare earth deposit estimated at approximately 1.1 billion metric tons, particularly rich in dysprosium and terbium used in advanced electronics, AI, robotics, and defense applications. Roberts & Ryan, Inc. served as the lead-left bookrunning manager for the IPO, which the company states will help create a reliable non-China supply source for rare earths.EIN PresswireRoberts & Ryan Earns VETS Indexes 4 Star Employer Award for 2026Roberts & Ryan, a service-disabled veteran-owned broker-dealer, was named a 4-Star Employer in the 2026 VETS Indexes Employer Awards. The firm, founded in 1987 by a Vietnam veteran, has donated over $2.5 million to veteran-focused foundations. The award recognizes its hiring practices and support for military-connected employees.YahooReed’s, Inc. Announces Closing of $10 Million Public Offering and Uplisting to NYSE American Stock ExchangeReed's, Inc. closed a $10 million underwritten public offering of 2.5 million shares of common stock and accompanying warrants at $4.00 per unit, with warrants exercisable at $4.50 per share over five years. The company also completed its uplisting to NYSE American from the OTCQX Best Market, effective December 5, 2025, in what the CEO described as a milestone reflecting investment in growth and long-term profitability. A.G.P./Alliance Global Partners served as the sole book-running manager for the offering, with Roberts & Ryan, Inc. acting as co-manager.