Top Capital Markets & Securities companies
The Capital Markets & Securities sub-sector encompasses a broad range of financial activities focused on the issuance, trading, and management of securities representing ownership, debt, or derivatives based on underlying assets or indices. It includes core functions such as equity and debt capital raising, allowing companies and governments to access funding through equity offerings, bond issuance, and related instruments. The sector also involves trading and market-making activities across various security types, including equities, fixed income, rates, and credit products, facilitating liquidity, price discovery, and efficient market functioning. Specialized segments like securities lending, repo/SLB, and securities settlement underpin the operational infrastructure necessary for secure and smooth transaction processing. Furthermore, the sector manages risk through compliance, surveillance, and market-making activities, as well as providing research, analytics, and structured products tailored to diverse investor needs. Market participants utilize these services for hedging, speculation, or strategic portfolio management. The sub-sector also covers activities related to corporate actions, issuer services, and capital markets compliance, ensuring transparency and adherence to regulatory standards. Overall, the Capital Markets & Securities industry acts as a vital backbone for the modern financial system, enabling capital formation, liquidity provision, and risk transfer across a dynamic, interconnected marketplace. Its scope spans the entire lifecycle of securities, from issuance and trading to settlement, custody, and ongoing issuer and investor support, reflecting the complexity and integrative nature of contemporary capital markets.
10 companiesMorningstarMorningstar is a publicly traded (NASDAQ: MORN) Chicago-based financial services firm that provides independent investment research, proprietary ratings (Medalist, Economic Moat), and licensed data products to individual investors, financial advisors, and institutional asset managers across 32 countries, with significant AI platform distribution and $370 billion AUM.morningstar.comUnited States
CITIC SecuritiesCITIC Securities is China's largest full-service securities firm, offering investment banking, brokerage, asset management, proprietary trading, and fixed-income market making to corporate, institutional, retail, and high-net-worth clients across China and 13 international markets through 400+ branches and eight operating subsidiaries.cs.ecitic.comChina
UBSUBS is a Swiss-headquartered global financial services firm serving high-net-worth individuals, institutional clients, and corporates through integrated Wealth Management, Asset Management, and Investment Bank divisions, managing $7 trillion in invested assets across 49 US states and global hubs.ubs.comSwitzerland
BofA SecuritiesBofA Securities is the investment banking and markets division of Bank of America Corporation, delivering underwriting, M&A advisory, trading, and corporate banking services to institutional investors and multinational corporations globally.bofaml.comUnited States
Intermediate Capital GroupICG plc is a London-listed FTSE 100 global alternative asset manager with $126bn AUM (31 March 2026), investing across structured capital, private equity secondaries, private debt, credit and real assets for 877 institutional clients worldwide and distributing wealth products through a 10-year exclusive partnership with Amundi.icgam.comUnited Kingdom
Susquehanna International GroupSusquehanna International Group is a privately held global quantitative trading firm founded in 1987, applying machine learning and proprietary research to market-making in options, equities, futures, and derivatives, with additional venture and growth equity operations.sig.comUnited States
JP Morganjpmorgan.comUnited States
DTCCDTCC is a member-owned post-trade market utility providing clearing, settlement, custody, and data services for U.S. capital markets to broker-dealers, banks, asset managers, and issuers, processing $4.7 quadrillion in annual transactions and holding over $114 trillion in custody across 150+ countries.dtcc.comUnited States
Two SigmaTwo Sigma is a quantitative investment management firm applying machine learning and distributed computing to systematic trading, private investments, and market making for institutional clients including pension funds, sovereign wealth funds, and endowments, managing over $70B in assets globally.twosigma.comUnited States
Deutsche Bank SecuritiesDeutsche Bank Securities is the investment banking and securities arm of Deutsche Bank AG, providing capital markets, advisory, underwriting, and structured finance services to corporates, financial institutions, and governments globally across more than 20 countries.db.comUnited States