Kallpa SAB

What Kallpa SAB does

Kallpa Securities SAB is a Peruvian securities brokerage firm (Sociedad Agente de Bolsa) founded in 2008 and headquartered in Santiago de Surco, Lima. The company delivers an integrated suite of financial services — securities brokerage on the Lima Stock Exchange and international markets, customized portfolio management, corporate finance advisory (M&A, business valuations, financial consulting), capital markets services (structuring and placement of shares, commercial papers, bonds, and securities), currency trading (sol, US dollar, euro) via its Mesa de Monedas, investment research, special transactions (OPAs, OPCs, delistings, capital increases), and asset custody. Operations are organized into four divisions: Sales & Trading (sub-divided into Research, Brokerage, and Trading), Corporate Finance, Special Transactions, and Management & Support, with the firm regulated by the SMV for securities activity and the SBS for currency exchange.

The firm serves two primary customer segments: Natural Persons (individual investors) and Legal Entities (corporate clients). Onboarding requires in-person meetings with representatives to complete registration forms and FATCA documentation (F_W9, F_W8BEN, F_W8BENE), indicating a relationship-led distribution model. Revenue is generated through transaction fees and commissions on securities trades, recurring portfolio management fees, professional services fees for corporate finance advisory, transaction fees on capital markets placements, and FX spread income. Distribution is exclusively direct — through the Lima headquarters and the in-house Sales & Trading team — supplemented by coordination with other authorized Peruvian brokerage firms for shareholder communications during special transactions, and a sub-brand digital channel, KALLPA TRII (trii.pe).

Kallpa's stated strategic objectives are to deliver adequate return on equity, gain market share in its served segments, and grow the client base and the volume of assets (in domestic and foreign currency) traded on the Peruvian stock market. Management consists of Alberto Arispe Bazán (Gerente General), Ricardo Carrión Kuriyama (Corporate Finance Manager), and Eduardo Fernandini (Trading Manager), with a total headcount of 11-50 employees. The firm is privately held, with no disclosed parent company, no public listing, no institutional funding rounds, and no M&A activity in the available data; financial statements are filed with the SMV but were not disclosed in the input.

Name

Kallpa SAB

Legal name

Kallpa Securities SAB

Website

https://kallpasab.com

Company type

Private

Founded year

2008

Operating status

Operating

Headcount range

11–50 employees

Short description

Kallpa Securities SAB is a Peruvian securities brokerage firm offering integrated investment services — securities trading, portfolio management, corporate finance, capital markets, and FX trading — to individual and corporate clients, regulated by SMV and SBS.

Ownership category

akta.pro rank

Product category

Securities Brokerage & Investment Banking

NAICS

Investment Banking and Securities Intermediation (523150), Investment Banking and Securities Intermediation (52315), Portfolio Management and Investment Advice (523940), Securities and Commodity Contracts Intermediation and Brokerage (5231)

SIC

Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)

akta.pro primary industry

Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)

akta.pro secondary industries

Equity Capital Markets Advisory (Equity Issuance Strategy & Readiness) (FSACAAAI), Secondary Offerings & Share Sales (Secondary Placements) (FSACAAAG)

Keywords

• Securities brokerage services
• Investment banking advisory
• Portfolio management services
• Corporate finance advisory
• Currency exchange trading

Headquarters

HQ city

Santiago De Surco

HQ country

Peru

HQ region

Latin America

Offices1 record

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Revenue model

1. Securities Brokerage: Buy/sell intermediation in Peruvian and international stock markets, executing client orders for stocks and other financial instruments. Revenue generated through commissions and transaction fees on securities trades.
2. Portfolio Management: Management of global portfolios tailored to client risk profiles. Provides customized investment strategies for both natural persons and legal entities.
3. Financial Advisory and Consulting: Corporate finance services including mergers and acquisitions advisory, business valuations, and financial consulting for companies.
4. Capital Markets Services: Structuring and placement of capital market products, shares, commercial papers, bonds, and securities. Also acts as placement agent in private offerings, representative of bondholders, and market maker.
5. Currency Trading (FX): Currency exchange services (sol, dollar, euro) for natural and legal persons at competitive market rates. Authorized by SMV and SBS to provide currency trading services.

Pricing tiers

Go-to-market motion1 record

Distribution channels3 records

Marketing channels3 records

Core offering

Kallpa Securities SAB is a Peruvian securities brokerage firm (Sociedad Agente de Bolsa) providing an integrated suite of investment services: buy/sell intermediation in Peruvian and international stock markets, customized portfolio management, corporate finance advisory (M&A, valuations, financial consulting), capital markets structuring and placement of shares, commercial papers and bonds, FX trading (sol, US dollar, euro), fundamental and technical equity research, special transactions (OPAs, delistings, OPCs), and asset custody for both individual investors and corporate clients.

Product overview

Kallpa Securities SAB is a Peruvian investment bank and securities brokerage firm operating as a single unified financial services platform. The company offers an integrated suite of services including securities brokerage, portfolio management, corporate finance advisory, capital markets services, currency trading (FX), research, special transactions, and asset custody. These services are delivered through specialized departments: Sales & Trading (encompassing Research, Brokerage, and Trading), Corporate Finance, Special Transactions, and Management & Support.

Differentiator

Problem solved

Functional benefit

Brands

• KALLPA TRII: Digital trading platform linked at trii.pe, mentioned as a product/service offering of Kallpa Securities SAB

Products and services

• Securities Brokerage
• Portfolio Management
• Corporate Finance Advisory
• Capital Markets Services
• FX Trading (Mesa de Monedas)
• Research Services
• Special Transactions
• Asset Custody

Named customers3 records

Segments3 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature3 records

Partnerships

Three partnerships are on record, tiered core and minor.

• Superintendency of the Securities Market (SMV)coreOthersKallpa SAB is authorized and regulated by SMV to provide securities brokerage and investment banking services in Peru. The company directs clients to SMV for financial information and important facts as required by Peruvian regulations.
• Superintendency of Banking, Insurance and AFP (SBS)coreOthersKallpa SAB has obtained SBS authorization to provide currency trading (cambios) services in Peru, complementing its SMV authorization for securities operations.
• Other Authorized Stock Brokerage FirmsminorChannel Partner/ Reseller/ DistributorKallpa SAB coordinates with other authorized stock brokerage firms during special transactions such as public acquisition offers (OPA), delistings, and capital increases. These firms help inform shareholders about transaction benefits and execute coordinated market operations.

Scale indicators3 records

Recent moves6 records

Expansion highlights5 records

Direct peers

• Intéligo SAB: Peruvian Sociedad Agente de Bolsa offering securities brokerage, portfolio management, and corporate finance advisory. Closely comparable to Kallpa in scope and scale, with overlapping Peruvian retail and institutional client base.
• Gestión y Asesoría SAB: Peruvian Sociedad Agente de Bolsa offering securities brokerage and investment advisory services in Lima. Comparable mid-market peer with similar service scope and regulatory standing.
• AC Valores (AC Capitales): Peruvian brokerage and investment management firm offering securities intermediation and corporate finance services. Similar mid-tier scale and customer mix to Kallpa, operating as a Sociedad Agente de Bolsa in Lima.
• Diviso Grupo Financiero: Peruvian financial group with brokerage and asset management operations. Direct competitor in Lima for retail brokerage and portfolio management, with comparable scale and customer segments.

Broad incumbents

• Credicorp Capital: Peru's largest investment bank and brokerage, part of the Credicorp financial group. Offers the full stack of securities brokerage, asset management, corporate finance, and FX services that directly overlap with Kallpa's offerings, but at much greater scale and brand recognition.
• BTG Pactual Peru: Peruvian operations of the Brazilian investment banking platform BTG Pactual. Offers investment banking, asset management, and brokerage services in Lima, competing directly with Kallpa for mid-market ECM/DCM mandates and HNW brokerage.
• Pacifico Securities (Grupo Pacifico): Securities brokerage arm of Peru's Pacifico insurance/financial group. Offers brokerage and investment services overlapping with Kallpa, backed by an insurance parent with deeper capital resources.
• Scotiabank Peru (in-house brokerage): Major Canadian-owned bank in Peru with in-house brokerage and wealth services. Competes with Kallpa for institutional and HNW brokerage and asset management mandates, leveraging balance-sheet scale Kallpa cannot match.
• Larraín Vial Peru: Chile-based regional broker with Peruvian operations offering securities intermediation, asset management, and corporate finance. Competes with Kallpa for cross-border mandates and HNW clients in Lima.

Emerging players

• XP Inc. Brazilian digital broker and investment platform rapidly expanding across Latin America. Threatens to redefine retail brokerage economics in Peru through low-cost, mobile-first trading models—relevant as a forward-looking competitive reference point for Kallpa's digital strategy.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights6 records

Customer concentration

• Xx.com/kallpasab
• Facebookfacebook.com/Kallpasablima

Compliance3 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles3 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments1 record

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Kallpa SAB