Kallpa SAB
Kallpa Securities SAB is a Peruvian securities brokerage firm offering integrated investment services — securities trading, portfolio management, corporate finance, capital markets, and FX trading — to individual and corporate clients, regulated by SMV and SBS.
- Company typePrivate
- Founded2008
- HeadquartersSantiago De Surco, Peru
- Headcount11–50
- GTM typeB2B and B2C
- OfferingServices
What Kallpa SAB does
Kallpa Securities SAB is a Peruvian securities brokerage firm (Sociedad Agente de Bolsa) founded in 2008 and headquartered in Santiago de Surco, Lima. The company delivers an integrated suite of financial services — securities brokerage on the Lima Stock Exchange and international markets, customized portfolio management, corporate finance advisory (M&A, business valuations, financial consulting), capital markets services (structuring and placement of shares, commercial papers, bonds, and securities), currency trading (sol, US dollar, euro) via its Mesa de Monedas, investment research, special transactions (OPAs, OPCs, delistings, capital increases), and asset custody. Operations are organized into four divisions: Sales & Trading (sub-divided into Research, Brokerage, and Trading), Corporate Finance, Special Transactions, and Management & Support, with the firm regulated by the SMV for securities activity and the SBS for currency exchange.
The firm serves two primary customer segments: Natural Persons (individual investors) and Legal Entities (corporate clients). Onboarding requires in-person meetings with representatives to complete registration forms and FATCA documentation (F_W9, F_W8BEN, F_W8BENE), indicating a relationship-led distribution model. Revenue is generated through transaction fees and commissions on securities trades, recurring portfolio management fees, professional services fees for corporate finance advisory, transaction fees on capital markets placements, and FX spread income. Distribution is exclusively direct — through the Lima headquarters and the in-house Sales & Trading team — supplemented by coordination with other authorized Peruvian brokerage firms for shareholder communications during special transactions, and a sub-brand digital channel, KALLPA TRII (trii.pe).
Kallpa's stated strategic objectives are to deliver adequate return on equity, gain market share in its served segments, and grow the client base and the volume of assets (in domestic and foreign currency) traded on the Peruvian stock market. Management consists of Alberto Arispe Bazán (Gerente General), Ricardo Carrión Kuriyama (Corporate Finance Manager), and Eduardo Fernandini (Trading Manager), with a total headcount of 11-50 employees. The firm is privately held, with no disclosed parent company, no public listing, no institutional funding rounds, and no M&A activity in the available data; financial statements are filed with the SMV but were not disclosed in the input.
Kallpa SAB firmographics
Firmographics- Name
- Kallpa SAB
- Legal name
- Kallpa Securities SAB
- Website
- https://kallpasab.com
- Company type
- Private
- Founded year
- 2008
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Kallpa Securities SAB is a Peruvian securities brokerage firm offering integrated investment services — securities trading, portfolio management, corporate finance, capital markets, and FX trading — to individual and corporate clients, regulated by SMV and SBS.
- Ownership category
- akta.pro rank
Kallpa SAB industry classification
Industry- Product category
- Securities Brokerage & Investment Banking
- NAICS
- Investment Banking and Securities Intermediation (523150), Investment Banking and Securities Intermediation (52315), Portfolio Management and Investment Advice (523940), Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)
- akta.pro secondary industries
- Equity Capital Markets Advisory (Equity Issuance Strategy & Readiness) (FSACAAAI), Secondary Offerings & Share Sales (Secondary Placements) (FSACAAAG)
Keywords
Where Kallpa SAB is headquartered
LocationHeadquarters
- HQ city
- Santiago De Surco
- HQ country
- Peru
- HQ region
- Latin America
Offices1 record
Markets served
Kallpa SAB business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Securities Brokerage: Buy/sell intermediation in Peruvian and international stock markets, executing client orders for stocks and other financial instruments. Revenue generated through commissions and transaction fees on securities trades.
- Portfolio Management: Management of global portfolios tailored to client risk profiles. Provides customized investment strategies for both natural persons and legal entities.
- Financial Advisory and Consulting: Corporate finance services including mergers and acquisitions advisory, business valuations, and financial consulting for companies.
- Capital Markets Services: Structuring and placement of capital market products, shares, commercial papers, bonds, and securities. Also acts as placement agent in private offerings, representative of bondholders, and market maker.
- Currency Trading (FX): Currency exchange services (sol, dollar, euro) for natural and legal persons at competitive market rates. Authorized by SMV and SBS to provide currency trading services.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Transaction based/ take rate | Pay-as-you-go | Natural Persons brokerage services |
| Transaction based/ take rate | Pay-as-you-go | Legal Entities brokerage services |
Go-to-market motion1 record
Distribution channels3 records
Marketing channels3 records
Kallpa SAB product offering
Product offeringCore offering
Kallpa Securities SAB is a Peruvian securities brokerage firm (Sociedad Agente de Bolsa) providing an integrated suite of investment services: buy/sell intermediation in Peruvian and international stock markets, customized portfolio management, corporate finance advisory (M&A, valuations, financial consulting), capital markets structuring and placement of shares, commercial papers and bonds, FX trading (sol, US dollar, euro), fundamental and technical equity research, special transactions (OPAs, delistings, OPCs), and asset custody for both individual investors and corporate clients.
Product overview
Kallpa Securities SAB is a Peruvian investment bank and securities brokerage firm operating as a single unified financial services platform. The company offers an integrated suite of services including securities brokerage, portfolio management, corporate finance advisory, capital markets services, currency trading (FX), research, special transactions, and asset custody. These services are delivered through specialized departments: Sales & Trading (encompassing Research, Brokerage, and Trading), Corporate Finance, Special Transactions, and Management & Support.
Differentiator
Problem solved
Functional benefit
Brands
- KALLPA TRII: Digital trading platform linked at trii.pe, mentioned as a product/service offering of Kallpa Securities SAB
Products and services
- Securities Brokerage
- Portfolio Management
- Corporate Finance Advisory
- Capital Markets Services
- FX Trading (Mesa de Monedas)
- Research Services
- Special Transactions
- Asset Custody
Companies that use Kallpa SAB
Customer profileNamed customers3 records
Segments3 records
Ideal customer profiles2 records
Kallpa SAB technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature3 records
Kallpa SAB partnerships and signals
Strategic signalPartnerships
Three partnerships are on record, tiered core and minor.
- Superintendency of the Securities Market (SMV)coreKallpa SAB is authorized and regulated by SMV to provide securities brokerage and investment banking services in Peru. The company directs clients to SMV for financial information and important facts as required by Peruvian regulations.
- Superintendency of Banking, Insurance and AFP (SBS)coreKallpa SAB has obtained SBS authorization to provide currency trading (cambios) services in Peru, complementing its SMV authorization for securities operations.
- Other Authorized Stock Brokerage FirmsminorKallpa SAB coordinates with other authorized stock brokerage firms during special transactions such as public acquisition offers (OPA), delistings, and capital increases. These firms help inform shareholders about transaction benefits and execute coordinated market operations.
Scale indicators3 records
Recent moves6 records
Expansion highlights5 records
Kallpa SAB competitors and assessment
Company assessmentDirect peers
- Intéligo SAB: Peruvian Sociedad Agente de Bolsa offering securities brokerage, portfolio management, and corporate finance advisory. Closely comparable to Kallpa in scope and scale, with overlapping Peruvian retail and institutional client base.
- Gestión y Asesoría SAB: Peruvian Sociedad Agente de Bolsa offering securities brokerage and investment advisory services in Lima. Comparable mid-market peer with similar service scope and regulatory standing.
- AC Valores (AC Capitales): Peruvian brokerage and investment management firm offering securities intermediation and corporate finance services. Similar mid-tier scale and customer mix to Kallpa, operating as a Sociedad Agente de Bolsa in Lima.
- Diviso Grupo Financiero: Peruvian financial group with brokerage and asset management operations. Direct competitor in Lima for retail brokerage and portfolio management, with comparable scale and customer segments.
Broad incumbents
- Credicorp Capital: Peru's largest investment bank and brokerage, part of the Credicorp financial group. Offers the full stack of securities brokerage, asset management, corporate finance, and FX services that directly overlap with Kallpa's offerings, but at much greater scale and brand recognition.
- BTG Pactual Peru: Peruvian operations of the Brazilian investment banking platform BTG Pactual. Offers investment banking, asset management, and brokerage services in Lima, competing directly with Kallpa for mid-market ECM/DCM mandates and HNW brokerage.
- Pacifico Securities (Grupo Pacifico): Securities brokerage arm of Peru's Pacifico insurance/financial group. Offers brokerage and investment services overlapping with Kallpa, backed by an insurance parent with deeper capital resources.
- Scotiabank Peru (in-house brokerage): Major Canadian-owned bank in Peru with in-house brokerage and wealth services. Competes with Kallpa for institutional and HNW brokerage and asset management mandates, leveraging balance-sheet scale Kallpa cannot match.
- Larraín Vial Peru: Chile-based regional broker with Peruvian operations offering securities intermediation, asset management, and corporate finance. Competes with Kallpa for cross-border mandates and HNW clients in Lima.
Emerging players
- XP Inc. Brazilian digital broker and investment platform rapidly expanding across Latin America. Threatens to redefine retail brokerage economics in Peru through low-cost, mobile-first trading models—relevant as a forward-looking competitive reference point for Kallpa's digital strategy.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Kallpa SAB social profiles
Digital presenceKallpa SAB compliance and trust
Trust signalCompliance3 records
Kallpa SAB financial estimates
Financial estimateRevenue estimate
Valuation estimate
Kallpa SAB leadership team
Management profileNumber of profiles
Profiles3 records
Kallpa SAB funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Kallpa SAB M&A and investment
M&A and investmentM&A
Investments1 record
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Kallpa SAB
What does Kallpa SAB do?
Kallpa Securities SAB is a Peruvian securities brokerage firm (Sociedad Agente de Bolsa) providing an integrated suite of investment services: buy/sell intermediation in Peruvian and international stock markets, customized portfolio management, corporate finance advisory (M&A, valuations, financial consulting), capital markets structuring and placement of shares, commercial papers and bonds, FX trading (sol, US dollar, euro), fundamental and technical equity research, special transactions (OPAs, delistings, OPCs), and asset custody for both individual investors and corporate clients.
Is Kallpa SAB a public or private company?
Kallpa SAB is a private company. It is classified as unknown and is currently operating.
When was Kallpa SAB founded?
Kallpa SAB was founded in 2008. It employs 11 to 50 people.
Where is Kallpa SAB based?
Kallpa SAB is headquartered in Santiago De Surco, Peru, in the Latin America region.
How does Kallpa SAB make money?
Five revenue lines are on record. Securities Brokerage is the primary driver. The others are portfolio Management, financial Advisory and Consulting, capital Markets Services and currency Trading (FX).
Who are Kallpa SAB's main competitors?
Direct peers on record are Intéligo SAB, Gestión y Asesoría SAB, AC Valores (AC Capitales) and Diviso Grupo Financiero. Broad incumbents are Credicorp Capital, BTG Pactual Peru, Pacifico Securities (Grupo Pacifico), Scotiabank Peru (in-house brokerage) and Larraín Vial Peru. XP Inc. is listed as an emerging player.
Does Kallpa SAB have an API?
No public API is recorded for Kallpa SAB.
What industry is Kallpa SAB in?
Kallpa SAB's product category is Securities Brokerage & Investment Banking. Its primary akta.pro industry code is BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory), with a secondary code of FSACAAAI, Equity Capital Markets Advisory (Equity Issuance Strategy & Readiness). Its NAICS code is 523150 and its SIC code is 6211.