Clear Capital Markets
Clear Capital Markets is a London-based, FCA-regulated advisory stockbroking and corporate broking firm providing UK retail investors with IPO and secondary placing access on AIM, Aquis, and LSE, and supporting UK micro and small-cap companies with listings, fundraises, and ongoing broking services.
- Company typePrivate
- Founded2012
- HeadquartersLondon, United Kingdom
- Headcount11–50
- GTM typeB2B and B2C
- OfferingServices
Clear Capital Markets firmographics
Firmographics- Name
- Clear Capital Markets
- Legal name
- Clear Capital Markets Limited
- Website
- https://clearcapitalmarkets.co.uk
- Company type
- Private
- Founded year
- 2012
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Clear Capital Markets is a London-based, FCA-regulated advisory stockbroking and corporate broking firm providing UK retail investors with IPO and secondary placing access on AIM, Aquis, and LSE, and supporting UK micro and small-cap companies with listings, fundraises, and ongoing broking services.
- Ownership category
- akta.pro rank
Clear Capital Markets industry classification
Industry- Product category
- Investment Advisory & Stockbroking Services
- NAICS
- Portfolio Management and Investment Advice (523940), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Capital Raising Advisory (Equity & Equity-Linked) (FSAEAGAC)
- akta.pro secondary industry
- Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG)
Keywords
Where Clear Capital Markets is headquartered
LocationHeadquarters
- HQ city
- London
- HQ country
- United Kingdom
- HQ region
- Europe
Offices1 record
Markets served
Clear Capital Markets business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Others, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Advisory Stockbroking Fees: Telephone-based advisory service for clients seeking specialist expertise and advice on stock market-based investments. Revenue is generated through advisory fees related to the management and trading of client portfolios.
- Corporate Broking Remuneration: The firm acts as corporate broker to certain clients and is sometimes remunerated in the form of stock and/or warrants. The firm also manages the selling of its own stock in an orderly way in-line with clients to preserve price and liquidity. Revenue arises from equity underwriting, placing fees, and warrant/share-based compensation.
- Transaction-Based Brokerage: Conflict of interest statement discloses that the firm may receive warrants and/or shares as remuneration for corporate broking services. For advisory clients, revenue is tied to investment activity in the portfolio including IPO allocations, secondary placings, and small-cap stock trades.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Other | Advisory Stockbroking Service — fee structure not publicly disclosed |
Go-to-market motion3 records
Distribution channels3 records
Marketing channels4 records
Clear Capital Markets product offering
Product offeringCore offering
Clear Capital Markets is a UK FCA-authorised advisory stockbroking and corporate broking firm that delivers telephone-based investment advice on small-cap stocks, IPOs, and secondary placings on the London Stock Exchange, AIM, and Aquis Exchange. The firm combines a private-client advisory service for sophisticated investors with a corporate broking service that sources new listings and supports UK growth companies with fundraising, IPOs, and RTOs.
Product overview
Clear Capital Markets is an advisory stockbroking firm offering a unified platform of investment services focused on high-risk, high-reward opportunities in small-cap stocks, IPOs, and secondary placings. The core offering consists of Advisory Stockbroking, IPOs & Placings access, and Corporate Broking services, supported by free educational resources including the Monthly Small Cap Stock Pick Report and Investors Guide. The firm connects investors to exclusive opportunities not available on the wider market, providing bespoke trading strategies, ongoing research, and dedicated broker support across AIM, Aquis, and the London Stock Exchange.
Differentiator
Problem solved
Functional benefit
Products and services
- Advisory Stockbroking Telephone-based advisory stockbroking service for clients seeking specialist expertise and advice on stock market-based investments, providing tailored trading strategies, bespoke asset-class advice, risk management, exit strategies, and ongoing research support. Targeted at experienced investors diversifying into higher-risk small-cap portfolios on AIM, Aquis, and LSE.
- IPOs & Placings Client access service offering early entry to new listings and secondary placings on AIM, Aquis, and the Main LSE Exchange, with supporting advice from a dedicated investment advisor. Targets experienced investors seeking institutional-grade deal flow.
- Corporate Broking Corporate broking services for UK micro and small-cap companies listing on the LSE Main Market, AIM, and Aquis Exchange. Covers IPO support, reverse takeovers, secondary placings, and ongoing advisory and investor-relations support for listed entities. The firm also manages orderly selling of its own stock holdings where remunerated in shares or warrants.
Quantifiable outcome
- Clients have reported recovering from the March/April 2020 Covid crash losses within approximately one year through the firm's investment strategies.
- +1 more outcomes
Companies that use Clear Capital Markets
Customer profileNamed customers18 records
Segments2 records
Ideal customer profiles2 records
Clear Capital Markets technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Clear Capital Markets partnerships and signals
Strategic signalPartnerships
Three partnerships are on record, tiered core.
- James Brearley and Sons LtdcoreClient money and assets are held with James Brearley and Sons Ltd as one of the firm's appointed custodians. Transactions are booked and settled via James Brearley. The firm transmits client orders for execution and settlement through this custodian relationship. J.Brealley also hosts the client web portal for Clear Capital Markets.
- GHC Capital Markets LtdcoreClient money and assets are held with GHC Capital Markets Ltd as one of the firm's appointed custodians. Together with James Brearley, GHC Capital Markets provides custody and settlement infrastructure for client accounts.
- London Stock ExchangecoreClear Capital Markets is a proud member of the London Stock Exchange. The firm assists with fundraising for companies listing on the LSE, AIM, and Aquis Exchange.
Scale indicators2 records
Recent moves5 records
Expansion highlights4 records
Clear Capital Markets competitors and assessment
Company assessmentDirect peers
- Shard Capital Partners: UK broker and adviser focused on small and mid-cap companies. Directly comparable in providing corporate broking, IPOs, and placings on AIM and main market.
- SI Capital: UK small and mid-cap broker. Comparable boutique providing equity research, corporate broking, and capital raising services to UK growth companies.
- Allenby Capital: UK small-cap corporate broker and adviser. Comparable boutique size and focus on micro/small-cap IPOs, placings, and corporate broking mandates.
- Cenkos Securities: UK small/mid-cap broker and corporate adviser. Directly comparable to CCM in providing corporate broking, IPO and secondary placing services to UK growth companies on AIM and main market.
- Cairn Financial Advisers: UK Nominated Adviser and broker to small-cap companies on AIM. Directly comparable as a small-cap focused advisory and corporate broking firm.
- Hybridan: UK small-cap broker and corporate adviser. Directly comparable boutique providing corporate broking, IPOs, and placings to small-cap UK issuers.
- Singer Capital Markets: UK small and mid-cap broker and corporate adviser (formerly finnCap). Directly comparable to Clear Capital Markets in equity capital markets advisory, IPO support, and small-cap research coverage on AIM and main market.
- Novum Securities: UK broker focused on small and mid-cap equities. Comparable in providing advisory and corporate broking services to UK growth companies and in serving retail/professional investor clients seeking small-cap exposure.
Broad incumbents
- AJ Bell: UK retail investment platform and SIPP/ISA provider. Comparable as a UK retail execution and investment channel, but broader and larger than CCM's boutique, advisory-led model.
- Hargreaves Lansdown: Largest UK direct-to-consumer retail investment platform. Comparable as a UK retail brokerage channel for self-directed investors, but operates at vastly greater scale and as a broad incumbent across all market caps.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat5 records
Key risks5 records
Key highlights6 records
Customer concentration
Clear Capital Markets compliance and trust
Trust signalCompliance1 record
Clear Capital Markets financial estimates
Financial estimateRevenue estimate
Valuation estimate
Clear Capital Markets leadership team
Management profileNumber of profiles
Profiles7 records
Clear Capital Markets funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Clear Capital Markets M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Clear Capital Markets
What does Clear Capital Markets do?
Clear Capital Markets is a UK FCA-authorised advisory stockbroking and corporate broking firm that delivers telephone-based investment advice on small-cap stocks, IPOs, and secondary placings on the London Stock Exchange, AIM, and Aquis Exchange. The firm combines a private-client advisory service for sophisticated investors with a corporate broking service that sources new listings and supports UK growth companies with fundraising, IPOs, and RTOs.
Is Clear Capital Markets a public or private company?
Clear Capital Markets is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Clear Capital Markets founded?
Clear Capital Markets was founded in 2012. It employs 11 to 50 people.
Where is Clear Capital Markets based?
Clear Capital Markets is headquartered in London, United Kingdom, in the Europe region.
How does Clear Capital Markets make money?
Three revenue lines are on record. Advisory Stockbroking Fees are the primary driver. The others are corporate Broking Remuneration and transaction-Based Brokerage.
Who are Clear Capital Markets's main competitors?
Direct peers on record are Shard Capital Partners, SI Capital, Allenby Capital, Cenkos Securities, Cairn Financial Advisers, Hybridan, Singer Capital Markets and Novum Securities. Broad incumbents are AJ Bell and Hargreaves Lansdown.
Does Clear Capital Markets have an API?
No public API is recorded for Clear Capital Markets.
What industry is Clear Capital Markets in?
Clear Capital Markets's product category is Investment Advisory & Stockbroking Services. Its primary akta.pro industry code is FSAEAGAC, Capital Raising Advisory (Equity & Equity-Linked), with a secondary code of BPAHADAG, Capital Raising Advisory (Debt/Equity/Private Capital). Its NAICS code is 523940 and its SIC code is 6211.