Argos Financial Group

What Argos Financial Group does

Argos Financial Group is a privately held, Indianapolis-based financial advisory practice founded in 1999 that delivers wealth management, retirement plan consulting, and comprehensive financial planning services to individuals, families, businesses, non-profits, and public sector organizations. The firm operates through a four-step wealth management process (risk tolerance assessment, financial analysis with portfolio strategy and asset allocation, investment allocation, and ongoing portfolio monitoring) and parallel retirement plan services spanning 403(b), 457(b), and SIMPLE IRA plans with fiduciary support, employee education, plan benchmarking, and investment monitoring. Financial planning is delivered across five areas — investment, retirement savings and income, estate, risk management and insurance, and tax planning — by CFP®-credentialed advisors. The team consists of Senior Partner Peter Emigh, CFP®/AIF® (30+ years experience), Chris Shockley, CFP® (15+ years), Lauren Hesler, and Hunter Holliday, supplemented by CIO-level investment resources through a partnership with WestPoint Financial Group.

The firm's technology stack is conventional: financial planning and wealth management tooling integrated with MML Investors Services, LLC (MassMutual), standard online financial calculators, a 200+ entry financial glossary, and a content marketing ecosystem comprising monthly and quarterly newsletters, videos, and articles. There is no proprietary platform, no mobile or web application, no public API, and no disclosed AI/ML capabilities. Underlying technology differentiation is limited; the moat sits in advisor credentials, fiduciary positioning, and the relationship infrastructure inherited from the MML/MassMutual broker-dealer partnership.

The business model is fee- and commission-based. Revenue streams include securities and investment advisory fees routed through MML Investors Services registered representatives, financial planning fees (with implementation commissions possible), insurance commissions on life, disability, long-term care, and business insurance products (licensed only in Indiana), and retirement plan consulting fees. Pricing is not publicly disclosed; fee-based accounts are billed monthly alongside brokerage and options accounts. Go-to-market is sales-led via direct, high-touch advisor relationships at the Indianapolis headquarters and on-site at employer locations, supported by content marketing (resource center, newsletters, educational videos, calculators) and FINRA BrokerCheck verification for credibility. Securities registrations span 17 U.S. states, but the operating geography remains regional (Indianapolis/Midwest).

Name

Argos Financial Group

Legal name

Argos Financial Group

Website

https://argosfg.com

Company type

Private

Founded year

1999

Operating status

Operating

Headcount range

1–10 employees

Short description

Argos Financial Group is a privately held Indianapolis financial advisory firm founded in 1999 that provides wealth management, retirement plan consulting, and financial planning services to individuals, families, employers, non-profits, and public sector organizations via CFP®-credentialed advisors and a partnership with MML Investors Services.

Ownership category

akta.pro rank

Product category

Wealth Management & Financial Advisory

NAICS

Portfolio Management and Investment Advice (523940), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)

SIC

Investment Advice (6282), Security & Commodity Brokers, Dealers, Exchanges & Services (6200)

akta.pro primary industry

Corporate Retirement Plan Advisory RIAs (ERISA 401(k)/403(b)) (FSAAACAF)

akta.pro secondary industries

Advisory Portfolio Management (Non-Discretionary) (FSAAABAD), Employer Retirement Plan Advisory (401(k)/Pension) (FSAEABAE), Retirement Plan Participant Advice & Managed Accounts (FSAEABAF)

Keywords

• Wealth management services
• Retirement plan consulting
• Financial planning advisory
• Investment advisory services
• Fiduciary plan support

Headquarters

HQ city

Indianapolis

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D

Revenue model

1. Securities and Investment Advisory Fees: Securities, investment advisory and financial planning services offered through MML Investors Services, LLC. Registered representatives provide brokerage accounts, options accounts, and investment management.
2. Wealth Management Services: Comprehensive wealth management with ongoing advisory relationships. Services include portfolio strategy, asset allocation, investment monitoring, and regular review meetings.
3. Retirement Plan Services: Retirement plan consulting including plan design, fiduciary support, employee education, investment education and monitoring for employer-sponsored plans.
4. Insurance Products: Individual and group life insurance, disability income insurance, long-term care insurance, and business insurance products (buy/sell, key person, COLI, SERP).
5. Financial Planning Fees: Financial plan recommendations implemented with advisor of choice. Implementation of specific products or services may result in commissions or fees outside of financial planning fee.

Pricing tiers

Go-to-market motion2 records

Distribution channels3 records

Marketing channels5 records

Core offering

Argos Financial Group is a privately-held financial advisory firm that provides wealth management, retirement plan services, and comprehensive financial planning to individuals, families, and businesses. Its wealth management offering follows a four-step process covering risk tolerance assessment, financial analysis with portfolio strategy, investment allocation, and ongoing portfolio monitoring. Retirement plan services include 403(b), 457(b), SIMPLE IRA plans, fiduciary support, investment lineup design, testing and reporting, and employee education. Securities and investment advisory services are delivered through qualified registered representatives of MML Investors Services, LLC.

Product overview

Argos Financial Group is a financial advisory firm offering a unified suite of wealth management, retirement plan services, and financial planning services. The core offerings include Wealth Management (a comprehensive four-step process for individual clients), Retirement Plan Services (403b, 457b, SIMPLE IRA plans for employers with fiduciary support), and Financial Planning (covering five areas: investment, retirement, estate, insurance, and tax planning). Supporting modules include various account types (IRAs, 401k plans, brokerage accounts) and insurance products (life, disability, long-term care). The firm also provides financial calculators, fiduciary review meetings, and employee education programs as additional service components. Services are delivered through CFP® professionals and provided via MML Investors Services, LLC.

Differentiator

Problem solved

Functional benefit

Products and services

• Wealth Management Comprehensive wealth management service for individuals and families following a four-step process: risk tolerance assessment, financial analysis with portfolio strategy and asset allocation, investment allocation, and ongoing portfolio monitoring and review.
• Retirement Plan Services Retirement plan services for employers and organizations, including 403(b) plans for non-profits, 457(b) plans for public sector entities, SIMPLE IRAs, fiduciary support, investment lineup design, testing and reporting, and employee education.
• Financial Planning Financial planning service covering five areas: Investment Planning, Retirement Savings & Income Planning, Estate Planning, Risk Management and Insurance Planning, and Tax Planning. Delivered by CFP® professionals.
• Insurance Products Insurance offerings including Individual and Group Life Insurance, Business Buy/Sell Insurance, Key Person Insurance, Corporate Owned Life Insurance (COLI), Supplemental Executive Retirement Plan (SERP), Individual and Group Disability Income Insurance, and Long Term Care Insurance.
• Fiduciary Review Meetings Regularly scheduled formal plan review meetings for plan sponsors covering investment portfolio review, employee education strategy, pension legislation updates, administration review, and retirement readiness analysis.
• Employee Education Custom education strategies delivered to employees focusing on plan awareness, retirement planning education, and improving retirement readiness through group meetings, individual sessions, web, and multi-media formats.

Quantifiable outcome

• Regular quarterly or semi-annual fiduciary plan review meetings
• +1 more outcomes

Named customers3 records

Segments4 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature3 records

Partnerships

Three partnerships are on record, tiered core.

• WestPoint Financial GroupcoreStrategic or Co-development PartnerThrough their relationship with WestPoint Financial Group, Argos has access to additional resources including David Brennan as Chief Investment Officer. David provides investment strategy expertise and assists advisors in crafting tailored investment portfolios for clients. This partnership enhances Argos's investment capabilities and provides clients with access to CIO-level investment guidance.
• MML Investors Services, LLCcoreChannel Partner/ Reseller/ DistributorSecurities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC, Member SIPC. MML Investors Services provides the regulatory and licensing infrastructure for Argos's securities and advisory operations. Supervisory office located at 900 East 96th Street, Suite 300, Indianapolis, IN 46240.
• MML Plan Solutions GroupcoreStrategic or Co-development PartnerPeter Emigh is a member of the MML Plan Solutions Group, which provides the responsibility of acting as a fiduciary on retirement plans for clients. Consulting services to retirement plans are provided through the MML Plan Solutions Program of MML Investors Services LLC.

Scale indicators3 records

Recent moves5 records

Expansion highlights4 records

Broad incumbents

• Hightower Advisors: National RIA consolidator serving HNW individuals, families, and institutions with wealth management, retirement plan, and financial planning services; comparable service mix and a likely acquirer or competitor for practices of Argos's size.
• Cambridge Investment Research: Independent broker-dealer and RIA supporting thousands of financial advisors with wealth management, retirement plan, and financial planning offerings; comparable in service mix to Argos and a potential home for advisor transitions or BD alternatives.
• Mariner Wealth Advisors: National wealth advisory firm providing comprehensive financial planning, retirement plan services, and investment management to HNW clients and institutions; overlaps with Argos across all three core offerings and represents a credible regional expansion threat.
• Edward Jones: Large national financial services firm with a regional advisor model offering wealth management, retirement plan, and financial planning services; overlaps with Argos across retail wealth, retirement plan, and financial planning categories but at vastly greater scale.
• Cetera Advisor Networks: Independent broker-dealer and RIA network providing wealth management, retirement plan, and financial planning services through affiliated advisors; comparable to Argos's MML-based delivery model but at significantly larger scale.
• Creative Planning: Large, fast-growing RIA offering wealth management, retirement plan services, and financial planning to HNW individuals and employers; comparable across all three of Argos's core service lines but operates at national scale with proprietary technology.

Emerging players

• Carson Group: RIA growth platform serving independent advisors with wealth management, retirement plan, and financial planning services; comparable business mix to Argos but at materially larger scale and with an advisor-affiliation model.

Direct peers

• North Star Resource Group: Mid-sized financial advisory firm offering wealth management, retirement plan, and financial planning to individuals and employers; closely comparable in scale, service mix, and operating model to Argos.
• WestPoint Financial Group: Indianapolis-area financial advisory practice and Argos's strategic CIO partner; offers comparable wealth management, retirement plan, and financial planning services to individuals and employers in the same regional market, making it the closest direct comparable.
• Sequoia Financial Group: Mid-sized independent wealth management and retirement plan advisory firm offering comparable services to HNW individuals and employer plan sponsors; closely comparable in service mix, scale, and operating model to Argos.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks5 records

Key highlights6 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles4 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Argos Financial Group