Fogel Capital Management
Fogel Capital Management is a Federally Registered Investment Advisory firm in Stuart, FL and New York, NY providing personalized investment management, trust and guardianship administration, and family office services to high net worth individuals, families, institutions, and Native American governments.
- Company typePrivate
- Founded1968
- HeadquartersStuart, United States
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
What Fogel Capital Management does
Fogel Capital Management, Inc. is a Federally Registered Investment Advisory firm headquartered in Stuart, Florida with a secondary office on Wall Street in New York. The firm delivers personalized investment management, retirement planning, trust administration, guardianship management, family office services, and estate and tax planning to high net worth individuals, families, trusts and guardianships, institutions, retirement plans, and Native American governments. Portfolios are constructed from individual stocks and bonds rather than primarily through third-party mutual funds or ETFs, and all investment research is conducted in-house without engaging outside money managers — a positioning the firm uses to differentiate on cost transparency and capital preservation.
The firm traces its origins to 1968 when Dr. Marvin Fogel founded Quality Assurance as a physician retirement plan at Mt. Sinai Medical Center; it was formally incorporated as Fogel Capital Management in 1995 when Michael Fogel joined from Lehman Brothers as Chief Investment Officer and registered with the SEC. The firm operates under a conservative investment philosophy with capital preservation as its cornerstone, and serves as a court-appointed fiduciary through the New York State Supreme Court, managing over $150 million in guardianship assets. The team of approximately ten professionals includes former Wall Street traders and analysts from Lehman Brothers, Smith Barney, Paine Webber, Citibank, Prudential Securities, and Drexel Burnham Lambert.
Revenue is generated through recurring investment advisory fees on managed portfolios, with no publicly disclosed fee schedule. Distribution is via direct advisory relationships from the firm's two offices, supplemented by content marketing, an email newsletter, and organic LinkedIn and Facebook presence. The firm is privately held by the Fogel family, with no institutional investors, funding rounds, or parent company disclosed.
Fogel Capital Management firmographics
Firmographics- Name
- Fogel Capital Management
- Legal name
- Fogel Capital Management, Inc.
- Website
- https://fogelcapital.com
- Company type
- Private
- Founded year
- 1968
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Fogel Capital Management is a Federally Registered Investment Advisory firm in Stuart, FL and New York, NY providing personalized investment management, trust and guardianship administration, and family office services to high net worth individuals, families, institutions, and Native American governments.
- Ownership category
- akta.pro rank
Fogel Capital Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (52394), Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Advisory Portfolio Management (Non-Discretionary) (FSAAABAD)
- akta.pro secondary industry
- Large-Cap Equity (Active) (FSAAAIAA)
Keywords
Where Fogel Capital Management is headquartered
LocationHeadquarters
- HQ city
- Stuart
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Fogel Capital Management business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Infrastructure, Marketing or Sales, Technology or R&D
Revenue model
- Investment Advisory Services: Revenue generated through investment advisory fees for managing portfolios for individuals, families, trusts, guardianships, corporations, and Native American governments.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Annual | Investment Advisory Services |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels4 records
Fogel Capital Management product offering
Product offeringCore offering
Fogel Capital Management is a Federally Registered Investment Advisory firm that provides personalized investment management by constructing custom portfolios of individual stocks and bonds for high net worth individuals, families, trusts, guardianships, corporations, retirement plans, family offices, and Native American governments. The firm complements its core investment management with corporate retirement plan services, trust and guardianship administration, family office solutions, and estate and tax planning coordination, with all investment research conducted in-house.
Product overview
Fogel Capital Management is a full-service investment advisory firm offering a unified suite of wealth management services centered on investment management and financial planning. The firm operates a platform-plus-services model providing Personalized Investment Management as the core offering, supported by complementary services including Corporate Retirement Plans, Retirement Planning, Trust Administration, Guardianships, Family Office, and Estate and Tax Planning. The firm constructs customized individual investment portfolios (rather than relying solely on mutual funds or ETFs), provides fiduciary services for trust and guardianship accounts, and delivers comprehensive retirement planning advice. All services are delivered in-house by former Wall Street professionals with over 38 years of combined investment research experience.
Differentiator
Problem solved
Functional benefit
Products and services
- Personalized Investment Management Customized investment management in which the firm constructs unique client portfolios of individual stocks and bonds rather than relying solely on mutual funds and ETFs, applying a conservative philosophy aimed at capital preservation, reasonable growth, and limited risk.
- Corporate Retirement Plans Qualified retirement plan services for businesses, including 401k plan fiduciary services, detailed plan proposals customized to businesses, tax structure reviews, and employee education on retirement plan benefits.
- Retirement Planning Comprehensive retirement planning advice covering IRAs (ROTH and Traditional), 401ks, Defined Benefit Plans, Defined Contribution Plans, and Profit Sharing Plans across both accumulation and distribution phases.
- Trust Administration Professional trust administration in which the firm acts as trustee for clients, managing assets, ensuring intended wealth transfer, and coordinating with estate planning attorneys for smooth trust administration.
- Guardianships Court-appointed guardianship management for incapacitated individuals and minors. The firm manages over $150 million in guardianship assets and is regularly appointed by the New York State Supreme Court.
- Family Office Customized family office solutions exclusively for high net worth families, their offices, and foundations, including property management, estate planning, philanthropy coordination, and oversight of financial investments and assets.
- Estate and Tax Planning Tax-efficient return planning services that work alongside tax advisors and estate planning attorneys to help clients achieve their estate and tax planning objectives.
Quantifiable outcome
- Over $150 million in Guardianship assets managed
- +1 more outcomes
Companies that use Fogel Capital Management
Customer profileNamed customers4 records
Segments4 records
Ideal customer profiles4 records
Fogel Capital Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature2 records
Fogel Capital Management partnerships and signals
Strategic signalScale indicators4 records
Recent moves11 records
Expansion highlights5 records
Fogel Capital Management competitors and assessment
Company assessmentDirect peers
- GenTrust: Boutique wealth management firm providing investment advisory, financial planning, and family office services to HNW clients. Closely comparable to Fogel's boutique scale and comprehensive service model for affluent individuals and families.
- Wilmington Trust: Wealth management and corporate trust services firm (now M&T subsidiary) with strong fiduciary and trust administration heritage. Comparable to Fogel's investment advisory and trust/guardianship administration offerings for HNW clients.
- Brown Brothers Harriman (Wealth Management): Private partnership offering private banking, investment management, and trust services to HNW families and institutions. Directly comparable to Fogel's private, partnership-style advisory model with deep trust administration capabilities.
- Bessemer Trust: Private, multi-family office serving UHNW/HNW families with integrated investment management, trust administration, and family office services. Directly comparable to Fogel's full-service HNW wealth management model with strong trust capabilities.
- Abbot Downing: Wells Fargo's HNW/UHNW brand providing multi-family office services, investment management, and trust administration. Comparable to Fogel's HNW wealth management platform and family office offerings.
- Cresset Asset Management: Boutique multi-family office offering investment management, trust, estate planning, and family office services to HNW/UHNW clients. Comparable to Fogel's platform-plus-services model with similar boutique positioning and family-office focus.
- Glenmede: Independent, privately held wealth manager and trust company serving HNW individuals, families, and institutions with investment management and trust services. Closely parallels Fogel's structure: family-influenced, multi-generational, in-house research, and trust/guardianship expertise.
Emerging players
- Mariner Wealth Advisors: Scaled RIA built largely through acquisitions, offering investment advisory, financial planning, tax, and family office services to HNW clients. Comparable to Fogel's service breadth but with significantly greater scale and external capital backing.
- Carson Group: Growing wealth management platform serving advisors and their HNW clients with technology, marketing, and back-office support. Comparable to Fogel's HNW advisory services but operating at much greater scale via a partnership/network model.
Broad incumbents
- Fisher Investments: Large, privately held investment management firm primarily serving HNW individuals and institutions with discretionary portfolio management. Overlaps with Fogel's investment management core but at significantly greater AUM scale and broader marketing footprint.
Market position
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Fogel Capital Management social profiles
Digital presenceFogel Capital Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Fogel Capital Management leadership team
Management profileNumber of profiles
Profiles8 records
Fogel Capital Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Fogel Capital Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Fogel Capital Management
What does Fogel Capital Management do?
Fogel Capital Management is a Federally Registered Investment Advisory firm that provides personalized investment management by constructing custom portfolios of individual stocks and bonds for high net worth individuals, families, trusts, guardianships, corporations, retirement plans, family offices, and Native American governments. The firm complements its core investment management with corporate retirement plan services, trust and guardianship administration, family office solutions, and estate and tax planning coordination, with all investment research conducted in-house.
Is Fogel Capital Management a public or private company?
Fogel Capital Management is a private company. It is classified as family owned and is currently operating.
When was Fogel Capital Management founded?
Fogel Capital Management was founded in 1968. It employs 1 to 10 people.
Where is Fogel Capital Management based?
Fogel Capital Management is headquartered in Stuart, United States, in the North America region.
How does Fogel Capital Management make money?
One revenue line is on record: investment Advisory Services.
Who are Fogel Capital Management's main competitors?
Direct peers on record are GenTrust, Wilmington Trust, Brown Brothers Harriman (Wealth Management), Bessemer Trust, Abbot Downing, Cresset Asset Management and Glenmede. Emerging players are Mariner Wealth Advisors and Carson Group. Fisher Investments is listed as a broad incumbent.
Does Fogel Capital Management have an API?
No public API is recorded for Fogel Capital Management.
What industry is Fogel Capital Management in?
Fogel Capital Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAABAD, Advisory Portfolio Management (Non-Discretionary), with a secondary code of FSAAAIAA, Large-Cap Equity (Active). Its NAICS code is 52394 and its SIC code is 6282.