The Rosenberg Financial Group
The Rosenberg Financial Group (operating as Rosenberg Alvis Ambrose Wealth Management) is a private, Tallahassee-based financial advisory firm offering financial planning, investment management, and retirement advisory services—specializing in the Florida Retirement System—to individuals, families, and public-sector retirees, with securities offered through Calton & Associates, Inc.
- Company typePrivate
- Founded-
- HeadquartersTallahassee, United States
- Headcount—
- GTM typeB2C
- OfferingServices
What The Rosenberg Financial Group does
The Rosenberg Financial Group operates as Rosenberg Alvis Ambrose Wealth Management (also branded RAA Wealth Management), a private, client-centered financial advisory practice headquartered in Tallahassee, Florida. The firm delivers personalized financial planning, investment management, retirement planning, estate planning, insurance advisory, and tax strategy services to individuals, families, and public-sector retirees, with a documented specialization in the Florida Retirement System. The practice is led by three principal advisors—Eliot Rosenberg (CLU, ChFC), Marc Alvis (AAMS), and Philip Ambrose (CFP)—supported by a Director of Operations and an Office Manager, for a five-person team.
The firm's core technology stack is not proprietary: securities and investment advisory services are offered through Calton & Associates, Inc., a FINRA/SIPC member and registered investment adviser that provides broker-dealer infrastructure, while the website, content library, calculators, glossary, and educational resources are built and maintained by FMG Suite, a third-party content/technology provider. Client-facing deliverables consist of advisory consultations (phone, email, in-person) supplemented by an online resource center covering estate, investment, insurance, lifestyle, money, retirement, and tax topics. The firm explicitly states it is not owned or controlled by Calton & Associates, indicating an independent practice operating under an affiliated corporate RIA/broker-dealer model.
The business model combines recurring advisory fees (typical of AUM-based or fee-for-service financial planning) with transaction-based revenue on securities distributed through Calton & Associates. Pricing is not publicly disclosed; clients are routed through a consultative, sales-led engagement process initiated via phone, email, or website contact form. Go-to-market is content-driven at the top of the funnel (educational website) and relationship-driven at the bottom (direct advisor contact), serving a regional Southeastern U.S. client base with no external institutional ownership, no funding history, and no disclosed revenue figures.
The Rosenberg Financial Group firmographics
Firmographics- Name
- The Rosenberg Financial Group
- Legal name
- Rosenberg Alvis Ambrose Wealth Management
- Website
- https://therosenbergfinancialgroupllc.com
- Company type
- Private
- Operating status
- Operating
- Short description
- The Rosenberg Financial Group (operating as Rosenberg Alvis Ambrose Wealth Management) is a private, Tallahassee-based financial advisory firm offering financial planning, investment management, and retirement advisory services—specializing in the Florida Retirement System—to individuals, families, and public-sector retirees, with securities offered through Calton & Associates, Inc.
- Ownership category
- akta.pro rank
The Rosenberg Financial Group industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Comprehensive/Full-Service RIAs & Independent Wealth Managers (FSAAACAA)
- akta.pro secondary industries
- Registered Investment Advisor (RIA) Wealth Management (FSAEABAA), Financial Planning–Led RIAs (FSAAACAB), Corporate Retirement Plan Advisory RIAs (ERISA 401(k)/403(b)) (FSAAACAF)
Keywords
Where The Rosenberg Financial Group is headquartered
LocationHeadquarters
- HQ city
- Tallahassee
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
The Rosenberg Financial Group business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure, Others
Revenue model
- Investment Advisory Services: Provides financial advisory services including investment management, retirement planning, and portfolio strategy. Revenue generated through advisory fees, likely based on assets under management or fee-for-service arrangements.
- Securities and Investment Products: Securities and investment advisory services offered through Calton & Associates, Inc., a member of FINRA and SIPC. Generates revenue through commissions or fees on investment products distributed to clients.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Annual | Individualized financial advisory services |
Go-to-market motion1 record
Distribution channels2 records
Marketing channels3 records
The Rosenberg Financial Group product offering
Product offeringCore offering
The Rosenberg Financial Group is a private wealth management practice (Rosenberg Alvis Ambrose Wealth Management) that delivers personalized financial planning, investment management, and retirement advisory services to individuals, families, and Florida public-sector employees. Its offering includes Florida Retirement System advisory, estate planning, insurance, and tax-reduction strategies. Securities and investment products are offered through Calton & Associates, Inc., a FINRA/SIPC registered broker-dealer and investment adviser.
Product overview
Rosenberg Alvis Ambrose Wealth Management operates as a client-centered financial advisory firm offering a unified suite of wealth management services rather than a discrete software product. The core offering centers on personalized financial planning, investment management, and retirement advisory services, including specialized Florida Retirement System advisory. These primary services are complemented by estate planning, insurance, and tax strategy resources. Client-facing digital tools—including financial calculators, a glossary of financial terms, and a resource center covering investment, retirement, tax, insurance, estate, money, and lifestyle topics—support and supplement the advisory services. Securities and investment advisory services are offered through Calton & Associates, Inc., a registered broker-dealer.
Differentiator
Problem solved
Functional benefit
Products and services
- Financial Planning Services Comprehensive advisory service helping individual and family clients outline their financial priorities and craft personalized financial strategies, including goal-setting, risk assessment, and roadmap development.
- Investment Management Ongoing investment advisory services utilizing numerous investment products and strategies to help clients make sound investment decisions contributing toward a secure future, with a focus on tax reduction and asset protection. Securities offered through Calton & Associates, Inc. (FINRA/SIPC).
- Florida Retirement System Advisory Specialized advisory services focused on the Florida Retirement System (FRS), helping public employees and retirees navigate FRS investment options and retirement planning choices.
- Estate Planning Advisory Advisory guidance related to estate planning to help individual clients protect and transfer wealth across generations.
- Insurance Advisory Services Advisory services covering insurance products and strategies to help protect clients' assets, income, and lifestyle over their lifetime.
- Retirement Planning Advisory Advisory services helping clients achieve a secure and peaceful retirement, including ongoing strategy adjustment as client needs change.
- Tax Reduction Strategy Advisory Tax planning advisory integrated into the overall financial strategy to help individual clients reduce taxes and improve after-tax outcomes.
Companies that use The Rosenberg Financial Group
Customer profileSegments2 records
Ideal customer profiles2 records
The Rosenberg Financial Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
The Rosenberg Financial Group partnerships and signals
Strategic signalPartnerships
Two partnerships are on record, tiered core and minor.
- Calton & Associates, Inc.coreSecurities and investment advisory services offered through Calton & Associates, Inc., a member of FINRA and SIPC. Calton & Associates is a Registered Investment Adviser that provides the broker-dealer infrastructure for the firm's investment products and securities transactions. Rosenberg Alvis Ambrose Wealth Management is not owned or controlled by Calton & Associates, Inc.
- FMG SuiteminorWebsite content and materials developed and produced by FMG Suite. FMG Suite provides informational content on financial topics that may be of interest to clients. FMG Suite is not affiliated with the named representative, broker-dealer, or SEC-registered investment advisory firm.
Scale indicators1 record
Recent moves1 record
Expansion highlights3 records
The Rosenberg Financial Group competitors and assessment
Company assessmentDirect peers
- Cetera Financial Group: Large independent broker-dealer and RIA platform serving thousands of independent financial advisors under affiliated-practice models — directly comparable to RAA's structure of operating under a third-party IBD while retaining independent branding.
- Hightower Advisors: Independent RIA partnership model that recruits and partners with advisor teams to scale wealth management practices — directly comparable in independent-RIA-with-affiliation economics.
- Carson Group: Independent wealth management firm supporting affiliated advisor practices with shared services, coaching, and IBD infrastructure — directly comparable to RAA's independent-practice-with-platform-support model.
- Cambridge Investment Research: Independent broker-dealer focused on supporting independent financial advisors through affiliation — directly analogous to RAA's arrangement with Calton & Associates in business model and target advisor profile.
- Osaic (formerly Advisor Group): Large network of independent financial advisor practices operating under affiliated IBDs — directly comparable platform model with similar advisor economics and client segments.
- Commonwealth Financial Network: Independent broker-dealer/RIA serving thousands of independent advisors in a similar affiliation model — closely comparable in size, target advisor, and operating structure to RAA Wealth Management.
Broad incumbents
- Mercer Advisors: National RIA providing comprehensive wealth management including financial planning, tax, estate, and investment services — overlapping service offering to RAA but operating at significantly larger scale through acquisitions.
- Wealth Enhancement Group: RIA roll-up acquiring independent advisory practices and providing consolidated wealth management services — analogous full-service offering to RAA, but operating as a scaled acquirer of small RIAs.
- Focus Financial Partners (now Constellation Wealth Capital): RIA aggregator partnering with independent wealth management firms — closely aligned to RAA's independent RIA model but at significantly larger scale and operating as a strategic acquirer of small RIAs.
- LPL Financial: Largest independent broker-dealer in the U.S., supporting tens of thousands of advisors under affiliated practice models — same broad category as RAA but at materially greater scale and with broader product offerings.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights5 records
Customer concentration
The Rosenberg Financial Group social profiles
Digital presenceThe Rosenberg Financial Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
The Rosenberg Financial Group leadership team
Management profileNumber of profiles
Profiles5 records
The Rosenberg Financial Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
The Rosenberg Financial Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about The Rosenberg Financial Group
What does The Rosenberg Financial Group do?
The Rosenberg Financial Group is a private wealth management practice (Rosenberg Alvis Ambrose Wealth Management) that delivers personalized financial planning, investment management, and retirement advisory services to individuals, families, and Florida public-sector employees. Its offering includes Florida Retirement System advisory, estate planning, insurance, and tax-reduction strategies. Securities and investment products are offered through Calton & Associates, Inc., a FINRA/SIPC registered broker-dealer and investment adviser.
Is The Rosenberg Financial Group a public or private company?
The Rosenberg Financial Group is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was The Rosenberg Financial Group founded?
The Rosenberg Financial Group was founded in -1.
Where is The Rosenberg Financial Group based?
The Rosenberg Financial Group is headquartered in Tallahassee, United States, in the North America region.
How does The Rosenberg Financial Group make money?
Two revenue lines are on record. Investment Advisory Services are the primary driver. The others are securities and Investment Products.
Who are The Rosenberg Financial Group's main competitors?
Direct peers on record are Cetera Financial Group, Hightower Advisors, Carson Group, Cambridge Investment Research, Osaic (formerly Advisor Group) and Commonwealth Financial Network. Broad incumbents are Mercer Advisors, Wealth Enhancement Group, Focus Financial Partners (now Constellation Wealth Capital) and LPL Financial.
Does The Rosenberg Financial Group have an API?
No public API is recorded for The Rosenberg Financial Group.
What industry is The Rosenberg Financial Group in?
The Rosenberg Financial Group's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAA, Comprehensive/Full-Service RIAs & Independent Wealth Managers, with a secondary code of FSAEABAA, Registered Investment Advisor (RIA) Wealth Management. Its NAICS code is 523940 and its SIC code is 6282.