What Canton Hathaway does

Canton Hathaway, LLC is a privately held investment advisory firm organized as a U.S. limited liability company and operating as a registered investment advisor. Based on the available source material, the firm provides wealth management and investment advisory services to clients, functioning in the traditional RIA channel. The company's public web presence is minimal: the cantonhathaway.com site provides only navigation, an email contact link, and access to standard regulatory disclosures — specifically the Form CRS (dated June 16, 2025) and Form ADV Part 2A (dated March 30, 2026). A copyright notice on the site references 2024, suggesting the digital presence was established or formalized in that year. No branded product suites, proprietary technology platforms, investment strategies, or differentiated service offerings are enumerated in the source data beyond the general description of investment advisory services.

There is no public information on the firm's revenue, headcount, client base, fee schedule, geographic service area, leadership roster, funding history, or M&A activity. Ownership is not disclosed beyond the LLC designation, and no parent company or institutional investors are identified. The firm shows no disclosed AI/ML capabilities, technology stack, partnerships, awards, or patents. All available material is consistent with a small, privately held RIA whose operations are confined to a single, lightweight digital footprint, with the website's primary substantive content being the regulatory disclosures required of SEC-registered advisors. The lack of disclosed scale indicators (no headcount, no AUM, no revenue) means any assessment of business model mechanics — including how fees are structured, which client segments are served, and how new clients are acquired — is unsupported by the input data.

Name

Canton Hathaway

Legal name

Canton Hathaway, LLC

Website

https://cantonhathaway.com

Company type

Private

Operating status

Operating

Headcount range

1–10 employees

Short description

Canton Hathaway, LLC is a privately held, U.S.-based registered investment advisor that provides wealth management and investment advisory services to clients, with no publicly disclosed headcount, AUM, or revenue.

Ownership category

akta.pro rank

Product category

Investment Advisory Services

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)

Keywords

• Investment advisory
• Wealth management
• Financial planning
• Portfolio management
• Registered investment advisor

Headquarters

HQ city

Providence

HQ country

United States

HQ region

North America

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Others

Core offering

Canton Hathaway, LLC operates as a registered investment advisory firm offering investment advisory services to clients. The firm is registered with the U.S. Securities and Exchange Commission, evidenced by the availability of its Form CRS (Client Relationship Summary) and Form ADV Part 2A (Brochure) regulatory disclosures on its website.

Product overview

Canton Hathaway, LLC is an investment advisory firm that provides wealth management and investment advisory services to clients. The source material indicates the company operates as a registered investment advisor but does not enumerate specific branded products, modules, or distinct service offerings beyond this general description.

Differentiator

Problem solved

Functional benefit

Products and services

• Investment Advisory Services Registered investment advisory services provided by Canton Hathaway, LLC, a U.S. investment adviser regulated by the SEC. The offering is targeted at clients seeking professional investment management and advisory support, with required SEC disclosures (Form CRS and Form ADV Part 2A) made available to prospective and current clients.

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Recent moves3 records

Expansion highlights1 record

Direct peers

• Fisher Investments: Fisher Investments is a large independent RIA managing private client and institutional assets through discretionary investment advisory services. It is a direct peer to Canton Hathaway in delivering fee-based investment advisory services, though at substantially larger AUM scale.
• Buckingham Strategic Wealth: Buckingham Strategic Wealth is an independent RIA offering wealth management and evidence-based investment advisory services to individuals and families. Comparable to Canton Hathaway as a fee-only independent RIA focused on personalized wealth advisory.
• Cambridge Investment Research: Cambridge Investment Research is one of the largest independent broker-dealer/RIA platforms supporting thousands of independent advisors who provide wealth advisory services. Comparable to Canton Hathaway as a provider of investment advisory services, with overlap through the independent advisor channel.
• Creative Planning: Creative Planning is a large independent RIA offering wealth management, financial planning, and investment advisory services to individuals and families. It is a direct peer to Canton Hathaway in the fee-only RIA category, though substantially larger in scale.
• Modera Wealth Management: Modera Wealth Management is an independent fee-only RIA providing wealth management, financial planning, and investment advisory services. Comparable to Canton Hathaway as a direct peer in the independent RIA category, with similar size profile.

Broad incumbents

• Raymond James Financial: Raymond James is a diversified financial services firm offering wealth management, investment advisory, and brokerage services to individuals and institutions. It overlaps with Canton Hathaway's investment advisory focus through its Private Client Group and asset management subsidiaries.
• LPL Financial Holdings: LPL Financial is the largest independent broker-dealer in the US, supporting a nationwide network of advisors who deliver wealth management and investment advisory services. It is a broad incumbent with overlapping service categories to Canton Hathaway, though operating at vastly different scale.
• Edward Jones: Edward Jones is a large US financial services firm with a national branch network of advisors providing wealth management and investment advisory services to individuals and small businesses. Comparable to Canton Hathaway in core offering, though operating at significantly greater scale.

Regional players

• Marquee Wealth Management: Marquee Wealth Management is a regional independent RIA serving high-net-worth individuals and families with wealth advisory and investment services. Comparable to Canton Hathaway as a peer in the independent RIA category, with similar service model and size profile.

Emerging players

• Heron Wealth: Heron Wealth is an independent RIA offering wealth advisory and investment management services to high-net-worth clients. It is a comparable peer in the independent RIA space, with a similar boutique positioning to Canton Hathaway.

Market position

Strengths3 records

Weaknesses4 records

Competitive moat2 records

Key risks5 records

Key highlights4 records

Customer concentration

• LinkedInlinkedin.com/company/canton-hathaway

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Canton Hathaway