DGM Asset Management
DGM Asset Management is a privately held Registered Investment Advisor founded in 1999 and headquartered in Roseland, New Jersey, offering fee-based wealth management, portfolio management, estate planning, tax and insurance strategy, and retirement and business succession services to individual investors, business owners, executives, and medical professionals.
- Company typePrivate
- Founded1999
- HeadquartersRoseland, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
What DGM Asset Management does
DGM Asset Management is a privately held Registered Investment Advisor (RIA) founded in 1999 and headquartered in Roseland, New Jersey. The firm provides wealth management, portfolio management, estate planning, insurance and tax strategy, socially responsible investing, retirement plan services, business succession planning, institutional cash management, and bespoke business services. It serves six primary client personas — Individual Investors (primary), Business Owners (primary), Executives, Medical Professionals, Commercial Real Estate Owners, and families with members living with disabilities — and explicitly avoids a self-serve product model, instead operating via a consultative sales motion initiated through a website inquiry form.
The firm builds portfolios exclusively using ETFs and partners with a leading custodian for trade execution and account servicing, alongside a network of trusted tax, estate, legal, and insurance professionals for coordinated planning. There is no proprietary technology platform described; service delivery is human-advisory rather than software-driven. Distribution relies on a multi-channel approach including LinkedIn, Facebook, and Instagram presence, a monthly newsletter published continuously for over 20 years, and referral/affiliate relationships with financial media outlets including Bloomberg and CNBC.
DGM operates on a fee-based model calculated as a percentage of assets under management, with no commissions or additional remuneration, aligning firm revenue to client asset growth. Pricing is not publicly disclosed. The company employs 11-50 people and is led by Senior Managing Director Thomas Capola. No private equity, venture capital, or parent company ownership is indicated, and no funding rounds, acquisitions, or material leadership changes appear in the available data.
DGM Asset Management firmographics
Firmographics- Name
- DGM Asset Management
- Legal name
- DGM Asset Management
- Website
- https://dgmmanagement.com
- Company type
- Private
- Founded year
- 1999
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- DGM Asset Management is a privately held Registered Investment Advisor founded in 1999 and headquartered in Roseland, New Jersey, offering fee-based wealth management, portfolio management, estate planning, tax and insurance strategy, and retirement and business succession services to individual investors, business owners, executives, and medical professionals.
- Ownership category
- akta.pro rank
DGM Asset Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Financial Planning–Led RIAs (FSAAACAB)
- akta.pro secondary industries
- Discretionary Portfolio Management (DPM) (FSAAABAC), Portfolio Construction & Asset Allocation Advisory (FSAEAAAC), Estate & Legacy Planning Advisory (FSAEAAAG)
Keywords
Where DGM Asset Management is headquartered
LocationHeadquarters
- HQ city
- Roseland
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
DGM Asset Management business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Fee-Based Asset Management: DGM operates on a fee-based model calculated as a percentage of assets under management. As client assets grow, the firm's fee increases proportionally. No commissions or additional remuneration are received for any other services, ensuring aligned incentives between the firm and its clients.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels5 records
DGM Asset Management product offering
Product offeringCore offering
DGM Asset Management is a Registered Investment Advisor that delivers fee-based wealth management, portfolio management, estate planning, tax and insurance strategies, socially responsible investing, retirement plan services, business succession planning, and institutional cash management. Investment portfolios are constructed primarily using ETFs within a fiduciary advisory model for individuals, families, and business owners in the United States.
Product overview
DGM Asset Management is a Registered Investment Advisor (RIA) firm offering a unified wealth management platform for individuals and businesses. The product portfolio consists of individual services (Wealth Planning, Portfolio Management, Estate Planning, Insurance and Tax Strategies, Socially Responsible Investing) and business services (Retirement Plan Services, Business Succession Planning, Institutional Cash Management, Bespoke Business Services). All services are fee-based on assets under management with no commissions, delivered as advisory services rather than a software platform.
Differentiator
Problem solved
Functional benefit
Products and services
- Wealth Planning Comprehensive wealth management strategy coordinating investments, taxes, estate planning, and insurance solutions for individual clients.
- Portfolio Management Investment portfolio management services designed to help clients grow and protect their assets using ETF-based, diversified, tax-friendly, and low-fee portfolios.
- Estate Planning Planning services working with partner experts on wills, trusts, and estate planning to ensure client legacy desires are met.
- Insurance and Tax Strategies Insurance and tax planning strategies to help protect assets and minimize tax obligations for clients.
- Socially Responsible Investing Investment approach incorporating environmental, social, and governance (ESG) criteria into portfolio decisions.
- Retirement Plan Services 401(k) and 403(b) retirement plan management services for both employers and employees, including plan design and participant guidance.
- Business Succession Planning Business continuity and succession planning services to help business owners prepare for the sale or transfer of their business.
- Institutional Cash Management Cash management and payment services for businesses including international, regional, and domestic solutions to improve cash flows.
- Bespoke Business Services Custom business financial services including cash flow management, revenue maximization, tax minimization, and business valuation.
Companies that use DGM Asset Management
Customer profileSegments6 records
Ideal customer profiles6 records
DGM Asset Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
DGM Asset Management partnerships and signals
Strategic signalPartnerships
Two partnerships are on record, tiered core.
- Industry Leading CustodiancoreDGM works with one of the industry's leading custodians of assets, providing clients with benefits of retail brokerage accounts (check-writing, offices for check deposits, monthly statements) combined with personal money manager services.
- Trusted Professional PartnerscoreDGM collaborates with trusted partners offering tax professional services, estate planning experts, legal services, and insurance coverage assessment. These partnerships enable comprehensive financial planning spanning generations.
Scale indicators1 record
Recent moves6 records
Expansion highlights4 records
DGM Asset Management competitors and assessment
Company assessmentBroad incumbents
- Edelman Financial Engines: Large national RIA combining traditional advisors with a digital planning platform. Comparable to DGM as a fee-only advisory firm offering comprehensive wealth planning, but operating at much greater scale and with proprietary technology.
- Brown Brothers Harriman Wealth Management: Private bank and wealth manager offering discretionary portfolio management and multi-generational planning to HNW families. Comparable to DGM in fiduciary, fee-based advisory style and multi-generational focus.
- Wealth Enhancement Group: Independent RIA platform serving HNW households with planning, investment, and tax services. Comparable to DGM in its fee-based advisory model and HNW focus, though operating via an aggregator model across many offices.
- Bessemer Trust: Private wealth management firm serving ultra-HNW families with multi-generational planning, trust, and investment services. Comparable to DGM in its emphasis on multi-generational wealth and estate planning specialization.
- Fisher Investments: Large fee-based investment manager serving HNW individuals and institutions. Comparable to DGM in serving affluent retail clients with discretionary portfolio management, but at materially larger AUM scale.
- Mariner Wealth Advisors: National RIA providing comprehensive wealth planning, tax, estate, and retirement plan services to HNW clients. Directly comparable to DGM's full-stack service offering but with a multi-office footprint and institutional scale.
Direct peers
- Homrich Berg: Fee-only RIA headquartered in the U.S. serving HNW individuals and families with comprehensive wealth management. Closely comparable to DGM in size, fee-only structure, and full-service planning offering.
- Wealthspire Advisors: Independent, fee-only RIA providing financial planning, tax, and investment management to HNW households. Directly comparable to DGM in fee-based RIA model and integrated wealth planning services.
- Moneta Group: Fee-only RIA offering comprehensive financial planning, investment management, tax, and estate services to HNW individuals. Directly comparable to DGM in service breadth and fee-only fiduciary model.
Emerging players
- Personal Capital: Hybrid digital wealth manager combining a free dashboard with advisory services for HNW clients. Comparable to DGM as a fee-based advisory firm targeting affluent households, but differentiated by a tech-forward, lower-fee delivery model that pressures traditional boutiques.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
DGM Asset Management social profiles
Digital presenceDGM Asset Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
DGM Asset Management leadership team
Management profileNumber of profiles
Profiles1 record
DGM Asset Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
DGM Asset Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about DGM Asset Management
What does DGM Asset Management do?
DGM Asset Management is a Registered Investment Advisor that delivers fee-based wealth management, portfolio management, estate planning, tax and insurance strategies, socially responsible investing, retirement plan services, business succession planning, and institutional cash management. Investment portfolios are constructed primarily using ETFs within a fiduciary advisory model for individuals, families, and business owners in the United States.
Is DGM Asset Management a public or private company?
DGM Asset Management is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was DGM Asset Management founded?
DGM Asset Management was founded in 1999. It employs 11 to 50 people.
Where is DGM Asset Management based?
DGM Asset Management is headquartered in Roseland, United States, in the North America region.
How does DGM Asset Management make money?
One revenue line is on record: fee-Based Asset Management.
Who are DGM Asset Management's main competitors?
Broad incumbents on record are Edelman Financial Engines, Brown Brothers Harriman Wealth Management, Wealth Enhancement Group, Bessemer Trust, Fisher Investments and Mariner Wealth Advisors. Direct peers are Homrich Berg, Wealthspire Advisors and Moneta Group. Personal Capital is listed as an emerging player.
Does DGM Asset Management have an API?
No public API is recorded for DGM Asset Management.
What industry is DGM Asset Management in?
DGM Asset Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAB, Financial Planning–Led RIAs, with a secondary code of FSAAABAC, Discretionary Portfolio Management (DPM). Its NAICS code is 523940 and its SIC code is 6282.