What ShiftAltCap does

ShiftAlt Capital is a boutique investment firm founded in 2019 and headquartered in Bangalore, India, that offers curated portfolios of US-listed (NYSE and NASDAQ) securities to high-net-worth Indian and GCC investors. The firm operates two strategies — "All Weather" (a capital-preservation core, 70–80% allocation, anchored in defensive sectors and institutional ETFs from BlackRock and Invesco) and "Most Relevant Stocks" (a bounded growth sleeve, 20–30% allocation, focused on frontier sectors such as AI, biotechnology, data centre infrastructure, robotics, space exploration, and cybersecurity). Both strategies apply a proprietary four-filter quantitative methodology — universe definition, momentum screening, fundamental quality, and correlation-aware portfolio construction — re-applied on a quarterly rebalancing cycle, targeting a Sharpe ratio above 1.5 and a Sortino ratio above 2.0 versus benchmarks around 0.8 and 0.6 respectively.

The firm generates revenue through investment management fees on assets under management, with a US $25,000 minimum per strategy and a stated typical investment range of US $10,000 to US $2,000,000. Distribution is direct-to-consumer through the Stockal platform (operated by Borderless Softtech), which handles digital KYC and onboarding, while DriveWealth (SEC-registered, SIPC member) provides custody of the underlying securities — clients own individual stocks and ETFs directly rather than units in a pooled fund, and there are no lock-in periods or exit fees.

The go-to-market motion is consultative and digital-first: prospects can either speak with the team via Calendly or self-serve onboard through Stockal, with account opening typically completed in 1–2 days for India residents (via RBI Liberalised Remittance Scheme, capped at US $250,000/year) and 3–5 days for GCC residents (via direct SWIFT wire, no annual cap). The firm targets a specific niche underserved by global wealth managers — non-US investors seeking dollar-denominated US equity exposure as a structural hedge against long-term rupee depreciation — and serves a client base of fewer than ten staff.

Name

ShiftAltCap

Legal name

ShiftAlt Capital

Website

https://shiftalt.capital

Company type

Private

Founded year

2019

Operating status

Operating

Headcount range

1–10 employees

Short description

ShiftAlt Capital is a Bangalore-based boutique investment firm offering curated US-listed securities portfolios to high-net-worth Indian and GCC investors via two quantitative strategies — All Weather (preservation) and Most Relevant Stocks (growth) — with $25,000 minimums.

Ownership category

akta.pro rank

Product category

Wealth Management / Investment Advisory

NAICS

Portfolio Management and Investment Advice (52394)

SIC

Investment Advice (6282)

akta.pro primary industry

Large-Cap Equity (Active) (FSAAAIAA)

Keywords

• Wealth management
• US equity portfolios
• Cross-border investing
• Portfolio management
• Investment advisory

Headquarters

HQ city

Bangalore City

HQ country

India

HQ region

Asia

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Technology or R&D, Operations, Marketing or Sales

Revenue model

1. Investment management fees: ShiftAlt Capital generates revenue through investment management fees charged on assets under management. The firm offers curated portfolios of US-listed securities to Indian and GCC investors, with a minimum investment of US $25,000 per strategy.

Pricing tiers

Go-to-market motion1 record

Distribution channels2 records

Marketing channels3 records

Core offering

ShiftAlt Capital is a boutique investment firm that offers curated portfolios of US-listed (NYSE and NASDAQ) large- and mid-cap securities to high-net-worth Indian and GCC investors, delivered through two discretionary strategies — All Weather (capital preservation focused on essential-demand businesses and defensive ETFs) and Most Relevant Stocks (growth concentrated in frontier sectors such as AI, biotechnology, data centres, robotics, space, and cybersecurity) — both managed via a proprietary four-filter quantitative methodology with quarterly rebalancing, Sharpe/Sortino/Information Ratio monitoring, and a minimum investment of US $25,000 per strategy.

Product overview

ShiftAlt Capital is a boutique investment firm offering two curated portfolio strategies for global securities listed on US exchanges. The core product suite consists of 'All Weather' (capital preservation through essential-demand assets and negatively correlated positions) and 'Most Relevant Stocks' (growth-focused exposure to frontier technology sectors). Both strategies employ the same quantitative Four-Filter Investment Methodology—universe definition, momentum screening, fundamental quality assessment, and correlation-aware portfolio construction—applied consistently at entry and re-evaluated quarterly. The strategies are designed as a barbell approach: a preservation core (70-80%) compounded with a bounded growth sleeve (20-30%) sized so complete drawdown of the growth side cannot materially impair the core. Portfolios are built on institutional infrastructure including DriveWealth for custody, and BlackRock and Invesco ETFs, with minimum investment of US $25,000 per strategy.

Differentiator

Problem solved

Functional benefit

Brands

• All Weather: Capital preservation strategy focusing on businesses with constant, non-discretionary demand including healthcare systems, consumer staples, utilities, and essential technology platforms.
• Most Relevant Stocks

Products and services

• All Weather Capital preservation strategy investing in US-listed businesses with constant, non-discretionary demand — healthcare systems, consumer staples, utilities, and essential technology platforms — anchored with institutional ETFs from BlackRock and Invesco and allocated to negatively correlated asset classes designed to hold or rise while equity markets fall. Managed under the same four-filter methodology with quarterly rebalancing, minimum investment US $25,000.
• Most Relevant Stocks Growth-oriented strategy taking concentrated positions in frontier sectors where structural economic change is most accelerated — artificial intelligence, biotechnology, data centre infrastructure, robotics, space exploration, and cybersecurity. Positions pass the same four-filter methodology (universe definition, momentum screening, fundamental quality, correlation-aware portfolio construction) but the momentum filter is calibrated for exceptional, sustained upward price movement. Sized as a 20–30% sleeve within the broader barbell, minimum investment US $25,000.

Quantifiable outcome

• Sharpe Ratio target of 1.5+ (vs. S&P 500/Nifty 50 benchmark Sharpe of ~0.8), meaning the portfolio targets nearly twice the risk-adjusted return of the benchmark.
• +2 more outcomes

Segments2 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature4 records

Partnerships

Four partnerships are on record, tiered core.

• DriveWealthcoreTechnology or IntegrationDriveWealth is the SEC-registered, SIPC-member custodian that holds client securities directly on their behalf. Indian residents transfer funds via LRS (Liberalised Remittance Scheme) and GCC residents via direct SWIFT wire, both to the DriveWealth account. Investors own the underlying securities directly, not units in a fund. DriveWealth provides the brokerage and custody infrastructure that enables ShiftAlt Capital to manage portfolios for non-US investors.
• BlackRock ETFscoreTechnology or IntegrationBlackRock ETFs are used within the All Weather strategy for institutional governance standards, deep liquidity, and transparent underlying holdings. The ETFs anchor the preservation core of the portfolio. They are selected for portfolio construction properties — not passive index funds by default — and form part of the correlation-aware diversification structure.
• Invesco ETFscoreTechnology or IntegrationInvesco ETFs are used alongside BlackRock ETFs within the All Weather strategy for the preservation core. Selected for institutional governance standards, deep liquidity, and transparent underlying holdings, they contribute to the correlation-aware portfolio construction.
• Stockal (Borderless Softtech Pvt Ltd)coreChannel Partner/ Reseller/ DistributorStockal (Borderless Softtech Pvt Ltd) is the platform through which clients open their investment accounts and manage their portfolios. Stockal conducts KYC under applicable regulations using the same standards as any regulated investment account. The process is entirely digital — Indian residents provide a PAN card, GCC residents provide their Emirates ID or equivalent. Portfolio holdings are visible in real time via the Stockal dashboard. ShiftAlt Capital portfolios are distributed exclusively through the Stockal platform.

Scale indicators1 record

Recent moves6 records

Expansion highlights4 records

Others

• DriveWealth: DriveWealth is ShiftAlt Capital's custody and brokerage infrastructure partner, providing fractional US equities trading for fintech platforms globally. It is an enabling infrastructure provider rather than a competitor, but its broader platform business serves similar end-investor demand.
• Stockal (Borderless Softtech): Stockal is ShiftAlt Capital's exclusive distribution and KYC partner, but it also enables direct US stock investing for Indian investors in its own right. It is both an enabler (for ShiftAlt) and a partial competitor in the same end-market.

Direct peers

• IndMoney: IndMoney is an Indian wealth management super-app offering US stock investments, mutual funds, and fixed deposits to Indian retail and HNW investors. It directly competes with ShiftAlt in the cross-border US equities segment and uses a similar digital onboarding flow.
• WealthDesk: WealthDesk provides India-based investors access to curated portfolios and model investment strategies, including global exposure options. It is comparable in the curated-portfolio-for-Indian-investors category, with a similar digital distribution approach.
• Vested Finance: Vested Finance is a US SEC-registered advisor that enables Indian investors to invest in US-listed securities via LRS, with model portfolios and direct stock trading. It is the closest direct competitor to ShiftAlt Capital in the Indian-investor-meets-US-equities niche, sharing the same regulatory rails and target customer base.
• Winvesta: Winvesta provides Indian investors access to US stocks and global ETFs through a digital platform, with portfolio advisory services. It targets a similar Indian HNW segment with comparable minimums and onboarding infrastructure.
• Cube Wealth: Cube Wealth is an Indian wealth-tech platform offering curated portfolios and access to global investment products for HNW Indian investors. It overlaps with ShiftAlt in the curated-portfolio-for-Indian-HNW positioning, though its advisory model is broader.

Broad incumbents

• Groww: Groww is one of India's largest retail investment platforms, offering US stocks alongside mutual funds, IPOs, and Indian equities. It serves a much broader retail customer base but increasingly competes for the same Indian-investor-meets-US-equities flow that ShiftAlt targets.

Emerging players

• Kristal.AI: Kristal.AI is a Singapore-based digital wealth platform offering AI-curated portfolios for HNW and family-office clients across Asia. It is comparable in the quantitative, curated-portfolio approach for emerging-market HNW investors.
• Arta Finance: Arta Finance is a digital wealth platform offering curated portfolios for high-net-worth individuals globally, with quantitative strategies and institutional-grade infrastructure. It is comparable in product structure (curated model portfolios) though it targets a different geography.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights6 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about ShiftAltCap