KGE Wealth Management
KGE Wealth Management is a family-owned independent financial advisory firm in Woodland Hills, CA, offering investment management, retirement, college, and financial planning plus insurance services to individuals, small business owners, and entertainment professionals across 32 U.S. states.
- Company typePrivate
- Founded1996
- HeadquartersWoodland Hills, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What KGE Wealth Management does
KGE Wealth Management is an independent, family-owned financial advisory firm headquartered in Woodland Hills, California, founded in 1996 by Keith Ellen. The firm offers a multi-disciplinary wealth management platform spanning investment management, retirement and 401(k) planning, college planning, financial planning, and insurance distribution, with services delivered through licensed advisors (Series 6, 7, 22, 63, 66 and Life Insurance) and supported by a wholly-owned insurance subsidiary (KGE Insurance Services). Securities and advisory services are offered through Osaic Wealth, Inc. (Member FINRA/SIPC), with additional registrations through Securities America, Inc.
The firm targets four primary client segments: retirement investors, small business owners, working professionals, and entertainment industry professionals, with an explicit emphasis on multi-generational, relationship-driven planning. It is authorized to serve clients in 32 U.S. states, though operations are conducted from a single Woodland Hills office using a scheduled-appointment model with complimentary introductory consultations.
The technology stack is industry-standard rather than proprietary: Wealthscape Investor for client account access, FMG Suite for content marketing, and interactive financial calculators for retirement, RMD, and college planning estimates. Revenue is generated through a hybrid mix of recurring advisory fees and transaction-based commissions on securities and insurance products; specific fee schedules are not publicly disclosed. The firm operates with approximately 10 team members across leadership, licensed advisors, operations, and client services, reflecting a small-scale practice model centered on the Ellen family's producer relationships.
KGE Wealth Management firmographics
Firmographics- Name
- KGE Wealth Management
- Legal name
- KGE Wealth Management
- Website
- https://kgewm.com
- Company type
- Private
- Founded year
- 1996
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- KGE Wealth Management is a family-owned independent financial advisory firm in Woodland Hills, CA, offering investment management, retirement, college, and financial planning plus insurance services to individuals, small business owners, and entertainment professionals across 32 U.S. states.
- Ownership category
- akta.pro rank
KGE Wealth Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282), Life Insurance (6311)
- akta.pro primary industry
- Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)
- akta.pro secondary industries
- Advisory Portfolio Management (Non-Discretionary) (FSAAABAD), Broker-Dealer Affiliated Wealth Advisory (FSAEABAB), Insurance-Integrated Wealth Managers (RIA + Insurance Solutions) (FSAAACAI)
Keywords
Where KGE Wealth Management is headquartered
LocationHeadquarters
- HQ city
- Woodland Hills
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
KGE Wealth Management business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Others
Revenue model
- Securities and Investment Advisory Services: KGE Wealth Management offers securities through Osaic Wealth, Inc. (Member FINRA/SIPC) and provides investment advisory services through the same entity. Financial advisors hold various securities licenses (Series 6, 7, 22, 63, 66) enabling them to sell securities and provide investment advice. Revenue is generated through advisory fees and/or commissions on securities transactions.
- Insurance Products: The firm offers insurance products including mortgage insurance, disability insurance, long-term care insurance, and life insurance through licensed insurance agents. Manuela Ellen holds Life Insurance License and operates as President of KGE Insurance Services. CA Insurance License #0L11141. Revenue is generated through insurance commissions.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Monthly | Complimentary introductory consultation offered to all prospective clients |
Go-to-market motion1 record
Distribution channels2 records
Marketing channels5 records
KGE Wealth Management product offering
Product offeringCore offering
KGE Wealth Management is an independent financial advisory firm that provides personalized wealth management services to individuals, including investment portfolio management, retirement and 401(k) planning, college planning, financial planning, and estate strategy. Securities and investment advisory services are offered through Osaic Wealth, Inc. (Member FINRA/SIPC), and insurance products are distributed through KGE Insurance Services. The firm operates on a relationship-driven, team-based model with licensed financial advisors serving clients across 32 U.S. states.
Product overview
KGE Wealth Management offers a unified wealth management platform with five core service modules: KGE Insurance Services (mortgage, disability, and long-term care insurance), Investing (portfolio management and diversification), 401K Investments (retirement account optimization and rollovers), College Planning Help (education savings including 529s and Coverdell accounts), and Financial Planning (comprehensive goal-based financial strategy). These services are supported by complementary tools including tax resources, financial calculators, and a resource center covering retirement, estate, investment, insurance, tax, money, and lifestyle topics. The firm operates as an independent financial solutions firm, offering personalized service with a team approach to managing client financial needs.
Differentiator
Problem solved
Functional benefit
Brands
- KGE Insurance Services: Insurance services subsidiary offering mortgage insurance, disability insurance, and long term care coverage.
Products and services
- Investing Investment portfolio management service that prioritizes investments and diversifies portfolios based on individual goals, risk tolerance, and time horizon. Designed for individuals seeking managed investment solutions across market cycles.
- 401K Investments 401(k) retirement plan management including rollover options, IRA conversions, and retirement savings optimization when changing jobs or retiring. For individuals navigating employer-sponsored retirement plan transitions.
- Financial Planning Comprehensive financial planning service that tailors finances to individual needs, goals, and lifestyle with ongoing strategy development and implementation. For individuals and households seeking holistic financial guidance.
- College Planning Help Education savings planning service covering 529 plans, Coverdell accounts, scholarships, grants, and tax-efficient college funding strategies. For families preparing for education expenses.
- KGE Insurance Services Insurance services offering mortgage insurance, disability insurance, long-term care coverage, and life insurance to protect assets and financial goals. Distributed through KGE Insurance Services by licensed insurance agents.
Companies that use KGE Wealth Management
Customer profileSegments4 records
Ideal customer profiles4 records
KGE Wealth Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
KGE Wealth Management partnerships and signals
Strategic signalScale indicators3 records
Recent moves5 records
Expansion highlights5 records
KGE Wealth Management competitors and assessment
Company assessmentBroad incumbents
- Fisher Investments: Large independent RIA serving mass-affluent and high-net-worth clients with discretionary portfolio management — comparable to KGE as an independent, fee-based investment advisory firm, though significantly larger in AUM and headcount.
- Creative Planning: Large independent RIA offering comprehensive wealth management including investment advisory, retirement, estate, and insurance planning — directly comparable integrated service model to KGE, though at substantially greater scale and national footprint.
- Edelman Financial Engines: One of the largest independent RIAs in the U.S., offering investment advisory, retirement planning, and financial planning — comparable service architecture to KGE, with overlap particularly in retirement-planning-led client acquisition.
Direct peers
- Carson Group: RIA partnership platform supporting independent financial advisors with investment, retirement, insurance, and coaching services — directly comparable model to KGE as a small, broker-dealer-affiliated independent wealth practice.
- Mercer Advisors: National RIA delivering comprehensive financial planning, investment management, and tax services to households across multiple states — directly comparable in service breadth, multi-state licensing, and integrated wealth + planning model to KGE.
- NewEdge Capital Group: RIA platform supporting independent advisors with custody, broker-dealer, and investment management services — directly comparable infrastructure-model peer to KGE given shared reliance on carrying broker-dealers for securities and advisory operations.
- Hightower Advisors: National partnership-based RIA platform supporting independent advisors with investment management, financial planning, and practice management — closely comparable to KGE's independent practice model with broker-dealer affiliation through Osaic/Securities America.
- Mariner Wealth Advisors: Independent RIA providing comprehensive wealth management, investment advisory, tax, and estate planning across multiple states — comparable in integrated offering and multi-state registered footprint to KGE.
Regional players
- Wedbush Securities: California-based broker-dealer and wealth management firm operating from Los Angeles — geographically overlapping with KGE's Woodland Hills base and offering comparable wealth advisory and insurance capabilities to Southern California clients.
Emerging players
- Personal Capital (now Empower Personal Dashboard): Hybrid digital wealth management platform combining robo-advisor tools with human advisors — competes with KGE in mass-affluent retirement and investment planning segments, particularly for tech-engaged younger clients.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat3 records
Key risks5 records
Key highlights6 records
Customer concentration
KGE Wealth Management social profiles
Digital presenceKGE Wealth Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
KGE Wealth Management leadership team
Management profileNumber of profiles
Profiles9 records
KGE Wealth Management subsidiaries and ownership
Company hierarchySubsidiaries1 record
KGE Wealth Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
KGE Wealth Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about KGE Wealth Management
What does KGE Wealth Management do?
KGE Wealth Management is an independent financial advisory firm that provides personalized wealth management services to individuals, including investment portfolio management, retirement and 401(k) planning, college planning, financial planning, and estate strategy. Securities and investment advisory services are offered through Osaic Wealth, Inc. (Member FINRA/SIPC), and insurance products are distributed through KGE Insurance Services. The firm operates on a relationship-driven, team-based model with licensed financial advisors serving clients across 32 U.S. states.
Is KGE Wealth Management a public or private company?
KGE Wealth Management is a private company. It is classified as family owned and is currently operating.
When was KGE Wealth Management founded?
KGE Wealth Management was founded in 1996. It employs 1 to 10 people.
Where is KGE Wealth Management based?
KGE Wealth Management is headquartered in Woodland Hills, United States, in the North America region.
How does KGE Wealth Management make money?
Two revenue lines are on record. Securities and Investment Advisory Services are the primary driver. The others are insurance Products.
Who are KGE Wealth Management's main competitors?
Broad incumbents on record are Fisher Investments, Creative Planning and Edelman Financial Engines. Direct peers are Carson Group, Mercer Advisors, NewEdge Capital Group, Hightower Advisors and Mariner Wealth Advisors. Wedbush Securities is listed as a regional player. Personal Capital (now Empower Personal Dashboard) is listed as an emerging player.
Does KGE Wealth Management have an API?
No public API is recorded for KGE Wealth Management.
What industry is KGE Wealth Management in?
KGE Wealth Management's product category is Wealth Management. Its primary akta.pro industry code is FSAEABAA, Registered Investment Advisor (RIA) Wealth Management, with a secondary code of FSAAABAD, Advisory Portfolio Management (Non-Discretionary). Its NAICS code is 523940 and its SIC code is 6282.