Everest Financial

Financial Advisory Serviceseverestfinancial.net

Everest Financial is an independent, solo-advisor financial advisory firm in Fort Mitchell, KY, delivering comprehensive wealth management, retirement, estate, and Social Security planning to individuals, families, business owners, and first responders across six U.S. states.

Company typePrivate
Founded1996
HeadquartersLatonia, United States
Headcount1–10
GTM typeB2B and B2C
OfferingServices

What Everest Financial does

Everest Financial, Inc. is an independent, privately held financial advisory firm headquartered at 305 Artillery Park Drive, Suite 202, Fort Mitchell, Kentucky. The practice is built around a single named financial advisor, Joseph Duffey, who holds FINRA Series 6, 7, 63, 66, and 24 licenses and is licensed to solicit and sell securities and advisory services in six states (KY, OH, IN, AZ, GA, NC) and insurance products in six states (OH, IN, KY, AZ, FL, GA).

The firm delivers a comprehensive wealth management platform spanning retirement planning, retirement income planning, Social Security optimization, estate planning, insurance planning, and investment guidance for individuals, families, young professionals, and first responders. For business clients, the firm offers 401(k) plan services, qualified retirement program administration (SEP, SIMPLE), and a Multiple Employer Aggregated Program that aggregates employer-sponsored retirement plans — positioned as the firm's flagship differentiator. The technology stack is light: third-party-powered website, a client portal, and a library of standard financial calculators covering retirement, investment, tax, insurance, mortgage, auto, and budgeting topics. Securities and advisory services are delivered through a non-affiliated broker-dealer, Madison Avenue Securities LLC (Member FINRA/SIPC).

The business model is relationship-based, sales-led advisory revenue earned through financial advisory and management fees, billed annually with pricing negotiated per client. Go-to-market relies on a content-marketing engine (resource center, blog, videos, calculators), seminars and events for mid-funnel lead capture, and direct personal consultations. Client segments span individuals/families (primary), small and large business owners (primary), and first responders (secondary). The firm is not affiliated with its broker-dealer partner, has no disclosed institutional or venture/PE ownership, and has no disclosed revenue or headcount figures in the input data.

Everest Financial firmographics

Firmographics

Name: Everest Financial
Legal name: Everest Financial, Inc.
Website: https://everestfinancial.net
Company type: Private
Founded year: 1996
Operating status: Operating
Headcount range: 1–10 employees
Short description: Everest Financial is an independent, solo-advisor financial advisory firm in Fort Mitchell, KY, delivering comprehensive wealth management, retirement, estate, and Social Security planning to individuals, families, business owners, and first responders across six U.S. states.
Ownership category
akta.pro rank

Everest Financial industry classification

Industry

Product category: Financial Advisory Services
NAICS: Portfolio Management and Investment Advice (523940)
SIC: Investment Advice (6282)
akta.pro primary industry: Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)
akta.pro secondary industry: Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE)

Keywords

Financial advisory services
Wealth management
Retirement planning
Estate planning
Investment advisory

Where Everest Financial is headquartered

Location

Headquarters

HQ city: Latonia
HQ country: United States
HQ region: North America

Offices1 record

Markets served

Everest Financial business model

Business model

GTM type: B2B and B2C
Offering type: Services
Cost components: Personnel, Operations, Marketing or Sales, Others

Revenue model

Financial Advisory and Management Fees: The firm generates revenue through financial advisory and wealth management services. Securities and advisory services are offered through Madison Avenue Securities LLC (MAS), a registered broker-dealer and investment advisor.

Pricing tiers

Model	Billing	Price
Other	Annual	Custom financial advisory services

Go-to-market motion1 record

Distribution channels2 records

Marketing channels3 records

Everest Financial product offering

Product offering

Core offering

Everest Financial is an independent financial advisory firm that provides comprehensive wealth management, retirement planning, estate planning, and Social Security optimization services to individuals, families, and business owners. The firm guides clients from their current financial position to their desired goals through holistic financial planning, employer retirement plan design, and insurance planning. Securities and advisory services are offered through Madison Avenue Securities LLC (MAS), a registered broker-dealer and investment advisor; Everest Financial and MAS are not affiliated companies.

Product overview

Everest Financial is an independent financial advisory firm offering a comprehensive suite of wealth management, retirement planning, estate planning, and insurance planning services for individuals and business owners. The firm's core offering is its holistic wealth management platform, which integrates retirement income planning, Social Security optimization, and estate planning. For employers, Everest Financial provides a Multiple Employer Aggregated Program and 401(k) plan services. The firm also serves specific client segments including young individuals, first responders, and small business owners with tailored financial planning programs. Supporting the advisory services is a library of financial calculators (including retirement, investment, tax, insurance, mortgage, auto, and budgeting tools) that clients use for self-directed financial planning and education.

Differentiator

Problem solved

Functional benefit

Products and services

Comprehensive Wealth Management
Retirement Planning
Estate Planning
Social Security Optimization
Retirement Income Planning
Multiple Employer Aggregated Program
401(k) Plan Services
Qualified Retirement Program Administration
First Responder Financial Planning
Young Individual Financial Planning
Small Business Owner Services
Insurance Planning

Companies that use Everest Financial

Customer profile

Named customers2 records

Segments3 records

Ideal customer profiles3 records

Everest Financial technology and API

Technology

Technology focussed No

API detail

Has API: No
API docs
API detail

Core technology

AI maturity

App detail

Feature1 record

Everest Financial partnerships and signals

Strategic signal

Partnerships

One partnership is on record.

Madison Avenue Securities LLC (MAS)coreChannel Partner/ Reseller/ DistributorSecurities and Advisory services are offered through Madison Avenue Securities LLC (MAS), a registered broker-dealer, member FINRA/SIPC. MAS provides the regulatory infrastructure for securities transactions and advisory services offered by Everest Financial.

Scale indicators1 record

Recent moves5 records

Expansion highlights4 records

Everest Financial competitors and assessment

Company assessment

Direct peers

Edelman Financial Engines: Independent RIA offering retirement planning, investment management, and estate planning for individuals and families. Comparable holistic planning orientation with a strong retirement-income focus, though operating at far larger scale.
Carson Group: Wealth management firm supporting independent financial advisors with retirement, estate, and business planning services. Comparable in serving individuals and business owners through an advisor-led delivery model.
Focus Financial Partners: Partnership model for independent RIAs providing wealth management, retirement, and estate services to HNW individuals and business owners. Directly comparable service offerings; notable as a potential acquirer of firms at Everest's scale and stage.
Wealth Enhancement Group: Independent RIA platform delivering wealth management, retirement income planning, and financial planning to individuals and small business owners. Highly comparable service mix and target clientele, with a growth-by-acquisition model contrasting Everest's solo structure.
Creative Planning: Large independent RIA offering comprehensive wealth management, retirement planning, and estate planning to individuals and business owners. Closely comparable business model (fee-based, independent, holistic planning) but operating at significantly greater scale than Everest.

Others

LPL Financial: Largest independent broker-dealer in the U.S., providing the regulatory and operational infrastructure that supports thousands of independent RIAs and financial advisors. Analogous in role to Madison Avenue Securities for Everest — a broker-dealer infrastructure layer rather than a direct competitor for end clients.
Cetera Financial Group: Independent broker-dealer supporting RIAs and financial advisors with wealth management, retirement, and advisory services. Plays the same infrastructure role as MAS in Everest's operating model, enabling independent practices to deliver securities and advisory products.

Broad incumbents

Raymond James Financial: Diversified financial services firm with a large independent advisor channel offering wealth management, retirement, and estate planning to individuals. Overlaps Everest's service set but with national scale and corporate infrastructure.
Ameriprise Financial: Diversified financial services firm with significant retail wealth management, retirement planning, and insurance offerings through a large advisor network. Competes in the same client segments but with broader product breadth and corporate scale.
Edward Jones: Large retail broker-dealer and RIA serving individuals with retirement and wealth management services across thousands of branch offices. Overlaps Everest's core target market (mass-affluent individuals, retirees) but operates as a broad incumbent rather than a local independent practice.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights7 records

Customer concentration

Everest Financial financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Everest Financial leadership team

Management profile

Number of profiles

Profiles1 record

Everest Financial funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Everest Financial M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Everest Financial

What does Everest Financial do?

Is Everest Financial a public or private company?

Everest Financial is a private company. It is classified as founder individual operated bootstrapped and is currently operating.

When was Everest Financial founded?

Everest Financial was founded in 1996. It employs 1 to 10 people.

Where is Everest Financial based?

Everest Financial is headquartered in Latonia, United States, in the North America region.

How does Everest Financial make money?

One revenue line is on record: financial Advisory and Management Fees.

Who are Everest Financial's main competitors?

Direct peers on record are Edelman Financial Engines, Carson Group, Focus Financial Partners, Wealth Enhancement Group and Creative Planning. Others are LPL Financial and Cetera Financial Group. Broad incumbents are Raymond James Financial, Ameriprise Financial and Edward Jones.

Does Everest Financial have an API?

No public API is recorded for Everest Financial.

What industry is Everest Financial in?

Everest Financial's product category is Financial Advisory Services. Its primary akta.pro industry code is FSAEABAA, Registered Investment Advisor (RIA) Wealth Management, with a secondary code of FSAAACAE, Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers). Its NAICS code is 523940 and its SIC code is 6282.