Trinity Strategic Wealth

What Trinity Strategic Wealth does

Trinity Strategic Wealth (legal entity: Tulsa Wealth Advisors, Inc.) is a Tulsa, Oklahoma-based SEC-registered investment adviser founded in 1996 by Mike Mazzei that delivers holistic wealth management to high-net-worth and mass-affluent individuals across 44 states, with a second office in Enid, Oklahoma. The firm serves four primary personas — future/pre-retirees, business owners, corporate executives, and professionals building wealth — through a unified service model anchored by its trademarked Financial Freedom Process™ (a 5-step methodology: Starter Kit, Discovery Session, Plan, Strategy Builder, and Progress Sessions) and an integrated stack of investment management, tax planning and preparation, estate and trust planning, Medicare consulting, and values-based investing that includes Biblically Responsible Investing (BRI) screens.

The underlying technology is a traditional human-advisor RIA stack rather than a proprietary platform: client accounts are custodied on the Raymond James platform (where the firm ranks in the top 10 of 1,370 offices), and securities transactions are executed through an affiliation with Cabot Lodge Securities, a registered broker-dealer and FINRA member. No proprietary software, API, or AI capabilities are referenced in the disclosed materials. The marketing engine is content- and community-led: year-round educational workshops and webinars, the Mazzei Money Methods video series, community philanthropy with 12+ Tulsa-area nonprofits, and a values-aligned brand position. The firm manages $1.5B–$1.6B in client assets (as of late 2025/early 2026) and operates with a 30+-person team organized into financial advisors, client services, investment management, education and marketing, and executive support.

Revenue is generated primarily through investment advisory fees charged on assets under management, supplemented by securities transaction commissions and 12b-1 fees routed through Cabot Lodge Securities, and by fees from in-house professional services including tax preparation and Medicare consulting. Pricing is not publicly disclosed and is individually negotiated based on AUM and service complexity, consistent with retail HNW RIA practice norms. The go-to-market is sales-led via direct advisor relationships and educational-event lead generation, with go-to-market motion built on financial planning engagements, community presence, and thought-leadership content.

Name

Trinity Strategic Wealth

Legal name

Tulsa Wealth Advisors, Inc.

Website

https://trinitystrategicwealth.com

Company type

Private

Founded year

1996

Operating status

Operating

Headcount range

11–50 employees

Short description

Trinity Strategic Wealth is a Tulsa, Oklahoma-based SEC-registered investment adviser founded in 1996 that provides holistic wealth management — investment advisory, tax, estate, Medicare, and values-based investing — to high-net-worth individuals and families across 44 states, managing over $1.5 billion in client assets through its proprietary Financial Freedom Process™.

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Estate & Legacy Planning Advisory (FSAEAAAG)

akta.pro secondary industries

Broker-Dealer Affiliated Wealth Advisory (FSAEABAB), Charitable Giving & Philanthropic Trust Advisory (FSAEAKAH), Directed Trust & Trust Advisory Services (FSAAANAK)

Keywords

• Wealth management services
• Investment advisory
• Financial planning
• Retirement planning
• Estate planning

Headquarters

HQ city

Tulsa

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Revenue model

1. Investment Advisory Fees: Trinity Strategic Wealth operates as an SEC registered investment adviser providing personalized investment advisory services. The firm charges investment advisory fees for financial planning and portfolio management services.
2. Securities Transaction Commissions: Certain representatives are also registered representatives with Cabot Lodge Securities (a registered broker-dealer and FINRA member). These individuals receive commissions from securities and alternative investment transactions, as well as ongoing 12b-1 fees for mutual fund purchases.
3. Professional Services Revenue: The firm offers in-house tax planning and preparation services, Medicare consulting, and estate planning guidance as part of their comprehensive service offering.

Go-to-market motion1 record

Distribution channels3 records

Marketing channels5 records

Core offering

Trinity Strategic Wealth is an SEC-registered investment advisory firm providing holistic wealth management through its proprietary Financial Freedom Process™. Core services include personalized investment management, retirement and income planning, tax planning and preparation, estate and trust planning, Medicare consulting, and values-based investing including Biblically Responsible Investing. The firm serves individuals, business owners, and corporate executives across 44 states, with securities transactions executed through affiliated broker-dealer Cabot Lodge Securities and custody provided by Raymond James.

Product overview

Trinity Strategic Wealth is a wealth and investment management firm offering a unified service model centered on the proprietary Financial Freedom Process™. The core offering integrates investment management, tax planning, estate and trust planning, Medicare consulting, and values-based investing as interconnected service modules. Additional specialized offerings include business owner services (succession planning, wealth preservation, business valuation), corporate executive services (stock concentration solutions, tax-advantaged strategies), retirement planning tools (spending analysis, pension evaluation, long-term care analysis), educational content (Mazzei Money Methods, workshops/webinars), and community impact programs. The company was founded in 1996 and manages over $1.5 billion in assets across 44 states as of October 2025.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Freedom Process™ Trademarked five-step financial planning methodology (Financial Freedom Starter Kit, Discovery Session, Financial Freedom Plan, Strategy Builder, Progress Sessions) that creates a lifetime financial vision and roadmap anchored in clients' values. Designed for individuals, business owners, and corporate executives pursuing retirement, tax, estate, and wealth preservation goals.
• Investment Management Disciplined, diversified portfolio management that adapts to clients' life milestones, risk tolerance, and changing markets using Strategic Asset Allocation, Dynamic Asset Allocation, Separately Managed Accounts, Municipal Bond Strategies, and Guided Stock Models. For individuals and households across the 44 states Trinity Strategic Wealth serves.
• Tax Planning & Preparation Services In-house tax planning and preparation delivered by Trinity Strategic Wealth tax specialists to minimize future tax liabilities, integrated with year-round proactive planning and accurate compliance. For individual clients, business owners, and corporate executives across all 44 states served.
• Estate & Trust Planning Asset, debt, and final-wishes organization with Last Wills, Durable Power of Attorney, Health Care Directives, and various trust types (Revocable Living Trust, Irrevocable Trust, Special Needs Trust). For clients seeking wealth transfer and legacy planning.
• Medicare Consulting Medicare planning consultation covering Medicare Part A, Part B, Part D, Medicare Advantage Plans, and Medicare Supplement Plans for clients approaching or navigating retirement.
• Values-Based Investing (Biblically Responsible Investing) Investment options aligned with personal beliefs including Biblically Responsible Investing (BRI) with exclusionary and positive inclusionary screens across mutual funds, ETFs, and alternative investments. For clients who want portfolios aligned with Christian or other values-based criteria.
• Business Succession Plan™ Business continuation or transition planning to help entrepreneurs understand current business value and develop strategies to increase worth and prepare for future exit. For business owner clients planning succession or sale of a closely held company.
• Wealth Preservation Process™ Estate planning process to protect assets and secure financial legacy by examining current assets and building strategies to safeguard wealth from risks such as bankruptcy, liens, or lawsuits. For business owners concerned about asset protection.
• Business Valuation Process™ Assessment and optimization of closely held business value through education, analysis, and networking resources to accurately determine business worth. For business owner clients preparing for succession, sale, or transition.
• Stock Concentration Solution Strategies for clients with concentrated stock positions to reduce risk and minimize tax liability while maintaining portfolio growth potential. For corporate executives with equity compensation.
• Tax Advantaged Investment Strategies Investment options designed to optimize growth while taking advantage of favorable tax treatment to help portfolios work smarter for long-term financial goals. For high-net-worth individuals and corporate executives.
• Estate Preservation Strategies Strategies to reduce estate taxes and ensure more wealth is transferred to children, grandchildren, and charitable causes according to client wishes. For high-net-worth individuals and corporate executives managing estate tax exposure.
• Long-Term Care Needs Analysis™ Analysis to determine whether long term care insurance is needed to cover potential costs of in-home, assisted living, or nursing home care. For future retirees and pre-retirees planning healthcare costs in retirement.

Quantifiable outcome

• $1.6 billion in client assets managed as of January 2026
• +2 more outcomes

Segments4 records

Ideal customer profiles4 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

14 partnerships are on record, tiered core and minor.

• Cabot Lodge Securities LLCcoreChannel Partner/ Reseller/ DistributorCabot Lodge Securities is a registered broker-dealer and FINRA/SIPC member. Certain Trinity Strategic Wealth representatives are also registered representatives with Cabot Lodge, enabling them to offer securities and alternative investments with commission-based compensation. Cabot Lodge has access to client confidential information. This relationship creates disclosed conflicts of interest which the firm addresses through fiduciary duty and disclosure procedures.
• Raymond JamescoreChannel Partner/ Reseller/ DistributorRaymond James provides custody services for client accounts. Trinity Strategic Wealth's independent office ranks among the top 10 nationwide utilizing the Raymond James Custody Services platform out of 1,370 offices. Provides client account access portal and mobile application.
• Emergency Infant ServicesminorOthersLocal Tulsa charitable organization. Trinity Strategic Wealth supports through annual Christmas Toy Drive donations and community volunteerism.
• Child Advocacy NetworkminorOthersLocal Tulsa charitable organization. Trinity Strategic Wealth supports through annual Christmas Toy Drive donations.
• Family & Children's ServicesminorOthersLocal Tulsa charitable organization receiving support from Trinity Strategic Wealth's Christmas Toy Drive and community service initiatives.
• Restore Hope MinistriesminorOthersLocal Tulsa ministry. CEO Mike Mazzei is a contributor and sponsor. Firm supports through donations and volunteer activities.
• Tulsa Boys HomeminorOthersLocal charitable organization for at-risk boys. Mike Mazzei is a contributor and sponsor. Receives support from annual Christmas Toy Drive.
• Fellowship of Christian AthletesminorOthersNational faith-based organization with local presence. Dennis Zeimet serves on advisory board for Northeast Oklahoma chapter. Trinity Strategic Wealth is a contributor and sponsor.
• St. Jude Cancer Research - TulsaminorOthersNational cancer research organization with Tulsa chapter. Receives support from Trinity Strategic Wealth community initiatives.
• John 3:16 MissionminorOthersLocal Tulsa mission organization. Mike Mazzei is a contributor and sponsor. Receives support from Christmas Toy Drive.
• Tulsa Dream CenterminorOthersLocal Tulsa community organization. Trinity Strategic Wealth supports through charitable giving and volunteer programs.
• Fostering ConnectionsminorOthersLocal organization supporting foster children and families. Receives donations from Trinity Strategic Wealth's Christmas Toy Drive.
• Filling the VoidminorOthersLocal Tulsa charitable organization partnering with Trinity Strategic Wealth for community outreach.
• Keith Wheeler MinistriesminorOthersLocal Tulsa ministry. Trinity Strategic Wealth supports through charitable giving and community service.

Scale indicators6 records

Recent moves6 records

Expansion highlights6 records

Broad incumbents

• Creative Planning: Larger independent RIA (>$200B AUM) offering comprehensive financial planning, investment management, tax, and estate services nationally. Comparable as a holistic, fee-based RIA serving HNW individuals and business owners, but significantly larger in scale and geographic footprint.
• Waddell & Reed Financial (now part of Macquarie Asset Management): Established wealth management firm offering financial planning, investment management, and retirement services. Comparable in the comprehensive HNW planning model, but historically a publicly traded, scale-driven firm now part of a global asset manager.
• LPL Financial: Largest independent broker-dealer in the U.S. with affiliated RIAs and advisor practices. Comparable in the independent-advisor model and platform dependency, but LPL is a publicly traded platform owner (vs. Trinity's single-office position on Raymond James).
• Edelman Financial Engines: Large national RIA offering comprehensive financial planning, investment management, and retirement-income planning. Comparable in the holistic planning model and HNW focus, but at much greater scale (>$250B AUM) and with private-equity ownership.
• Commonwealth Financial Network: Large independent broker-dealer and RIA support platform serving individual advisors. Comparable in its independent advisor model serving HNW clients, but at significantly greater scale and with a broader advisor network.
• Cetera Advisor Networks: Independent advisor support platform providing custody, technology, and practice management to affiliated RIAs. Comparable as an independent wealth management firm operating on a third-party platform, but with a larger advisor network and corporate backing.
• Mariner Wealth Advisors: Large national RIA providing wealth advisory, tax, estate, retirement plan, and business-owner services. Comparable in its comprehensive service model and HNW/business-owner client focus, but operates at substantially greater scale (>$100B AUM) and with private-equity backing.

Emerging players

• Focus Financial Partners (now part of Clayton, Dubilier & Rice): RIA roll-up platform consolidating independent wealth management firms. Comparable in the consolidation of mid-sized RIAs, but operates as an acquirer/platform rather than a single-firm practitioner; relevant for understanding competitive M&A dynamics in the RIA space.

Direct peers

• Carson Group: Independent advisor platform supporting financial advisors with coaching, marketing, and back-office infrastructure, including holistic planning for HNW clients. Highly comparable: similar advisor-led GTM, multi-channel education/content engine, and retirement/business-owner focus.
• Sanctuary Wealth: Independent RIA platform partnering with breakaway advisors and established wealth management firms. Comparable in its independent, multi-family-office-style model serving HNW clients, but operates a partnership/network structure rather than a single-firm advisory.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat5 records

Key risks7 records

Key highlights7 records

Customer concentration

• Facebookfacebook.com/TrinityStrategicWealth
• LinkedInlinkedin.com/company/tulsa-wealth-advisors

Compliance1 record

Revenue estimate

Valuation estimate

Number of profiles

Profiles10 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Trinity Strategic Wealth