Prescott Group Capital Management

What Prescott Group Capital Management does

Prescott Group Capital Management, LLC is a boutique Registered Investment Advisor founded in 1992 and headquartered in Tulsa, Oklahoma. The firm manages capital through private limited partnerships, investing exclusively in small and mid-capitalization publicly traded securities. As of September 30, 2025, the firm reported assets under management in excess of $1 billion. The target investor base is accredited and institutional investors seeking exposure to a niche segment of the U.S. public equity market through a private fund structure.

The firm operates with a lean team of 1–10 employees from a single Tulsa office at 1924 South Utica Ave., Suite 1120. Its sole product is investment advisory services delivered via private limited partnerships; there is no disclosed product segmentation, no separate funds beyond the core strategy, and no technology platform or proprietary systems identified in the source material. The firm holds no disclosed patents, no industry awards, and no partnerships or alliances.

Revenue is generated through management fees on assets under management and, in standard RIA practice, potential performance fees or carried interest above specified benchmarks. Fee terms are individually negotiated with limited partners and not publicly disclosed. The firm's go-to-market is direct and relationship-based, with capital raised from qualified investors via private placements rather than mass-market distribution channels. There is no publicly disclosed revenue figure, no parent company, no subsidiaries, and no institutional ownership data in the source material.

Name

Prescott Group Capital Management

Legal name

Prescott Group Capital Management, LLC

Website

https://prescottcapital.com

Company type

Private

Founded year

1992

Operating status

Operating

Headcount range

1–10 employees

Short description

Prescott Group Capital Management is a Tulsa-based Registered Investment Advisor founded in 1992 that invests in small and mid-capitalization publicly traded securities through private limited partnerships, serving accredited and institutional investors with over $1 billion in AUM as of September 2025.

Ownership category

akta.pro rank

Product category

Investment Management

NAICS

Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)

SIC

Investment Advice (6282)

akta.pro primary industry

Small-Cap Equity (Active) (FSAAAIAC)

Keywords

• Small-cap equity investing
• Mid-cap equity investing
• Registered investment advisor
• Private limited partnerships
• Alternative investment management

Headquarters

HQ city

Tulsa

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Others

Revenue model

1. Investment Management Fees: As a registered investment advisor and operator of private limited partnerships, Prescott Group generates revenue through management fees charged on assets under management, typically expressed as a percentage of AUM. Performance fees or carried interest may also be earned based on investment returns above specified benchmarks.

Go-to-market motion1 record

Distribution channels1 record

Core offering

Prescott Group Capital Management, LLC is a Registered Investment Advisor that invests in small and mid-capitalization publicly traded securities through private limited partnerships. The firm raises capital from accredited and institutional investors and manages portfolios on their behalf, with assets under management in excess of $1 billion as of September 30, 2025. The firm generates revenue through management fees on AUM and potentially performance fees.

Product overview

Prescott Group Capital Management is a single-service investment firm offering investment advisory services. The firm focuses exclusively on investing in small and mid-capitalization publicly traded securities through private limited partnerships. There are no separate product modules or additional service offerings beyond the core investment management business.

Differentiator

Problem solved

Functional benefit

Products and services

• Prescott Group Capital Management Investment Services

Segments1 record

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Scale indicators1 record

Recent moves2 records

Expansion highlights1 record

Direct peers

• Pzena Investment Management: Active value-oriented mid/large-cap equity manager serving institutional clients globally. Comparable in active equity specialization and institutional fundraising model to Prescott Group.
• Ranger Investments: U.S. small/mid-cap equity manager with fundamental, research-driven strategies. Closely comparable to Prescott's active small/mid-cap focus and similar client segmentation.
• Royce Investment Partners: Long-standing U.S. small-cap equity specialist managing mutual funds and institutional accounts. Directly comparable to Prescott as an active small/mid-cap-focused investment advisor with multi-cycle experience.
• Ariel Investments: Mid-cap-focused U.S. equity manager with mutual fund and institutional offerings. Directly comparable to Prescott's small/mid-cap specialization and similar institutional LP base.
• Heartland Advisors: Active U.S. equity manager with value-oriented small/mid-cap strategies for institutional and retail channels. Directly comparable in small/mid-cap specialization and client base.
• Wasatch Global Investors: Active small/mid-cap equity manager with a research-intensive, fundamental approach. Closely comparable in strategy focus and client type (institutional and high-net-worth investors) to Prescott Group.
• Westwood Holdings Group: U.S.-based asset manager focused on small/mid-cap and large-cap value equities for institutional clients. Comparable in active equity specialization and institutional client focus to Prescott Group.
• Copper Rock Capital Partners: U.S. small/mid-cap growth equity manager serving institutional investors. Directly comparable to Prescott's small/mid-cap specialization and institutional client base.

Broad incumbents

• Principal Asset Management: Large multi-strategy global asset manager with U.S. small/mid-cap equity products. Broader incumbent competitor that overlaps with Prescott's small/mid-cap focus but operates at much greater scale.
• Dimensional Fund Advisors: Large global asset manager with significant small/mid-cap offerings alongside other strategies. Broader incumbent competitor with overlapping small-cap capabilities and far larger distribution scale.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat3 records

Key risks6 records

Key highlights5 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Prescott Group Capital Management