Lyceum Financial Group
Lyceum Financial Group is a fee-only fiduciary registered investment advisor founded in 2003 that provides Personal CFO wealth coordination — investment management, tax strategy, estate planning, and executive compensation — to 500+ high-net-worth families across the Tri-State area.
- Company typePrivate
- Founded2003
- HeadquartersElmsford, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
What Lyceum Financial Group does
Lyceum Financial Group is a privately held, fee-only fiduciary registered investment advisor founded in 2003 and headquartered at 570 Taxter Rd #349, Elmsford, New York, serving high-net-worth families across the Tri-State area (New York, New Jersey, Connecticut). The firm operates as a "Personal CFO," delivering integrated wealth coordination across four core service lines: Investment Management, Tax Strategies, Estate Planning, and Executive Compensation. The platform is augmented by four interactive client tools — a Net Worth Calculator, Tax Efficiency Score, Retirement Readiness Assessment (using Monte Carlo simulation), and Executive Compensation Analyzer — alongside a secure 256-bit SSL-encrypted Client Portal for document storage and advisor messaging.
The firm's revenue model is fee-only and recurring, consisting of Assets Under Management (AUM) fees and Advisory Services Fees, with no commissions or product sales, eliminating commission-driven conflicts of interest. Lyceum is SEC-registered as an RIA, with securities offered through a FINRA/SIPC-registered broker-dealer. Pricing is not publicly disclosed; prospective clients are routed through 30-minute discovery calls and private briefings. Customer segments include high-net-worth families (primary), executives with equity compensation (RSU/stock option optimization), and business owners (succession and exit planning), with a horizontal segmentation approach.
Lyceum is founder-owned with no disclosed institutional capital, no funding rounds, and no acquisition history. Leadership is anchored by John J Cerullo Sr (Founding & Senior Partner, CPA/CFF) and James D Babcock (Financial Planner, CPA/CFA/MBA), supported by a Managing Partner and two Directors (Tax Strategy and Investments). The firm has scaled to serve 500+ families with 11-50 employees, using content marketing (insights/blog), interactive tools, email newsletters, and referral-driven discovery calls as its go-to-market motion — no paid advertising or channel partnerships. Geographic scope remains regional, with no disclosed expansion beyond the Tri-State area.
Lyceum Financial Group firmographics
Firmographics- Name
- Lyceum Financial Group
- Legal name
- Lyceum Financial Group LLC
- Website
- https://lyceumfinancial.com
- Company type
- Private
- Founded year
- 2003
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Lyceum Financial Group is a fee-only fiduciary registered investment advisor founded in 2003 that provides Personal CFO wealth coordination — investment management, tax strategy, estate planning, and executive compensation — to 500+ high-net-worth families across the Tri-State area.
- Ownership category
- akta.pro rank
Lyceum Financial Group industry classification
Industry- Product category
- Wealth Management Advisory
- NAICS
- Portfolio Management and Investment Advice (523940), Trust, Fiduciary, and Custody Activities (523991)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Family Office Advisory & Outsourced CIO (OCIO) (FSAAADAC)
- akta.pro secondary industries
- Estate Planning, Trust Structuring & Governance (FSAAADAF), Personal Trust & Fiduciary Administration (FSAEAKAA)
Keywords
Where Lyceum Financial Group is headquartered
LocationHeadquarters
- HQ city
- Elmsford
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Lyceum Financial Group business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Assets Under Management (AUM) Fees: Fee-only advisory model where the firm is compensated solely by clients through assets under management fees. No commissions or product sales, eliminating conflicts of interest.
- Advisory Services Fees: Fees charged for comprehensive wealth coordination services including investment management, tax strategy, estate planning, and executive compensation planning.
Go-to-market motion2 records
Distribution channels1 record
Marketing channels4 records
Lyceum Financial Group product offering
Product offeringCore offering
Lyceum Financial Group provides fee-only fiduciary wealth coordination for high-net-worth families, integrating Investment Management, Tax Strategies, Estate Planning, and Executive Compensation into a single Personal CFO engagement. Services are delivered directly to clients in the Tri-State area through dedicated advisory teams, with supporting interactive planning tools and a secure client portal.
Product overview
Lyceum Financial Group offers a unified Personal CFO wealth coordination platform combining four core services: Investment Management, Tax Strategies, Estate Planning, and Executive Compensation. The platform is enhanced by four interactive financial planning tools (Net Worth Calculator, Tax Efficiency Score, Retirement Readiness Assessment, and Executive Compensation Analyzer) and a secure Client Portal. Together, these components enable comprehensive coordination of all aspects of high-net-worth families' financial lives.
Differentiator
Problem solved
Functional benefit
Products and services
- Investment Management
- Tax Strategies
- Estate Planning
- Executive Compensation
Companies that use Lyceum Financial Group
Customer profileSegments3 records
Ideal customer profiles3 records
Lyceum Financial Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature4 records
Lyceum Financial Group partnerships and signals
Strategic signalScale indicators3 records
Recent moves5 records
Expansion highlights4 records
Lyceum Financial Group competitors and assessment
Company assessmentDirect peers
- Moneta Group: Fee-only RIA providing investment, tax, retirement, and estate planning to HNW families and business owners. Operates a comparable Personal CFO-style integrated model and competes in the same HNW segment.
- Carson Group: RIA platform serving HNW clients through affiliated advisors with comprehensive financial planning, tax, and estate services. Comparable integrated advisory model and target market, though larger and advisor-network based.
- Buckingham Strategic Wealth: Fee-only fiduciary RIA specializing in evidence-based investment management and comprehensive financial planning for HNW households. Competes directly with Lyceum on fiduciary-only positioning and integrated planning services.
- Hightower Advisors: Wealth management firm serving HNW individuals and families with investment advisory, financial planning, and estate services. Comparable client base and integrated offering, with a growth model based on advisor affiliation.
- Wealth Enhancement Group: Fee-based RIA serving HNW clients with comprehensive financial planning, investment management, and tax services. Comparable integrated offering and HNW client base, with a notable growth-by-acquisition model.
- Bahl & Gaynor: Independent, employee-owned RIA specializing in income-focused investment management and wealth planning for HNW families and institutions. Comparable fee-only fiduciary culture and HNW client focus.
- Creative Planning: Fee-only RIA offering unified wealth management, tax, and estate services to HNW individuals and business owners. Comparable fee-only fiduciary structure and integrated offering make it a direct peer in delivery model and target clientele.
- Mariner Wealth Advisors: Large fee-only RIA serving HNW families with comprehensive wealth coordination across investment, tax, and estate planning. Operates a similar 'personal CFO' service model and has grown aggressively through advisor acquisition, making it a direct strategic comparable for Lyceum.
Broad incumbents
- Edelman Financial Engines: Large national wealth management firm serving HNW investors with financial planning and investment management. Overlaps significantly with Lyceum's services but operates at a much larger scale and broader geographic footprint.
- Focus Financial Partners: Leading RIA consolidator providing wealth management services to HNW clients through a network of affiliated firms. Overlaps with Lyceum's HNW advisory offering but operates a partnership-of-firms model rather than a single integrated practice.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights6 records
Customer concentration
Lyceum Financial Group social profiles
Digital presenceLyceum Financial Group compliance and trust
Trust signalCompliance3 records
Lyceum Financial Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
Lyceum Financial Group leadership team
Management profileNumber of profiles
Profiles5 records
Lyceum Financial Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Lyceum Financial Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Lyceum Financial Group
What does Lyceum Financial Group do?
Lyceum Financial Group provides fee-only fiduciary wealth coordination for high-net-worth families, integrating Investment Management, Tax Strategies, Estate Planning, and Executive Compensation into a single Personal CFO engagement. Services are delivered directly to clients in the Tri-State area through dedicated advisory teams, with supporting interactive planning tools and a secure client portal.
Is Lyceum Financial Group a public or private company?
Lyceum Financial Group is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Lyceum Financial Group founded?
Lyceum Financial Group was founded in 2003. It employs 11 to 50 people.
Where is Lyceum Financial Group based?
Lyceum Financial Group is headquartered in Elmsford, United States, in the North America region.
How does Lyceum Financial Group make money?
Two revenue lines are on record. Assets Under Management (AUM) Fees are the primary driver. The others are advisory Services Fees.
Who are Lyceum Financial Group's main competitors?
Direct peers on record are Moneta Group, Carson Group, Buckingham Strategic Wealth, Hightower Advisors, Wealth Enhancement Group, Bahl & Gaynor, Creative Planning and Mariner Wealth Advisors. Broad incumbents are Edelman Financial Engines and Focus Financial Partners.
Does Lyceum Financial Group have an API?
No public API is recorded for Lyceum Financial Group.
What industry is Lyceum Financial Group in?
Lyceum Financial Group's product category is Wealth Management Advisory. Its primary akta.pro industry code is FSAAADAC, Family Office Advisory & Outsourced CIO (OCIO), with a secondary code of FSAAADAF, Estate Planning, Trust Structuring & Governance. Its NAICS code is 523940 and its SIC code is 6282.