The K Corporation
The K Corporation is a family-run financial planning firm in Houston, Texas, offering retirement, 401(k), investment, insurance, and holistic financial planning services to individuals, families, plan sponsors, and business owners, with securities and advisory delivered through MML Investors Services, LLC.
- Company typePrivate
- Founded1975
- HeadquartersHouston, United States
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
What The K Corporation does
The K Corporation is a family-run financial planning and advisory firm headquartered in Houston, Texas, founded in 1975 by Lawrence G. Katz following the enactment of ERISA to provide recordkeeping for qualified retirement plans. The firm serves individuals and families, plan sponsors and business owners, and business owners seeking succession and exit planning through six core services: 401(k) and retirement plan consulting, holistic and comprehensive planning, risk management and protection planning, investment strategies, financial planning, and business-owner services. A downloadable Financial Planning Notebook PDF is offered as an additional client resource.
Underlying technology is minimal: the firm operates through Calendly-based appointment scheduling, a static website resource center with calculators and videos, and integration with MML Investors Services, LLC for the delivery of securities, investment advisory, and financial planning services under SIPC membership. No proprietary technology, software platform, AI/ML capability, mobile application, or API surface is in evidence.
The business model is fee-based advisory revenue routed through the MML Investors Services broker-dealer relationship, supplemented by insurance product placement. Go-to-market is sales-led and relationship-driven, targeting the Houston metropolitan area with documented extension to multiple US states. The firm has operated continuously for 50+ years across three generations of family leadership, with Walter Katz currently serving as Principal.
The K Corporation firmographics
Firmographics- Name
- The K Corporation
- Legal name
- The K Corporation
- Website
- https://borntoretire.com
- Company type
- Private
- Founded year
- 1975
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- The K Corporation is a family-run financial planning firm in Houston, Texas, offering retirement, 401(k), investment, insurance, and holistic financial planning services to individuals, families, plan sponsors, and business owners, with securities and advisory delivered through MML Investors Services, LLC.
- Ownership category
- akta.pro rank
The K Corporation industry classification
Industry- Product category
- Financial Advisory and Retirement Planning Services
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282), Insurance Agents, Brokers & Service (6411)
- akta.pro primary industry
- Retirement & Pension Planning (401(k)/IRA) (FSAEAAAD)
- akta.pro secondary industries
- Employer Retirement Plan Advisory (401(k)/Pension) (FSAEABAE), Retirement Plan Participant Advice & Managed Accounts (FSAEABAF), Family Business & Succession Advisory (FSAAADAL)
Keywords
Where The K Corporation is headquartered
LocationHeadquarters
- HQ city
- Houston
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
The K Corporation business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Financial Advisory Fees: The firm generates revenue through fee-based financial planning services, 401(k) retirement plan consulting, investment advisory services, and insurance products. Securities and investment advisory services are offered through MML Investors Services, LLC, Member SIPC.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels3 records
The K Corporation product offering
Product offeringCore offering
The K Corporation is a family-run financial planning firm based in Houston, Texas, that delivers fee-based advisory services across six integrated service lines: 401(k) and Retirement Plan Consulting for employers, Holistic and Comprehensive Planning, Risk Management and Protection Planning using life, long-term care, and disability insurance, Investment Strategies using brokerage and managed accounts, personalized Financial Planning, and Business Owners Services for succession and transition planning. Securities, investment advisory, and financial planning services are offered through registered representatives of MML Investors Services, LLC (Member SIPC), with the firm operating as a fiduciary advisor to individuals, families, business owners, and plan sponsors in the Houston metropolitan area.
Product overview
The K Corporation is a family-run financial planning firm offering a unified suite of advisory services rather than a modular software platform. The core offering consists of six integrated financial planning services: 401(k) / Retirement Plan Consulting (which includes fiduciary oversight and plan administration for employers), Holistic & Comprehensive Planning, Risk Management & Protection Planning, Investment Strategies, Financial Planning, and Business Owners Services. Additionally, the firm offers a downloadable Financial Planning Notebook PDF as a client resource. Services are grounded in fiduciary responsibility and include securities, investment advisory, and financial planning offered through MML Investors Services, LLC. The firm serves individuals, families, business owners, and employers across generations.
Differentiator
Problem solved
Functional benefit
Products and services
- 401(k) / Retirement Plan Consulting Plan design, fiduciary oversight, and outcomes for employer-sponsored retirement plans, helping employers manage 401(k) plans including SIMPLE IRA and SEP IRA options and guiding participants toward a retirement that replaces at least 70% of pre-retirement income.
- Holistic and Comprehensive Planning
Quantifiable outcome
- Helping employees achieve retirement defined as replacing at least 70% of pre-retirement income
Companies that use The K Corporation
Customer profileSegments3 records
Ideal customer profiles3 records
The K Corporation technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
The K Corporation partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- MML Investors Services, LLCcoreThe K Corporation offers securities, investment advisory, and financial planning services through MML Investors Services, LLC, a registered broker-dealer. Member SIPC. Supervisory Office located at 3 Greenway Plaza, Suite 1500, Houston, Texas 77046. This relationship enables the firm to offer regulated financial products and maintain compliance with securities regulations.
Scale indicators3 records
Recent moves5 records
Expansion highlights4 records
The K Corporation competitors and assessment
Company assessmentDirect peers
- Edward Jones: Large national financial advisory firm with a branch-based advisor model focused on individual investors and retirement planning in local markets. Most comparable peer given similar Main Street, relationship-driven advisory approach serving middle-market households and small-business retirement plans.
- Ameriprise Financial: Mid-market financial planning firm offering retirement, investment, and insurance solutions through a national advisor network. Comparable given the similar focus on holistic planning for individuals and small-business retirement plans.
- Cetera Financial Group: Independent advisor support platform providing broker-dealer and advisory infrastructure to small and mid-sized financial planning firms. Comparable to the MML Investors Services relationship The K Corporation uses to deliver regulated products.
- Northwestern Mutual: Comprehensive financial planning firm combining investments, insurance (life, disability, long-term care), and retirement planning through career advisors. Highly comparable given the integrated insurance-plus-investment advisory model The K Corporation practices.
- Cambridge Investment Research: Independent broker-dealer supporting thousands of financial advisors offering retirement, investment, and insurance planning. Comparable as an alternative independent-broker-dealer model that supports the same type of multi-product family-run practice.
Broad incumbents
- LPL Financial: Largest independent broker-dealer in the US, supporting thousands of financial advisors across retirement, wealth, and insurance planning. Comparable as a scaled infrastructure counterpart to the MML Investors Services arrangement.
- Raymond James Financial: Diversified financial services firm with a large independent advisor channel offering retirement, investment, and wealth planning. Comparable to The K Corporation's model of fee-based advisory supplemented by insurance and estate services.
- Fidelity Investments (Wealth Management): Major retail wealth management provider with strong 401(k) plan sponsor business and retirement-income solutions. Comparable as a competitor in both the 401(k) plan consulting and individual retirement advice markets the firm addresses.
- Charles Schwab (Wealth & Investment Management): Large retail wealth manager offering 401(k) plan services, retirement income solutions, and investment advisory at scale. Comparable as a competitor for both plan sponsor mandates and individual retirement investors.
- MassMutual: Parent of MML Investors Services, LLC, the broker-dealer through which The K Corporation offers securities and advisory services. Comparable as the broader platform whose products, compliance infrastructure, and annuity/life insurance offerings underpin the firm's service delivery.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights5 records
Customer concentration
The K Corporation social profiles
Digital presenceThe K Corporation financial estimates
Financial estimateRevenue estimate
Valuation estimate
The K Corporation leadership team
Management profileNumber of profiles
Profiles5 records
The K Corporation funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
The K Corporation M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about The K Corporation
What does The K Corporation do?
The K Corporation is a family-run financial planning firm based in Houston, Texas, that delivers fee-based advisory services across six integrated service lines: 401(k) and Retirement Plan Consulting for employers, Holistic and Comprehensive Planning, Risk Management and Protection Planning using life, long-term care, and disability insurance, Investment Strategies using brokerage and managed accounts, personalized Financial Planning, and Business Owners Services for succession and transition planning. Securities, investment advisory, and financial planning services are offered through registered representatives of MML Investors Services, LLC (Member SIPC), with the firm operating as a fiduciary advisor to individuals, families, business owners, and plan sponsors in the Houston metropolitan area.
Is The K Corporation a public or private company?
The K Corporation is a private company. It is classified as family owned and is currently operating.
When was The K Corporation founded?
The K Corporation was founded in 1975. It employs 1 to 10 people.
Where is The K Corporation based?
The K Corporation is headquartered in Houston, United States, in the North America region.
How does The K Corporation make money?
One revenue line is on record: financial Advisory Fees.
Who are The K Corporation's main competitors?
Direct peers on record are Edward Jones, Ameriprise Financial, Cetera Financial Group, Northwestern Mutual and Cambridge Investment Research. Broad incumbents are LPL Financial, Raymond James Financial, Fidelity Investments (Wealth Management), Charles Schwab (Wealth & Investment Management) and MassMutual.
Does The K Corporation have an API?
No public API is recorded for The K Corporation.
What industry is The K Corporation in?
The K Corporation's product category is Financial Advisory and Retirement Planning Services. Its primary akta.pro industry code is FSAEAAAD, Retirement & Pension Planning (401(k)/IRA), with a secondary code of FSAEABAE, Employer Retirement Plan Advisory (401(k)/Pension). Its NAICS code is 523940 and its SIC code is 6282.