What Globlex Holding Management does

Globlex Securities Co., Ltd is a privately held Thai securities and derivatives brokerage firm founded in 2005 and headquartered at CRC Tower, All Seasons Place on Wireless Road in Bangkok. The company offers a fully integrated one-stop investment services platform spanning equity trading on the Stock Exchange of Thailand (SET) and Market for Alternative Investment (MAI), derivatives trading on TFEX (including SET50 Index futures, single-stock futures, and gold futures), mutual fund distribution via the Fundconnext platform, government and corporate bond trading through its ThaiBMA membership, investment banking and financial advisory (IPO underwriting, M&A, corporate finance), and a structured notes program (หุ้นกู้ที่มีอนุพันธ์แฝง) targeting HNW and institutional clients, plus a private fund management service for HNW individuals with a 3 million THB minimum.

Underlying technology consists of multiple digital trading interfaces (Settrade via brokerId 025, browser-based Aspen, the Finnize robo-advisor, the AomWise wealth advisory platform, the Stock Radars integration, and the IFIS Application / VAX downloadable trading software) plus the EzyQuant quantitative research database and Settrade Open API for programmatic access. e-KYC-based online account opening supports self-service onboarding. The firm is licensed by the Securities and Exchange Commission of Thailand, is a member bond dealer of ThaiBMA, integrates with TSFC for credit balance accounts, and operates under a PDPA-compliant governance framework.

Globlex generates revenue primarily from transaction commissions and fees across brokerage, derivatives, mutual fund distribution, and bond trading, supplemented by professional-services fees from investment banking mandates and structured-note issuance, plus managed-services revenue from its private fund offering. Distribution is hybrid: digital self-service platforms for retail clients and a 55-person licensed investment consultant (IC Complex) salesforce plus an investment banking team serving HNW and institutional clients. The company's operating geography is exclusively domestic Thailand, and it discontinued its foreign securities trading service in May 2024.

Name

Globlex Holding Management

Legal name

Globlex Securities Co.,Ltd (บริษัทหลักทรัพย์ โกลเบล็ก จำกัด)

Website

https://globlex.co.th

Company type

Private

Founded year

2005

Operating status

Operating

Headcount range

501–1,000 employees

Short description

Globlex Securities is a privately held Thai securities and derivatives brokerage offering equity, derivatives, mutual fund, bond, structured note, and investment banking services to retail, HNW, and institutional clients across Thailand through licensed consultants and digital platforms.

Ownership category

akta.pro rank

Product category

Securities Brokerage

NAICS

Investment Banking and Securities Intermediation (52315), Portfolio Management and Investment Advice (523940)

SIC

Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Prime Brokerage & Institutional Trading Services (FSAPADAF)

akta.pro secondary industry

Copy Trading, Social Trading & Automated Trading Platforms (FSADAAAK)

Keywords

• Securities brokerage
• Derivatives trading
• Investment banking
• Wealth management
• Mutual fund distribution

Headquarters

HQ city

Pathum Wan

HQ country

Thailand

HQ region

Asia

Offices1 record

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Others

Revenue model

1. Securities Brokerage: Commissions and fees from equity securities trading (SET, MAI) executed through the company's trading platforms.
2. Derivatives Trading: Commissions from TFEX (Thailand Futures Exchange) derivatives products including S50 futures and gold futures.
3. Mutual Fund Distribution: Distribution fees from selling mutual funds to retail and institutional clients, including Fundconnext platform integration.
4. Bond Trading: Trading commissions from government and corporate bond transactions. The company is a member of ThaiBMA (Thai Bond Market Association).
5. Investment Banking / Financial Advisory: Fees from financial advisory services including IPO underwriting, M&A advisory, corporate finance structuring, and securities distribution services.
6. Structured Notes (SPD): Revenue from issuance and sales of proprietary structured notes (หุ้นกู้ที่มีอนุพันธ์แฝง) targeting High Net Worth (HNW) and institutional investors. Products include GBS03, GBS04, GBS06, GBS07, GBS10, GBS12, GBS15, GBS16.
7. Private Fund Management: Discretionary private fund management for individual HNW clients starting from 3 million baht. Investment focus on Thai equities including IPO, SET, and MAI securities.

Pricing tiers

Go-to-market motion1 record

Distribution channels10 records

Marketing channels4 records

Core offering

Globlex Securities Co., Ltd is a Thai SEC-licensed full-service securities brokerage offering equity trading on SET and MAI, TFEX derivatives trading (SET50 futures, single stock futures, gold futures), mutual fund distribution, government and corporate bond trading, investment banking (IPO underwriting, M&A advisory, corporate finance), and proprietary structured notes (GBS series) targeted at high-net-worth and institutional clients. Services are delivered through multiple digital trading platforms (Settrade, Aspen, Finnize, AomWise, Stock Radars) and a national network of licensed investment consultants.

Product overview

Globlex Securities Co., Ltd is a Thai securities brokerage firm offering an integrated platform of investment services. The core product portfolio includes equity trading, derivatives trading, mutual fund trading, bond trading, investment banking, and structured notes. The firm also provides digital wealth management tools including Finnize (robo-advisor), AomWise, and Private Fund management services. Research and analysis capabilities support investment decision-making across all product lines. The company operates as a full-service securities firm with both online and relationship-based distribution channels.

Differentiator

Problem solved

Functional benefit

Brands

• Finnize: Online trading platform for securities and derivatives
• AomWise
• Private Fund
• IFIS Application

Products and services

• Equity Trading Securities brokerage service that lets clients buy and sell stocks listed on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI). Targeted at Thai retail, HNW, and institutional investors using Settrade, Aspen, and other online trading platforms.
• Derivatives Trading Derivatives brokerage on the Thailand Futures Exchange (TFEX) covering SET50 Index Futures, Single Stock Futures, and Gold Futures contracts. Serves Thai retail and institutional traders through Settrade and other trading platforms.
• Mutual Fund Trading Mutual fund investment service allowing clients to subscribe to, redeem, and switch Thai and international mutual funds via the Fundconnext platform integrated with Thailand Securities Depository (TSD).
• Bond Trading Government and corporate bond trading services in both primary and secondary markets through the firm's ThaiBMA (Thai Bond Market Association) member bond dealer status. Minimum investments range from 1,000,000 THB (corporate/secondary) to 5,000,000 THB (primary government).
• Investment Banking Financial advisory and securities distribution services for corporate clients covering IPO underwriting, public offerings, mergers and acquisitions advisory, and corporate finance structuring. Served by a dedicated investment banking team to SET and MAI-listed companies and other issuers.
• Structured Notes (หุ้นกู้ที่มีอนุพันธ์แฝง) Short-term proprietary structured notes with embedded derivatives offering returns linked to underlying assets such as SET 50 stocks and equities. Product variants include Fixed Coupon Bull Target Return Notes, Protected Bull Notes, Fixed Coupon Protected Bull Notes, and KIKO (Knock-in/Knock-out) structured products, with minimum face values ranging from 500,000 THB to 10,000,000 THB. Targeted at HNW and institutional investors.
• Private Fund Management Discretionary private fund management service for HNW clients with a minimum investment of 3 million THB. Portfolios focus on Thai equities including IPO, SET, and MAI securities, managed by senior professionals with 15+ years of investment experience.
• Finnize Digital robo-advisor platform for automated portfolio management and investment recommendations, accessible via globlex.finnize.com for Globlex retail clients.
• AomWise Wealth management and financial advisory platform provided to Globlex retail clients for financial planning and advisory support.
• Research and Analysis Services Investment research service providing daily morning and afternoon market reports, technical insights, derivatives analysis (SET50 futures and gold), and company-specific equity research reports across SET and MAI-listed issuers.

Named customers4 records

Segments3 records

Ideal customer profiles4 records

Technology focussed Yes

API detail

Has API

Yes

API docs

API detail

Core technology

AI maturity

App detail

Integration5 records

Feature7 records

Partnerships

Five partnerships are on record, tiered core and minor.

• SettradecoreTechnology or IntegrationSettrade is the primary online trading platform for Globlex, providing equity and derivatives trading infrastructure via settrade.com. Globlex uses brokerId 025 for SET and TFEX trading through Settrade.
• Aspen (Browser Trading Platform)coreTechnology or IntegrationAspen is a browser-based trading platform integrated with Globlex's services for equity and derivatives trading.
• ThaiBMA (Thai Bond Market Association)coreChannel Partner/ Reseller/ DistributorGloblex is a member bond dealer (ผู้ค้าตราสารหนี้) with ThaiBMA, enabling distribution and trading of government and corporate bonds in both primary and secondary markets.
• Fundconnext (Thailand Securities Depository)coreTechnology or IntegrationFundconnext platform is used by Globlex for mutual fund subscription, redemption, and switching transactions, integrated withTSD.
• TSFC (Thailand Securities Finance Corporation)minorChannel Partner/ Reseller/ DistributorTSFC provides credit balance account services to Globlex clients, with online application functionality integrated into Globlex's services.

Scale indicators1 record

Recent moves6 records

Expansion highlights5 records

Direct peers

• Finansia Syrus Securities: Finansia Syrus Securities is a Thai mid-tier full-service brokerage offering equities, derivatives, mutual funds, and IB services via online platforms and an advisory force — comparable to Globlex in product mix and customer segmentation.
• Yuanta Securities (Thailand): Yuanta Securities Thailand is a regional brokerage group offering equities, derivatives, mutual funds, and IB services to retail and institutional clients — directly comparable to Globlex in product breadth and Thai market positioning.
• Bualuang Securities (BLS): Bualuang Securities is the brokerage arm of Bangkok Bank, one of Thailand's largest retail brokerages offering equities, derivatives, and mutual funds with extensive bank-channel distribution — a key full-service competitor to Globlex.
• RHB Securities (Thailand): RHB Securities Thailand is part of the RHB Banking Group offering equities, derivatives, and online trading via TradeSmart — a regional peer with comparable full-service retail brokerage offerings in Thailand.
• KGI Securities (Thailand): KGI Securities is a Thai retail and institutional brokerage offering equities, derivatives, mutual funds, and wealth management with multiple digital trading platforms — a direct competitor to Globlex in the mid-tier Thai brokerage space.
• Asia Plus Securities: Asia Plus Securities is a Thai mid-tier full-service brokerage offering equities, derivatives, mutual funds, and IB services — directly competing with Globlex for retail and institutional flow on the SET and TFEX.
• Maybank Kim Eng Securities (Thailand): Maybank Kim Eng is one of the largest Thai brokerages offering equities, derivatives, IB, and research with strong institutional reach — a comparable full-service Thai brokerage competing head-to-head for retail, HNW, and IB mandates.
• Trinity Securities: Trinity Securities is a Thai retail-oriented brokerage offering equities and derivatives trading through online platforms — a comparable mid-tier competitor targeting similar retail and HNW segments as Globlex.
• CGS International Securities (Thailand): CGS International (formerly CGS-CIMB Securities Thailand) provides equities, derivatives, IB, and wealth management across retail and institutional segments — a full-service Thai brokerage comparable in scope to Globlex.
• Phillip Securities (Thailand): Phillip Securities is a Thai brokerage offering retail and institutional trading, derivatives, mutual funds, and structured products via the POEMS platform — directly comparable to Globlex in product mix and target segments.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat5 records

Key risks5 records

Key highlights6 records

Customer concentration

• Facebookfacebook.com/globlexsecurities

Compliance1 record

Revenue estimate

Valuation estimate

Number of profiles

Subsidiaries1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments1 record

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Globlex Holding Management