Lucosky Brookman
Lucosky Brookman LLP is a national full-service U.S. law firm specializing in capital markets, M&A, securities, litigation, and insurance defense, serving emerging growth and microcap companies, foreign private issuers, and financial institutions across seven offices in New Jersey, New York, Pennsylvania, Texas, and the D.C. metro area.
- Company typePrivate
- Founded2011
- HeadquartersNew York, United States
- Headcount51–100
- GTM typeB2B
- OfferingServices
What Lucosky Brookman does
Lucosky Brookman LLP is a New Jersey-headquartered, national full-service law firm founded in 2011 by Joseph M. Lucosky and Seth A. Brookman, operating as a Limited Liability Partnership with seven offices across New Jersey, New York, Pennsylvania, Texas, and the Washington D.C. metro area. As of 2025, the firm employs 70+ attorneys and 20+ support staff organized across approximately 15 practice areas, with core strengths in capital markets and securities (IPOs, follow-on offerings, PIPEs, SPACs, ATMs, registered directs, convertible offerings, reverse mergers, and OTC-to-Nasdaq/NYSE uplistings), mergers and acquisitions, corporate finance, commercial litigation, white collar and regulatory defense, and insurance coverage and defense.
The firm's primary client base consists of small- and middle-market emerging growth and microcap companies seeking access to U.S. public capital markets, supplemented by foreign private issuers (notably Asia-based and Israeli companies), financial institutions, insurance carriers, and self-insured corporations. Lucosky Brookman was ranked #1 nationally as Issuer Counsel for PIPE transactions in Q3 2025 by PlacementTracker, with 26 deals totaling $3.47 billion, and has handled billions of dollars in cumulative capital markets and M&A transaction value over its 15-year history.
The firm operates on a professional services model, billing clients on a matter-by-matter basis with fees determined by complexity, scope, and attorney time, and is sustained by repeat engagements from a long tail of corporate clients and embedded relationships with placement agents and underwriters such as Spartan Capital, Chardan, EF Hutton, and Maxim Group. The firm pursues growth via lateral partner hiring, geographic expansion, and diversification into adjacent practice verticals, while Managing Partner Joseph Lucosky's appointment to the SEC's Small Business Capital Formation Advisory Committee provides regulatory influence over the microcap policy environment.
Lucosky Brookman firmographics
Firmographics- Name
- Lucosky Brookman
- Legal name
- Lucosky Brookman LLP
- Website
- https://lucbro.com
- Company type
- Private
- Founded year
- 2011
- Operating status
- Operating
- Headcount range
- 51–100 employees
- Short description
- Lucosky Brookman LLP is a national full-service U.S. law firm specializing in capital markets, M&A, securities, litigation, and insurance defense, serving emerging growth and microcap companies, foreign private issuers, and financial institutions across seven offices in New Jersey, New York, Pennsylvania, Texas, and the D.C. metro area.
- Ownership category
- akta.pro rank
Lucosky Brookman industry classification
Industry- Product category
- Legal Services
- NAICS
- Management Consulting Services (54161)
- SIC
- Services-Legal Services (8111), Insurance Agents, Brokers & Service (6411)
- akta.pro primary industry
- Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)
- akta.pro secondary industries
- M&A Advisory (Buy-side/Sell-side) (BPAHADAC), Real Estate Portfolio & Fund Management (Institutional/REIT/PE) (BPAJAMAJ), Mid-Market Commercial Package (Package Policies) (FSAJAFAB)
Keywords
Where Lucosky Brookman is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices7 records
Markets served
Lucosky Brookman business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Infrastructure, Others
Revenue model
- Capital Markets & Securities Legal Services: Legal counsel for issuers and underwriters on equity and debt offerings including IPOs, follow-on offerings, SPACs, PIPEs, ATMs, registered directs, convertible offerings, and alternative financing structures
- Commercial Litigation: Representation of businesses, insurers, and executives in complex commercial, insurance, and regulatory disputes in state and federal courts nationwide
- Mergers & Acquisitions: Legal counsel for mergers, acquisitions, buyouts, asset exchanges, divestitures, recapitalizations, strategic alliances, and joint ventures
- Corporate Finance & Lending: Structured, negotiated, and documented secured and unsecured credit facilities, term loans, revolving credit, and acquisition financing for domestic and international banks, institutional investors, private credit funds, and public and private companies
- Insurance Coverage & Defense: Legal advice and representation to insurance companies and self-insured corporations on insurance matters including professional malpractice, toxic torts, trucking and transportation claims
- Regulatory Investigations & White Collar Defense: Representation of corporations, boards of directors, management, and individuals in SEC, DOJ, FINRA investigations, enforcement actions, and criminal proceedings
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Multi-year contract | Professional legal services billed by matter |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels7 records
Lucosky Brookman product offering
Product offeringCore offering
Lucosky Brookman LLP is a national full-service law firm providing legal services in capital markets and securities (IPOs, PIPEs, SPACs, uplistings, follow-on offerings, ATMs, registered directs), commercial litigation, mergers & acquisitions, corporate finance, insurance coverage and defense, white collar defense and regulatory investigations, intellectual property, real estate law, and specialty practices including hospitality, opportunity zones, sports law, trucking/transportation, and cross-border/Israeli practice. The firm primarily serves small- and middle-market emerging growth companies, financial institutions, insurers, and foreign private issuers with sophisticated U.S. capital markets and transactional legal needs.
Product overview
Lucosky Brookman LLP is a national full-service law firm that offers a comprehensive portfolio of legal services organized around distinct practice areas rather than a unified software product. The firm's core offerings include Capital Markets & Securities (covering IPOs, PIPEs, SPACs, uplistings, and cross-border listings), Commercial Litigation, Corporate Finance, Mergers & Acquisitions, Insurance Coverage & Defense, White Collar Defense, Intellectual Property, Real Estate Law, and specialized practices in Hospitality, Opportunity Zones, Israeli Practice, Sports Law, and Transportation. The firm primarily serves emerging growth companies, financial institutions, and investors in capital markets transactions and complex commercial disputes.
Differentiator
Problem solved
Functional benefit
Products and services
- Capital Markets & Securities Practice
Quantifiable outcome
- 26 PIPE deals totaling $3.47 billion in Q3 2025, ranking #1 nationally as Issuer Counsel
- +2 more outcomes
Companies that use Lucosky Brookman
Customer profileNamed customers9 records
Segments5 records
Ideal customer profiles4 records
Lucosky Brookman technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Lucosky Brookman partnerships and signals
Strategic signalPartnerships
13 partnerships are on record, tiered flagship and core.
- U.S. Securities and Exchange CommissionflagshipManaging Partner Joseph Lucosky appointed to the SEC's Small Business Capital Formation Advisory Committee for a four-year term. The Committee provides recommendations to the Commission on regulatory and policy matters affecting access to capital, small businesses, and emerging companies.
- Melissa A. DziakcorePartner added to expand Healthcare Liability and Insurance Defense practice in Pennsylvania. Brings over 20 years of combined litigation experience in medical malpractice, long-term care liability, and professional liability claims.
- Robert J. Aldrich, IIIcorePartner added to expand Healthcare Liability and Insurance Defense practice in Pennsylvania with over 20 years of combined litigation experience in medical malpractice, long-term care liability, and professional liability claims.
- Small Public Company CoalitioncoreJoseph Lucosky traveled to Washington D.C. with the Small Public Company Coalition to meet with Senate Banking Committee staff and multiple congressional offices in opposition to Nasdaq's proposed $5 million market cap delisting rule.
- Optimi Health Corp.coreSuccessfully guided Optimi Health Corp. through the Nasdaq approval process, resulting in the company's approval to list on the Nasdaq Stock Exchange. The firm highlighted its specialized practice in navigating increasingly complex and highly scrutinized Nasdaq listings.
- Andrea CataneocoreCapital markets lawyer with over 25 years of experience and more than 200 transactions spanning IPOs, private placements, and cross-border deals joined as Partner. Previously served on the Board of the National Investment Banking Association and as President of Corporate Roadshow.
- Stewards Inc.coreEngaged as special counsel to support Stewards Inc.'s planned uplisting to the Nasdaq Capital Market. The engagement reflects the company's focus on institutional governance and regulatory rigor.
- Willard ShihcoreExperienced commercial litigation attorney added to expand trial-forward commercial litigation capabilities. Shih was previously with Wilentz, Goldman & Spitzer and brings decades of experience in sophisticated commercial litigation.
- Donald TaylorcoreExperienced commercial litigation attorney added to expand trial-forward commercial litigation capabilities from Wilentz, Goldman & Spitzer.
- Save A Child's Heart FoundationflagshipLucosky Brookman Foundation has raised over $2.5 Million since 2013 to benefit the Save A Child's Heart Foundation. Managing Partner Joseph Lucosky sits on the Board of Directors of SACH.
- Robert Wood Johnson University HospitalflagshipCommitted sponsor of the Far Hills Race Meeting which benefits Robert Wood Johnson University Hospital. The event draws over 35,000 spectators annually and has raised more than $18,000,000 since 1950.
- Make A Wish FoundationflagshipOngoing supporter with over $50,000 donated since 2013. Firm partners attend the annual black-tie charity fundraiser in Miami, Florida.
- Lucosky Brookman FoundationflagshipPrivate foundation established in 2016 with an annual budget through which the firm provides donations to qualified organizations. Created to manage and coordinate the law firm's ever-increasing charitable contributions and activities.
Scale indicators6 records
Recent moves12 records
Expansion highlights6 records
Lucosky Brookman competitors and assessment
Company assessmentDirect peers
- Graubard Miller: NY-based mid-size firm known for corporate, securities, and M&A work with emerging growth and microcap companies, directly competing for similar PIPE, IPO, and reverse merger engagements.
- Sichenzia Ross Ference LLP: Mid-size NY-based law firm with comparable focus on securities, capital markets, and corporate finance for small-cap and microcap public companies, including PIPE transactions and IPOs. Directly competes for the same issuer counsel mandates.
- Pryor Cashman LLP: Mid-size NY full-service firm with comparable corporate, securities, capital markets, and litigation practices, serving similar middle-market and emerging growth client profiles.
- Ellenoff Grossman & Schole LLP: NY-based securities and corporate law firm with deep practice in IPOs, PIPEs, follow-on offerings, and M&A for emerging growth companies — a direct competitor in the same microcap issuer counsel space.
- Wilentz Goldman & Spitzer PA: NJ-headquartered full-service firm with strong commercial litigation and tort defense practices; comparable in NJ legal market and recent source of lateral partner hires for Lucosky Brookman.
Broad incumbents
- K&L Gates LLP: Large global law firm with significant capital markets, M&A, and litigation practices serving public and private companies; a broad incumbent competitor for emerging growth and middle-market corporate work.
- Lowenstein Sandler LLP: NJ-headquartered full-service firm with substantial corporate, securities, and litigation practices serving technology and emerging growth companies; a comparable regional incumbent in the same NJ/NY market.
- Blank Rome LLP: National full-service firm with deep corporate, securities, and litigation practices; competes for similar middle-market and emerging growth client work across the geographies where Lucosky Brookman operates.
- Loeb & Loeb LLP: Larger full-service firm with strong securities, capital markets, and M&A practices serving public companies — competes for larger PIPE and IPO mandates in the same emerging growth/mid-cap segment.
- ArentFox Schiff LLP: National full-service firm with established corporate, securities, and litigation capabilities serving public and private companies in similar industries; competes for overlapping capital markets and corporate finance engagements.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks5 records
Key highlights7 records
Customer concentration
Lucosky Brookman social profiles
Digital presenceLucosky Brookman financial estimates
Financial estimateRevenue estimate
Valuation estimate
Lucosky Brookman leadership team
Management profileNumber of profiles
Profiles4 records
Lucosky Brookman funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Lucosky Brookman M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Lucosky Brookman
What does Lucosky Brookman do?
Lucosky Brookman LLP is a national full-service law firm providing legal services in capital markets and securities (IPOs, PIPEs, SPACs, uplistings, follow-on offerings, ATMs, registered directs), commercial litigation, mergers & acquisitions, corporate finance, insurance coverage and defense, white collar defense and regulatory investigations, intellectual property, real estate law, and specialty practices including hospitality, opportunity zones, sports law, trucking/transportation, and cross-border/Israeli practice. The firm primarily serves small- and middle-market emerging growth companies, financial institutions, insurers, and foreign private issuers with sophisticated U.S. capital markets and transactional legal needs.
Is Lucosky Brookman a public or private company?
Lucosky Brookman is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Lucosky Brookman founded?
Lucosky Brookman was founded in 2011. It employs 51 to 100 people.
Where is Lucosky Brookman based?
Lucosky Brookman is headquartered in New York, United States, in the North America region.
How does Lucosky Brookman make money?
Six revenue lines are on record. Capital Markets & Securities Legal Services are the primary driver. The others are commercial Litigation, mergers & Acquisitions, corporate Finance & Lending, insurance Coverage & Defense and regulatory Investigations & White Collar Defense.
Who are Lucosky Brookman's main competitors?
Direct peers on record are Graubard Miller, Sichenzia Ross Ference LLP, Pryor Cashman LLP, Ellenoff Grossman & Schole LLP and Wilentz Goldman & Spitzer PA. Broad incumbents are K&L Gates LLP, Lowenstein Sandler LLP, Blank Rome LLP, Loeb & Loeb LLP and ArentFox Schiff LLP.
Does Lucosky Brookman have an API?
No public API is recorded for Lucosky Brookman.
What industry is Lucosky Brookman in?
Lucosky Brookman's product category is Legal Services. Its primary akta.pro industry code is BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory), with a secondary code of BPAHADAC, M&A Advisory (Buy-side/Sell-side). Its NAICS code is 54161 and its SIC code is 8111.