CapWealth
CapWealth is an independent, fee-based wealth management firm in Moorestown, New Jersey, serving individuals, families, and business owners — with a focus on women — through financial planning, investment management, and specialized trust, multi-generational, special needs, and long-term care planning.
- Company typePrivate
- Founded-
- HeadquartersMoorestown, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What CapWealth does
CapWealth is an independent, privately-held wealth management firm headquartered in Moorestown, New Jersey, serving individuals, families, and business owners in Southern New Jersey and surrounding regions. The firm is led by Principal Partners Mark J. Caprarola and Michelle Nocito alongside Partner/Director Michael Tambini, supported by a nine-person team that averages 23 years of financial experience. Its core service offering comprises fee-only financial planning and investment management delivered through a proprietary Standard of Care Program — a multi-step methodology using checklists and a collaborative 'huddle' process that engages clients' legal, tax, and professional advisors. The firm layers on specialized planning practices including Special Needs Planning, Multi-Generational Planning, Trust Planning Strategies, and Long-Term Care Planning, and runs the Ms. Money program, a dedicated content-and-events track targeting women investors with workshops, podcasts, coaching, and social media.
The firm's investment platform is operated under an open architecture approach, constructing portfolios across passive, active, traditional, and alternative investments, with execution, custody, and back-office services provided through its affiliation with LPL Financial (the nation's largest independent broker/dealer by total revenue, per Financial Planning magazine, June 1996-2020) and Private Advisor Group as registered investment advisor. Trust services are delivered in partnership with The Private Trust Company, N.A., a wholly-owned indirect LPL subsidiary managing $130 billion in fiduciary assets.
CapWealth operates as a fiduciary under a fee-based model — typical pricing is structured around assets under management or fixed financial planning fees, with specific rates disclosed only in regulatory documentation (Part 2A Brochure, Investment Advisory Agreement). Revenue streams include recurring fee-based advisory income and securities-related transaction fees routed through LPL Financial. Marketing is driven by content (blog, video, podcasts), community involvement (Camp No Worries, Women for Women International, Jefferson Health), and referrals from professional advisor networks; the firm does not disclose AUM, revenue, or headcount beyond the partner-level team.
CapWealth firmographics
Firmographics- Name
- CapWealth
- Legal name
- CapWealth
- Website
- https://cap-wealth.com
- Company type
- Private
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- CapWealth is an independent, fee-based wealth management firm in Moorestown, New Jersey, serving individuals, families, and business owners — with a focus on women — through financial planning, investment management, and specialized trust, multi-generational, special needs, and long-term care planning.
- Ownership category
- akta.pro rank
CapWealth industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Trust, Fiduciary, and Custody Activities (523991), Trusts, Estates, and Agency Accounts (525920)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Financial Planning–Led RIAs (FSAAACAB)
- akta.pro secondary industries
- Family Wealth & Multi-Generational Planning RIAs (HNW/UHNW-lite) (FSAAACAH), Insurance-Integrated Wealth Managers (RIA + Insurance Solutions) (FSAAACAI), Trust & Fiduciary Advisory for HNW/UHNW (Trust Structuring & Trustee Oversight) (FSAAABAF)
Keywords
Where CapWealth is headquartered
LocationHeadquarters
- HQ city
- Moorestown
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
CapWealth business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Fee-Only Financial Planning: Custom, fee-based financial planning services driven by client best interests. Financial plans serve as blueprints to help clients pursue long-term goals.
- Investment Management: Investment advisory services with open architecture approach, constructing portfolios across passive, active, traditional, or alternative investments. Operates under fiduciary framework as fee-based advisor.
- Securities Services: Securities offered through LPL Financial, the nation's largest independent broker/dealer. Works with Private Advisor Group as registered investment advisor.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Fee-only/fee-based advisory services |
Go-to-market motion1 record
Distribution channels2 records
Marketing channels5 records
CapWealth product offering
Product offeringCore offering
CapWealth is an independent, fee-only wealth management firm providing financial planning, discretionary investment management, and specialized planning services including special needs, multi-generational, trust, and long-term care planning. Advice is delivered by a team of advisors under a fiduciary Standard of Care Program that uses a "huddle" methodology to coordinate counsel for each client.
Product overview
CapWealth is an independent wealth management firm offering a unified suite of financial planning and investment management services. The core offerings include Fee-Only Financial Planning, Investment Management, Special Needs Planning, Multi-Generational Planning, Trust Planning Strategies, and Long-Term Care Planning. These services are delivered through a proprietary Standard of Care Program employing a collaborative 'huddle' methodology, and are supported by the open architecture investment approach through LPL Financial. The firm also offers the Ms. Money Program, a specialized service track focused on women's financial education and empowerment. The company operates as a fiduciary, fee-based advisor affiliated with LPL Financial (the nation's largest independent broker/dealer) and partners with The Private Trust Company for trust services.
Differentiator
Problem solved
Functional benefit
Brands
- Ms. Money: A dedicated program and experience for women where financial decisions can be made in a welcoming environment, facilitating conversations, connections, and financial planning.
Products and services
- Fee-Only Financial Planning
- Investment Management
- Special Needs Planning
- Multi-Generational Planning
- Trust Planning Strategies
- Long-Term Care Planning
- Ms. Money Program
Quantifiable outcome
- 97% long-term client retention rate
Companies that use CapWealth
Customer profileNamed customers3 records
Segments4 records
Ideal customer profiles4 records
CapWealth technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature1 record
CapWealth partnerships and signals
Strategic signalPartnerships
Three partnerships are on record, tiered core.
- LPL FinancialcoreCapWealth is supported by LPL Financial, the nation's largest independent broker/dealer (as reported by Financial Planning magazine, June 1996-2020, based on total revenue). LPL provides technology, research, guidance, and oversight including daily research calls, regular publications, monthly Investment Committee meetings, and enhanced trading technology. CapWealth operates independently from any investment programs or managers under LPL's open architecture model.
- Private Advisor GroupcoreRegistered investment advisor affiliation providing advisory framework and fiduciary oversight. Investment advice offered through Private Advisor Group, a registered investment advisor. Securities offered through LPL Financial with advisory services through Private Advisor Group.
- The Private Trust Company, N.A. (PTC)corePTC is a wholly-owned indirect subsidiary of LPL Financial and manages trusts and family assets for high net worth clients. CapWealth works seamlessly with PTC to provide trust and estate planning support while continuing to manage investments. PTC serves as corporate fiduciary with duty of loyalty and care. PTC is regulated by the Office of the Comptroller of the Currency and audited by Deloitte & Touche LLP. PTC manages $130 billion in fiduciary assets and provides trust services in all 50 states.
Scale indicators1 record
Recent moves6 records
Expansion highlights5 records
CapWealth competitors and assessment
Company assessmentDirect peers
- Mercer Advisors: National RIA providing comprehensive financial planning, investment management, and estate/trust services to individuals and families. Comparable to CapWealth in fiduciary, planning-led RIA model with multi-generational planning emphasis.
- Buckingham Strategic Wealth: Mid-sized independent RIA providing fee-only financial planning and investment management to individuals, families, and business owners. Highly comparable to CapWealth in planning-led firm structure, fiduciary stance, and holistic service suite.
- Carson Wealth: Independent RIA offering financial planning, investment management, estate and tax planning through a holistic advisor model. Similar to CapWealth in mid-sized independent planning-led structure targeting HNW individuals and families.
Emerging players
- Facet Wealth: Technology-enabled financial planning firm offering flat-fee planning and investment management to affluent households. Comparable to CapWealth in planning-led RIA positioning, with a differentiated digital-delivery model for affluent clients.
Others
- Wilmington Trust: Wealth management and trust services firm where CapWealth's Ron Caputo previously worked. Comparable in trust administration, multi-generational planning, and HNW private banking services that complement CapWealth's advisory offering.
- PNC Wealth Management: Bank-affiliated wealth management arm where CapWealth's founders (Mark Caprarola, Michelle Nocito, Ron Caputo) previously worked. Comparable service offering (financial planning, investment management, trust services) to similar HNW client segments, though bank-affiliated rather than independent.
- Domini Capital: Independent investment management firm emphasizing values-based and ESG investing. Comparable to CapWealth's Ms. Money program's values-based investing approach and emphasis on purpose-driven wealth management.
Broad incumbents
- Hightower Advisors: National RIA platform built through advisor lift-outs providing comprehensive wealth management to HNW individuals and families. Comparable to CapWealth as a planning-led, fiduciary firm with multi-generational focus, but operates a multi-office partnership model.
- Mariner Wealth Advisors: National independent RIA platform providing financial planning, investment management, and trust services. Comparable to CapWealth in fiduciary, planning-led RIA model and trust partnerships, with similar multi-generational and estate planning offerings.
- Creative Planning: Large national RIA offering comprehensive financial planning, investment management, and estate/trust services to individuals and families. Comparable to CapWealth in service breadth (planning-led, fee-based, multi-generational) but operates at vastly larger scale across many states.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights7 records
Customer concentration
CapWealth social profiles
Digital presenceCapWealth financial estimates
Financial estimateRevenue estimate
Valuation estimate
CapWealth leadership team
Management profileNumber of profiles
CapWealth funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
CapWealth M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about CapWealth
What does CapWealth do?
CapWealth is an independent, fee-only wealth management firm providing financial planning, discretionary investment management, and specialized planning services including special needs, multi-generational, trust, and long-term care planning. Advice is delivered by a team of advisors under a fiduciary Standard of Care Program that uses a "huddle" methodology to coordinate counsel for each client.
Is CapWealth a public or private company?
CapWealth is a private company. It is classified as management employee owned and is currently operating.
When was CapWealth founded?
CapWealth was founded in -1. It employs 1 to 10 people.
Where is CapWealth based?
CapWealth is headquartered in Moorestown, United States, in the North America region.
How does CapWealth make money?
Three revenue lines are on record. Fee-Only Financial Planning is the primary driver. The others are investment Management and securities Services.
Who are CapWealth's main competitors?
Direct peers on record are Mercer Advisors, Buckingham Strategic Wealth and Carson Wealth. Facet Wealth is listed as an emerging player. Others are Wilmington Trust, PNC Wealth Management and Domini Capital. Broad incumbents are Hightower Advisors, Mariner Wealth Advisors and Creative Planning.
Does CapWealth have an API?
No public API is recorded for CapWealth.
What industry is CapWealth in?
CapWealth's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAB, Financial Planning–Led RIAs, with a secondary code of FSAAACAH, Family Wealth & Multi-Generational Planning RIAs (HNW/UHNW-lite). Its NAICS code is 523940 and its SIC code is 6282.