finReg AG

What finReg AG does

finReg AG is a Zurich-based Swiss Aktiengesellschaft (stock corporation) that provides regulatory compliance software and risk management services to financial service providers operating in Switzerland. The company focuses on the Internal Control System (IKS/ICS) requirements imposed by Swiss regulators (FINMA) on asset managers, trustees, and other financial intermediaries operating under FinSA/FinIA, AMLA, GwG, MiFID-II, and cross-border regimes. Its customer base spans an estimated 500-600 financial intermediaries across Switzerland, primarily asset managers, with secondary coverage of trustees, financial intermediaries with AML obligations, and FinTech companies.

The company's core technology is a web-based IKS/ICS software solution offering a dashboard for continuous monitoring of internal controls, automatic detection and blocking of inadmissible transactions, and pending task and breach monitoring until resolution. The product suite includes the core ICS/IKS platform, a Weisungswesen (instruction/guidance system) module kept current with regulatory updates, and an Investmentcontrolling module for investment oversight. Software is delivered on a subscription basis, supported by professional services spanning ad-hoc support, substitution support, and complete outsourcing of risk management and compliance functions. The platform is built in partnership with software provider evolute and is delivered to clients through partnerships with state-supervised audit firms AML Revisions AG and ASMA Asset Management Audit & Compliance SA.

finReg AG operates as a privately held, independent company headquartered at Hohlstrasse 560, 8048 Zurich, with no disclosed institutional investors, parent company, or funding rounds. The company has approximately 5 employees and distributes services through direct B2B sales engagement. Its go-to-market is relationship-based and consultative, with offerings ranging from subscription software to fully outsourced compliance functions. The company maintains a multi-language website (German, English, French) and publishes ongoing FINMA regulatory updates, indicating active domain engagement through 2025-2026.

Name

finReg AG

Legal name

finReg AG

Website

https://fin-reg.ch

Company type

Private

Founded year

2018

Operating status

Operating

Headcount range

1–10 employees

Short description

finReg AG is a Zurich-based Swiss company that provides web-based IKS/ICS compliance software and risk management services to approximately 500-600 Swiss financial intermediaries, primarily asset managers, trustees, and FinTech firms operating under Swiss financial regulations.

Ownership category

akta.pro rank

Product category

Regulatory Compliance Software

NAICS

Software Publishers (5132), Finance and Insurance (52)

SIC

Finance Services (6199)

akta.pro primary industry

Compliance Technology, GRC Platforms & Controls Automation Advisory (BPAHAFAO)

akta.pro secondary industries

Risk, Compliance & Controls for Embedded Finance (KYB/KYC/AML, Fraud, Disputes) (FSAGALAK), Fraud Risk & Financial Crime Controls Advisory (BPAKADAL)

Keywords

• Internal control system software
• Compliance management solutions
• Regulatory risk software
• Asset management compliance
• Fintech compliance platform

Headquarters

HQ city

Zurich

HQ country

Switzerland

HQ region

Europe

Offices1 record

Markets served

GTM type

B2B

Offering type

Software

Cost components

Personnel, Technology or R&D, Marketing or Sales, Operations

Revenue model

1. Software Subscription (IKS/ICS): Web-based IKS/ICS software solution providing compliance monitoring and internal control system management on subscription basis
2. Professional Services: Risk management and compliance consulting including ad-hoc support, substitution with support, and complete outsourcing of risk management and compliance functions.

Go-to-market motion1 record

Distribution channels1 record

Marketing channels3 records

Core offering

finReg AG sells an Internal Control System (ICS/IKS) software platform that helps Swiss regulated financial institutions (asset managers, trustees, fund managers, FinTechs) design, document, and operate their internal controls and regulatory compliance processes. Alongside the software, the firm provides risk management and compliance advisory services, supporting clients in implementing and maintaining FINMA-aligned control frameworks.

Product overview

finReg AG offers a unified compliance software platform centered on its ICS/IKS (Internal Control System) software, which provides active monitoring of regulatory controls via a dashboard. The platform includes a Weisungswesen (Instruction System) for guidelines management and Investmentcontrolling for investment oversight. These tools are offered alongside professional services for risk management & compliance, including ad-hoc support, substitution support, or complete outsourcing arrangements. The company focuses on Swiss financial regulatory compliance including FinSA/FinIA, AMLA, and MiFID-II requirements.

Differentiator

Problem solved

Functional benefit

Products and services

• ICS/IKS Software Platform

Segments4 records

Ideal customer profiles1 record

Technology focussed Yes

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature2 records

Partnerships

Three partnerships are on record, tiered supporting and core.

• evolutesupportingTechnology or IntegrationSoftware partnership providing the technical platform for finReg's compliance solutions. evolute provides software infrastructure supporting the IKS/ICS web solution offered to clients.
• AML Revisions AGcoreImplementation/ SI/ Consulting PartnerAuditing services partner providing compliance and audit services for financial intermediaries. State-supervised audit company accredited for financial market audits. Part of network covering approximately 500 financial intermediaries in Switzerland.
• ASMA Asset Management Audit & Compliance SAcoreImplementation/ SI/ Consulting PartnerAuditing services partner providing audit services for asset managers in accordance with CISA (Collective Investments Schemes Act). State-supervised audit company accredited for financial market audits. Part of network covering approximately 500-600 financial intermediaries in Switzerland.

Scale indicators3 records

Recent moves6 records

Expansion highlights5 records

Regional players

• GFT Technologies: European-headquartered IT and RegTech provider with Swiss presence serving banks and asset managers on digital and compliance initiatives. Comparable technology-enabled compliance offerings, though broader geographic and sector footprint.
• Swisscom Trust Services: Swiss-domiciled trust and digital identity/compliance services arm of Swisscom, serving financial intermediaries with regulated digital services. Adjacent rather than directly overlapping, but shares the Swiss-regulated-finance customer base.

Direct peers

• NetGuardians: Swiss RegTech vendor providing AML, fraud, and compliance analytics software to banks and financial intermediaries. Most directly comparable peer — same Swiss base, same regulated-financial-intermediary target customers, similar SaaS-plus-services delivery model.

Broad incumbents

• Avaloq: Swiss-headquartered (now NTT Data) banking and wealth management platform serving Swiss private banks and asset managers with core banking, portfolio management, and increasingly compliance/regulatory modules. Overlaps with finReg in serving the same Swiss intermediary market with software, but at much larger scale and broader scope.
• CREALOGIX: Swiss digital banking and compliance software provider (now part of security-discovery ecosystem) with digital onboarding, regulatory reporting, and wealth management modules used by Swiss financial institutions. Comparable customer base and adjacent compliance functionality.
• EY Switzerland: Big Four firm with a dedicated Swiss financial services risk and compliance practice. Competes directly for compliance outsourcing mandates and ICS/control framework advisory that finReg also targets.
• Deloitte Switzerland: Big Four advisory firm offering risk, regulatory, and compliance services to Swiss financial intermediaries. Overlaps with finReg on the advisory/outsourcing side and increasingly on regulatory technology enablement.
• Finnova: Swiss banking software vendor providing core banking and compliance functionality to Swiss regional and private banks. Overlaps with finReg on Swiss regulatory compliance technology for financial intermediaries, but targets a different (banking) tier.
• PwC Switzerland: Big Four firm providing risk, compliance, and regulatory advisory to Swiss banks, asset managers, and FinTechs. Comparable on the consulting/outsourcing side of finReg's offering, though typically serving larger institutions.
• KPMG Switzerland: Big Four advisory firm with a substantial Swiss financial services compliance, risk, and audit practice. Competes with finReg's professional services arm for compliance outsourcing and risk advisory engagements from Swiss asset managers and trustees.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat5 records

Key risks5 records

Key highlights5 records

Customer concentration

• LinkedInlinkedin.com/company/finreg-ag

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about finReg AG