SEC ZIM
SEC ZIM is Zimbabwe's statutory securities regulator, licensing and supervising securities market intermediaries, enforcing AML/CFT/CPF compliance, and delivering investor education through digital platforms like InvestWise and Capital Market Tutor.
- Company typePrivate
- Founded-
- HeadquartersHarare, Zimbabwe
- Headcount11–50
- GTM typeB2B
- OfferingServices
What SEC ZIM does
The Securities and Exchange Commission of Zimbabwe (SEC ZIM or SECZ) is the statutory regulator of Zimbabwe's securities industry, established under the Securities and Exchange Act [Chapter 24:25] and headquartered at 2 Hendrikz Way, Avondale, Harare. It licenses and supervises securities market intermediaries including securities dealers, investment managers, investment advisors, transfer secretaries, custodians, collective investment schemes, and securities trustees, and is the designated Competent Supervisory Authority for the securities sector under the Money Laundering and Proceeds of Crime Act. The Commission's mandate covers investor protection, AML/CFT/CPF enforcement, market integrity, and financial literacy, with international alignment to FATF recommendations and UN Security Council Resolutions.
SEC ZIM operates a set of digital platforms rather than commercial products: a Licensing Portal (portal.seczim.co.zw) for intermediary registration, InvestWise (investwise.co.zw) for investor education, a Capital Market Tutor (seczim.edesk.co.zw) for self-directed learning, a Complaints & Whistleblower Portal, and an Innovation Hub Form for fintech regulatory engagement. It distributes investor education through its website, social media (Facebook, X/Twitter, YouTube, LinkedIn, Instagram, TikTok), weekly newspaper columns, webinars co-hosted with PRI and IPF, and outreach programs including Global Money Week activities and university tours.
As a government regulatory commission, SEC ZIM does not generate commercial revenue. It is funded through statutory levies on regulated entities and government allocation, and reports to the Ministry of Finance and Economic Development. Governance is provided by a Board and managed through an Acting Chief Executive Officer; senior functional roles include Head of Investor Education and Supervision and Licensing Officers who participate in ESAAMLG regional initiatives.
SEC ZIM firmographics
Firmographics- Name
- SEC ZIM
- Legal name
- Securities and Exchange Commission of Zimbabwe
- Website
- https://seczim.co.zw
- Company type
- Private
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- SEC ZIM is Zimbabwe's statutory securities regulator, licensing and supervising securities market intermediaries, enforcing AML/CFT/CPF compliance, and delivering investor education through digital platforms like InvestWise and Capital Market Tutor.
- Ownership category
- akta.pro rank
SEC ZIM industry classification
Industry- Product category
- Securities Regulation
- akta.pro primary industry
- Financial Services Regulators (Banking, Securities, Insurance) (BPAIAOAK)
- akta.pro secondary industry
- Financial Crime Compliance (AML/KYC/Sanctions) (EDABADAD)
Keywords
Where SEC ZIM is headquartered
LocationHeadquarters
- HQ city
- Harare
- HQ country
- Zimbabwe
- HQ region
- Africa
Offices1 record
Markets served
SEC ZIM business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Others
Marketing channels6 records
SEC ZIM product offering
Product offeringCore offering
The Securities and Exchange Commission of Zimbabwe (SECZim) is a statutory government regulatory body that oversees Zimbabwe's securities industry. It licenses and supervises securities market intermediaries (dealers, investment managers, custodians, collective investment schemes, transfer secretaries, trustees), enforces securities laws, conducts AML/CFT/CPF supervision, and runs investor education initiatives including the InvestWise platform and Capital Market Tutor.
Product overview
SEC ZIM operates as Zimbabwe's securities and exchange regulator, providing a suite of regulatory services rather than commercial products. The organization offers investor-facing digital platforms including InvestWise for financial literacy, a Licensing Portal for securities market intermediary registrations, and a Capital Market Tutor for educational purposes. Additional services include a Complaints & Whistleblower Portal and an Innovation Hub Form for regulatory engagement with new financial technologies.
Differentiator
Problem solved
Functional benefit
Products and services
- Licensing Portal Online portal for securities market intermediary licensing applications and registration processing for entities operating in Zimbabwe's capital markets.
- InvestWise Platform Financial literacy and investor education platform providing resources for capital market participants and the general public in Zimbabwe.
- Capital Market Tutor Online educational resource for learning about capital markets and securities investing, targeted at students and the general public.
- Complaints and Whistleblower Portal Platform for filing complaints and reporting securities market violations and misconduct to the Commission.
- Innovation Hub Form Form for submitting innovative financial products and technologies for regulatory review and engagement with the Commission.
Companies that use SEC ZIM
Customer profileSegments2 records
Ideal customer profiles2 records
SEC ZIM technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
SEC ZIM partnerships and signals
Strategic signalPartnerships
Nine partnerships are on record, tiered core.
- Principles for Responsible Investment (PRI)coreInternational partnership for responsible investment education. Co-hosted webinar series on responsible investing including topics on Environmental, Social and Governance (ESG) investing and The Inevitable Policy Response.
- Ministry of Finance and Economic Development (MOFED)coreGovernment ministry providing policy direction and oversight for SEC ZIM's regulatory operations within Zimbabwe's financial sector framework.
- Reserve Bank of Zimbabwe (RBZ)coreCentral bank collaboration for financial sector coordination, particularly in AML/CFT enforcement and broader financial stability initiatives. Partnered during Global Money Week activities.
- Insurance and Pensions Commission (IPEC)coreRegulatory partner for cross-sector financial literacy programs and investor protection initiatives. Collaborated during Global Money Week activities.
- Zimbabwe Stock Exchange (ZSE)corePrimary exchange partner for capital markets oversight. Participated in Global Money Week activities and investor education initiatives.
- Financial Securities Exchange (FINSEC)coreAlternative securities exchange operating under SEC ZIM regulation, expanding capital market access in Zimbabwe.
- Investor Protection FundcoreCollaborated on responsible investing webinar series and investor protection initiatives. Co-hosted educational webinars with Principles for Responsible Investment (PRI).
- Chengetedzai Depository CompanycoreCentral securities depository providing custody and settlement infrastructure for Zimbabwe's capital markets under SEC ZIM oversight.
- Securities Market Intermediaries (Licensed Entities)coreOver 100 licensed entities including ZB Transfer Secretaries, Custodial and Trustee services, Alpha Asset Management, Datvest, Kreston Zimbabwe, and others collaborating on nationwide financial literacy outreach programs.
Recent moves6 records
Expansion highlights5 records
SEC ZIM competitors and assessment
Company assessmentDirect peers
- Capital Markets Authority (CMA), Kenya: Statutory regulator of Kenya's capital markets with responsibility for licensing market intermediaries, supervising exchanges, and investor education. Functions as a regional benchmark for East African capital markets supervision.
- Securities and Exchange Commission (SEC), Nigeria: Nigeria's national securities regulator with a mandate to license intermediaries, enforce securities laws, and develop the capital market. Direct functional peer in terms of licensing, supervision, and investor protection activities.
- Financial Sector Conduct Authority (FSCA), South Africa: South Africa's integrated financial sector regulator overseeing securities, market infrastructure, and conduct. Closest direct counterpart to SEC ZIM within Africa, with a comparable mandate over exchanges, broker-dealers, and collective investment schemes, and a similarly multi-channel investor education footprint.
Regional players
- Botswana Financial Services Regulatory Authority: SADC-region integrated financial regulator with securities market oversight. Regional peer operating in a similarly small southern African market, providing a comparable model for non-bank financial supervision.
Broad incumbents
- Securities and Exchange Commission (SEC), United States: Global benchmark for securities market regulation with analogous functions in intermediary registration, AML/FinCEN coordination, enforcement, and investor education. Provides the template many African regulators, including SEC ZIM, anchor their frameworks to.
- Financial Conduct Authority (FCA), United Kingdom: Integrated conduct and prudential regulator with securities supervision, AML/CTF oversight, and consumer/investor education functions. Relevant as a benchmark for conduct-of-business supervision and AML risk-based supervision models.
Others
- International Organization of Securities Commissions (IOSCO): Global body of securities regulators that sets international standards and conducts peer reviews. SEC ZIM aligns its frameworks to IOSCO principles and FATF recommendations, making IOSCO an institutional counterpart for standards-setting and cross-border cooperation.
- Reserve Bank of Zimbabwe (RBZ): Central bank and primary financial-sector counterpart for SEC ZIM, coordinating on AML/CFT enforcement and broader financial stability. Listed as a core strategic partner and frequent collaborator on investor education initiatives.
Emerging players
- Capital Markets and Securities Authority (CMSA), Tanzania: Tanzania's capital markets regulator overseeing intermediaries, exchanges, and collective investment schemes. East African peer with comparable scope and a similar emerging-market operating context.
- Securities and Exchange Commission (SEC), Ghana: Ghana's securities regulator with a mandate to regulate and promote the development of Ghana's capital market. Comparable in scope but operates in a smaller West African market with similar emerging-market constraints.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat3 records
Key risks6 records
Key highlights6 records
Customer concentration
SEC ZIM social profiles
Digital presenceSEC ZIM financial estimates
Financial estimateRevenue estimate
Valuation estimate
SEC ZIM leadership team
Management profileNumber of profiles
Profiles3 records
SEC ZIM funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
SEC ZIM M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about SEC ZIM
What does SEC ZIM do?
The Securities and Exchange Commission of Zimbabwe (SECZim) is a statutory government regulatory body that oversees Zimbabwe's securities industry. It licenses and supervises securities market intermediaries (dealers, investment managers, custodians, collective investment schemes, transfer secretaries, trustees), enforces securities laws, conducts AML/CFT/CPF supervision, and runs investor education initiatives including the InvestWise platform and Capital Market Tutor.
Is SEC ZIM a public or private company?
SEC ZIM is a private company. It is classified as state government owned and is currently operating.
When was SEC ZIM founded?
SEC ZIM was founded in -1. It employs 11 to 50 people.
Where is SEC ZIM based?
SEC ZIM is headquartered in Harare, Zimbabwe, in the Africa region.
Who are SEC ZIM's main competitors?
Direct peers on record are Capital Markets Authority (CMA), Kenya, Securities and Exchange Commission (SEC), Nigeria and Financial Sector Conduct Authority (FSCA), South Africa. Botswana Financial Services Regulatory Authority is listed as a regional player. Broad incumbents are Securities and Exchange Commission (SEC), United States and Financial Conduct Authority (FCA), United Kingdom. Others are International Organization of Securities Commissions (IOSCO) and Reserve Bank of Zimbabwe (RBZ). Emerging players are Capital Markets and Securities Authority (CMSA), Tanzania and Securities and Exchange Commission (SEC), Ghana.
Does SEC ZIM have an API?
No public API is recorded for SEC ZIM.
What industry is SEC ZIM in?
SEC ZIM's product category is Securities Regulation. Its primary akta.pro industry code is BPAIAOAK, Financial Services Regulators (Banking, Securities, Insurance), with a secondary code of EDABADAD, Financial Crime Compliance (AML/KYC/Sanctions).