Name

Assureg

Legal name

Assureg (a division of Nelson Mullins Riley & Scarborough, LLP)

Website

https://assureg.com

Company type

Private

Founded year

2022

Operating status

Operating

Headcount range

1–10 employees

Ownership category

akta.pro rank

Product category

Regulatory Compliance Consulting

akta.pro primary industry

Audit & Assurance Services (BPAHABAA)

Keywords

• Regulatory compliance consulting
• Financial services advisory
• Fintech compliance services
• Banking regulatory advisory
• Risk management consulting

Headquarters

HQ city

Atlanta

HQ country

United States

HQ region

North America

Offices4 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure

Revenue model

1. Regulatory Compliance Consulting: Professional services revenue generated through bespoke compliance consulting engagements for financial institutions, FinTech companies, banks, and other regulated entities. Services include regulatory compliance advisory, business planning, risk assessments, enterprise risk management, regulatory examinations, supervision and enforcement response, fair and responsible banking guidance, licensing, vendor management, complaint management, BSA/AML/OFAC/KYC compliance, transactional projects, M&A due diligence, training, ADA compliance, HIPAA compliance, and white collar and government investigations support.
2. Volume-Based Compliance Services: High-volume compliance projects including monitoring and testing, audit result reviews, BSA/AML red flag clearance, and overflow support when clients experience growth or reduced human capital.

Go-to-market motion1 record

Distribution channels1 record

Marketing channels6 records

Core offering

Assureg is a regulatory and compliance consulting division of Nelson Mullins Riley & Scarborough LLP that provides attorney-driven compliance and regulatory advisory services to financial institutions, FinTech companies, banks, and other regulated entities. The firm delivers tailored, bespoke compliance solutions across nine service lines covering outsourced CCO support, vendor management, compliance program development, risk assessments, fair lending, regulatory examinations, FinTech partnerships, volume-based compliance, and data privacy/cybersecurity. Services are delivered under attorney-client privilege protection with practical, actionable advice on competitive, flexible pricing.

Product overview

Assureg is a regulatory and compliance consulting division of Nelson Mullins Riley & Scarborough LLP, offering a comprehensive suite of compliance advisory services. Rather than a unified software platform, the offering consists of nine distinct consulting service lines: Outsourced Compliance Services and CCO Support, Vendor Management Assessments, Examinations and Support, Compliance Management System/Policies and Procedure Development, Risk Assessments and Proactive Compliance, Data Analysis and Fair Lending, Examinations/Corrective Action and Remediation Programs, FinTech Partnerships, Volume-Based Compliance and Compliance Overflow, and Data Privacy and Cybersecurity. These services are attorney-driven and provide practical, actionable advice with attorney-client privilege protection.

Differentiator

Problem solved

Functional benefit

Products and services

• Outsourced Compliance Services and CCO Support Outsourced compliance solutions for depositories and FinTechs that are building compliance programs, experiencing growth and high demand, or strengthening existing programs. Designed for banks and FinTechs that need external Chief Compliance Officer support or supplemental compliance capacity.
• Vendor Management Assessments, Exams, and Support Scalable solutions which enhance management and oversight of third-party risk management relationships, program builds, assistance with due diligence, or exam preparedness. Aimed at financial institutions managing third-party vendor relationships and regulatory examination readiness.
• Compliance Management System, Policies, and Procedure Development Comprehensive solutions for CMS review, development, and enhancement, including policies, procedures, complaints programs, internal audit, and training programs. Built for financial institutions and FinTech companies building or overhauling their compliance management systems.
• Risk Assessments, Obligation Inventories, and Proactive Compliance Solutions for performing a wide range of risk assessments on business lines or enterprise-wide, including assistance with risk factor implementation and application, and targeted reviews of existing processes. Targeted at financial institutions seeking to identify and mitigate compliance risks.
• Data Analysis and Fair Lending Assistance with Fair Lending and Community Reinvestment Act challenges using data analytics and testing, including supervision, enforcement, and Fair Lending program builds or gap assessments. Targeted at banks and lenders facing fair lending, CRA, or HMDA compliance challenges.
• Examinations, Corrective Action, and Remediation Programs Management and support through all prudential and state regulatory examinations, also serving as a regulatory liaison, preparing responses and assisting in corrective action and remediation efforts. Built for financial institutions navigating regulatory examinations, supervisory letters, or enforcement actions.
• FinTech Partnerships Solutions on both sides of the transaction that help bring financial services companies and FinTech companies together to establish partnerships and assist with building out products and services. Designed for banks and FinTechs structuring bank-FinTech partnerships and BaaS relationships.
• Volume-Based Compliance and Compliance Overflow High-volume projects involving monitoring and testing, reviews of audit results, BSA/AML red flag clearance, and support when clients are experiencing growth or a reduction in human capital. Designed for clients experiencing spikes in compliance workload or temporarily reduced compliance staffing.
• Data Privacy and Cybersecurity Assistance with data privacy and cybersecurity audits, policies and procedures, privacy by design, breach preparedness, and breach response services. Built for financial institutions and FinTechs addressing data privacy regulations (including HIPAA, ADA) and cybersecurity expectations from regulators.

Named customers3 records

Segments5 records

Ideal customer profiles5 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

Six partnerships are on record, tiered core and minor.

• Nelson Mullins Riley & Scarborough LLPcoreStrategic or Co-development Partner · 11 January 2022Assureg is a division of Nelson Mullins Riley & Scarborough LLP. The firm complements traditional legal services with attorney-driven compliance and regulatory advisory services. Nelson Mullins is an Am Law 100 firm established in 1897 with more than 930 attorneys and government relations professionals.
• Green Check VerifiedcoreStrategic or Co-development PartnerGreen Check brings together leaders in banking, compliance, and technology to enable financial institutions to safely serve the legal cannabis industry. Assureg team members speak at Green Check's Cannabis Banking Bootcamp and joint webinars on cannabis banking compliance.
• Miami Dade CollegecoreStrategic or Co-development PartnerNelson Mullins and Miami Dade College co-presented the inaugural Women in FinTech (WinFin) Conference in March 2022. The conference featured panels of nationally recognized thought leaders sharing insights on FinTech's global development.
• Stanford Law SchoolminorStrategic or Co-development PartnerNelson Mullins assisted Stride Funding and Flywheel Fund in developing an innovative pilot fellowship program with Stanford Law School that seeks to reduce the burden of student debt on attorney career choice while empowering more law students to pursue public interest careers.
• Stride FundingminorStrategic or Co-development PartnerStride Funding is a leading innovator in higher education funding and served as program administrator and manager for the Stanford Law School Flywheel Fellowship pilot program developed with Nelson Mullins assistance.
• Flywheel FundminorStrategic or Co-development PartnerFlywheel Fund for Career Choice is a nonprofit created to seek innovative solutions to America's student loan crisis. The fund launched a pilot fellowship program with Stanford Law School, developed with Nelson Mullins assistance.

Scale indicators2 records

Recent moves1 record

Expansion highlights5 records

Broad incumbents

• PwC (Financial Services Risk & Regulatory): Big 4 firm with a large financial services regulatory consulting practice covering risk, compliance, AML, and FinTech. Broader scope than Assureg with global delivery, but overlaps significantly on bank/FinTech compliance mandates.
• Guidehouse: Specialized professional services firm (spun from PwC) with deep financial services risk and regulatory practice. Directly comparable on bank and FinTech compliance mandates, with comparable boutique-style senior engagement model.
• EY (Financial Services Risk, Regulatory & Compliance): Big 4 firm with established financial services compliance and regulatory consulting practices. Competes for similar BSA/AML, fair lending, regulatory exam, and FinTech partnership work as Assureg, with broader technology and managed services capabilities.
• Deloitte (Risk & Financial Advisory): Big 4 advisory practice with a deep financial services regulatory compliance consulting arm. Competes on enterprise risk, regulatory compliance, BSA/AML, and FinTech advisory mandates, with broader scale and technology-enabled offerings than Assureg.
• Accenture Federal Services / Accenture Finance & Risk: Global consulting firm with a large financial services risk and regulatory practice. Competes on large-scale compliance transformations, risk assessments, and regulatory remediation programs, with broader technology integration than Assureg.
• KPMG (Financial Services Risk & Regulatory): Big 4 advisory practice offering regulatory compliance, risk management, and FinTech advisory services to financial institutions. Overlaps with Assureg on enterprise risk, regulatory exam support, and FinTech partnership work, though at greater scale.

Direct peers

• Promontory Financial Group (an IBM company): IBM-owned regulatory compliance and risk management consultancy serving banks and financial institutions. Direct competitor in financial services compliance advisory, with comparable practice areas around BSA/AML, fair lending, regulatory examinations, and enterprise risk management.
• Mariner Compliance: Boutique compliance consulting firm serving community banks, credit unions, and FinTechs with BSA/AML, fair lending, and outsourced compliance officer services. Closely comparable in scale, service mix, and customer profile to Assureg.
• Buckley LLP: Financial services law firm specializing in regulatory, enforcement, and compliance matters for banks, FinTechs, and consumer finance companies. Competes with Assureg in the attorney-led regulatory advisory niche, particularly on enforcement defense and examination support.
• CrossCheck Compliance: Specialist compliance consulting firm focused exclusively on banks, FinTechs, and mortgage companies. Direct peer given nearly identical service offering — outsourced CCO support, BSA/AML, fair lending, regulatory exam support, and FinTech partnership structuring.

Market position

Strengths4 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights7 records

Customer concentration

• Xx.com/Assureg1
• LinkedInlinkedin.com/company/assureg1

Revenue estimate

Valuation estimate

Number of profiles

Profiles8 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Assureg