Calton Investments Inc.

Name

Calton Investments Inc.

Legal name

Your Business

Website

https://caltoninvestments.com

Company type

Private

Operating status

Operating

Headcount range

1–10 employees

Ownership category

akta.pro rank

Product category

Financial Advisory and Wealth Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Institutional Consultants & Fiduciary Management (Investment Consulting) (FSAAAGAJ)

Keywords

• Financial advisory services
• Investment brokerage
• Financial planning services
• Insurance products
• Wealth management

Headquarters

HQ city

Boerne

HQ country

United States

HQ region

North America

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D

Core offering

Calton Investments Inc. provides brokerage, investment advisory, insurance, and financial planning services for individuals and businesses. The firm operates as a financial advisory practice (doing business as Calton & Associates) and is associated with the Evergreen program, which supports new financial advisers through qualification to CAS status and pathways to employed or self-employed roles in financial services. The company's main website is in a 'Launching Soon' pre-launch state, with formal product rollout pending.

Product overview

Calton Investments Inc. is a financial advisory firm in pre-launch status. The company is associated with Calton & Associates, a financial advisory practice, and is led by CEO Tom Ham. An initiative called Evergreen was launched to provide support for new advisers through qualification to CAS status and securing employed or self-employed roles. The primary website (caltoninvestments.com) displays a 'Launching Soon' placeholder, indicating the company's core product/service offering has not yet been publicly launched.

Differentiator

Problem solved

Functional benefit

Products and services

• Brokerage Services Brokerage services offered to individuals and businesses for executing securities transactions through the firm.
• Investment Advisory Services Investment advisory services providing personalized investment guidance and portfolio recommendations for individuals and businesses.
• Insurance Services Insurance product distribution and advisory services for individuals and businesses.
• Financial Planning Services Financial planning services encompassing holistic wealth, retirement, and personal financial strategy for individuals and businesses.

Segments1 record

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• Evergreen (co-founded by Hayley Rabbets and Tom Ham)coreStrategic or Co-development Partner · 13 April 2026Evergreen is a platform launched by Hayley Rabbets and Calton CEO Tom Ham that provides support for new financial advisers through qualification to CAS status and securing employed or self-employed roles. The initiative addresses gaps in existing adviser development offerings that often lose coherence after an initial strong start.

Recent moves3 records

Expansion highlights4 records

Direct peers

• LPL Financial: LPL Financial is the largest independent broker-dealer in the U.S., providing custody, compliance, technology, and practice management to thousands of independent financial advisers. It is directly comparable to Calton because both serve independent advisers offering brokerage and investment advisory services to individuals and small businesses.
• Commonwealth Financial Network: Commonwealth is an independent broker-dealer/RIA supporting a national network of financial advisers who serve retail clients with brokerage, advisory, and planning services. Closely comparable to Calton's planned independent adviser model.
• Cambridge Investment Research: Cambridge Investment Research is a privately held independent broker-dealer serving thousands of advisers with brokerage, advisory, and insurance capabilities. Comparable to Calton as a privately owned platform supporting independent retail-focused advisers.
• Cetera Financial Group: Cetera is a major independent broker-dealer and RIA platform serving independent financial advisers with brokerage, advisory, insurance, and planning support. Like Calton, it targets individuals and small businesses through affiliated adviser practices.

Broad incumbents

• Edward Jones: Edward Jones is a large retail-focused brokerage and advisory firm with a national branch adviser model serving individuals and small businesses. Highly comparable in target client segment and service set to Calton's stated offering.
• Ameriprise Financial: Ameriprise is a diversified financial services company offering brokerage, investment advisory, insurance, and financial planning through thousands of affiliated advisers. Comparable to Calton's service mix, though operating at incumbent scale.
• Charles Schwab: Charles Schwab is a leading brokerage and investment advisory platform serving both retail investors and independent advisers. Comparable to Calton in the brokerage and advisory categories, though at vastly greater scale and with proprietary technology.
• Northwestern Mutual: Northwestern Mutual is a large established financial services firm combining investment advisory, brokerage, and insurance under one adviser model for individuals and businesses. Comparable to Calton's planned multi-line offering, but at much greater scale and with a captive adviser force.
• Raymond James Financial: Raymond James operates a large independent broker-dealer and advisory network serving individuals and businesses with full-service financial planning. Comparable to Calton's planned model, but as a major incumbent platform.

Others

• Bankers Life: Bankers Life (a CNO Financial Group company) specializes in insurance, annuities, and retirement-focused financial services for middle-income Americans. Relevant as the prior employer of Calton VP Travis Braulick and as a comparable retail insurance/financial services distribution model.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat2 records

Key risks5 records

Key highlights5 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Calton Investments Inc.