What ActiveComply does

ActiveComply is a private RegTech SaaS company headquartered in Orlando, Florida, providing advertising compliance monitoring and oversight software to regulated financial services firms. Founded around 2015–2018 (firmographic data shows 2018; company materials reference "more than ten years of compliance technology development"), the platform addresses the regulatory exposure created by distributed field forces—loan officers, financial advisors, and insurance agents—who publish content across social media, personal websites, and marketing collateral. ActiveComply serves more than 50 enterprise financial institutions across mortgage (American Pacific Mortgage, NOVA Home Loans, FBC Mortgage, Atlantic Bay Mortgage, Lennar, CMG Financial, SWBC, PRMG, Cornerstone Home Lending, Luminate Home Lending, Annie Mac Home Lending, PRMI), credit unions (LMCU), wealth management, and insurance verticals.

The company's product suite consists of four core modules—ActiveComply Social (multi-platform social media monitoring across 10 networks including Facebook, Instagram, X/Twitter, LinkedIn, YouTube, TikTok, Vimeo, Yelp, Zillow, and Alignable), ActiveComply Pre-Review (AI-powered marketing content scanning against federal, state, and custom rules), ActiveComply Web (website and ADA compliance scanning with OCR), and ActiveComply Inspect (remote branch inspection workflows with WORM-compliant archiving)—plus a Managed Services overlay providing human compliance oversight. The platform combines proprietary machine learning (regulatory logo detection with claimed ~100% accuracy, NMLS license verification, OCR image scanning), natural language processing (state-by-state advertising rules engine), generative AI for video transcription and summarization, and a unified WORM-compliant audit trail designed to meet regulator immutability standards.

ActiveComply monetizes through enterprise SaaS subscriptions priced via a consultative "Request a Demo" sales motion targeting mid-to-large regulated institutions, supplemented by managed services revenue. Distribution is exclusively direct; the company leverages GTM partnerships with industry trade associations (MBA, Lenders One, TMC as Preferred Partner, ACUMA, CHLA) and adjacent vendors (ACA Group, ACES Quality Management, Richey May & Co. with Domo BI integration) for referral demand. In September 2025, ActiveComply received a growth investment from Level Equity and appointed Asif Alam as CEO to drive product innovation and expansion. The company remains privately held.

Name

ActiveComply

Legal name

ActiveComply

Website

https://activecomply.com

Company type

Private

Founded year

2015

Operating status

Operating

Headcount range

1–10 employees

Short description

ActiveComply is a RegTech SaaS platform providing social media monitoring, AI-powered marketing content review, website compliance scanning, and remote inspection workflows to mortgage lenders, banks, credit unions, and wealth and insurance firms.

Ownership category

akta.pro rank

Headquarters

HQ city

Orlando

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2B

Offering type

Software

Cost components

Technology or R&D, Personnel, Marketing or Sales, Operations, Infrastructure

Revenue model

1. SaaS Platform Subscription: ActiveComply operates as a cloud-based SaaS platform with a subscription model. The platform is sold as an all-in-one compliance suite covering social media monitoring, website compliance, remote workspace verification, and marketing content approval. Pricing is organization-level or module-level, likely tiered by team size, number of monitored profiles, or inspection volume. The 'Managed Services' product adds full-service compliance oversight as an add-on layer. Independent analysis cited indicates compliance reviews run 7x faster than manual processes, supporting premium pricing over manual alternatives.
2. Managed Services: ActiveComply offers managed services as a separate product layer where their team of compliance professionals handles daily monitoring, outreach, and advertising reviews within ActiveComply Social and ActiveComply Web. Available at varying levels of support from temporary backup to full compliance extension, this extends the core subscription with professional services revenue.

Go-to-market motion2 records

Distribution channels1 record

Marketing channels8 records

Core offering

ActiveComply provides a cloud-based RegTech SaaS platform that automates advertising compliance, social media monitoring, website governance, and remote inspection workflows for U.S. regulated financial institutions. The platform combines AI-powered content review, machine learning–based regulatory logo and disclosure detection, WORM-compliant archiving, and NMLS Consumer Access integration to help mortgage lenders, banks, credit unions, wealth management firms, and insurance carriers monitor field officer activity and produce exam-ready audit trails.

Product overview

ActiveComply is a RegTech compliance management platform purpose-built for regulated financial institutions, combining five products in a unified cloud-based system. The core suite includes ActiveComply Social (social media monitoring across 10 platforms), ActiveComply Pre-Review (AI-powered marketing content review), ActiveComply Web (website compliance monitoring), and ActiveComply Inspect (remote inspection workflows). Managed Services extends the platform with expert human oversight. The platform automates compliance workflows including account discovery, real-time violation flagging, AI-powered ad review, website governance, and WORM-compliant recordkeeping for regulatory exams.

Differentiator

Problem solved

Functional benefit

Brands

• ActiveComply Social: Social media compliance oversight platform that automatically monitors, flags, and remediates social media compliance issues across organization advertising and field officer activities.
• ActiveComply Pre-Review
• ActiveComply Inspect
• ActiveComply Web
• Managed Services

Products and services

• ActiveComply Social Social media compliance oversight platform for regulated financial institutions that automatically monitors, flags, and remediates social media compliance issues across an organization's advertising and field officer activities. Scans post text, images, video, and profile-level data across 10 social media platforms including Facebook, Instagram, Twitter/X, LinkedIn, YouTube, TikTok, Vimeo, Yelp, Zillow, and Alignable, and uses NMLS Consumer Access data to auto-discover loan officer profiles.
• ActiveComply Pre-Review AI-powered compliance review solution for marketing teams and compliance officers at regulated financial institutions. Scans flyers, brochures, emails, and loan officer materials (PDF, JPEG, PNG, DOCX, PPT) against federal, state, and custom advertising rules in seconds, flagging violations, missing disclosures, and brand inconsistencies with pass/fail scoring, remediation steps, and a timestamped audit trail.
• ActiveComply Web Website compliance monitoring platform for regulated financial institutions that monitors every corporate and employee website for marketing compliance, missing disclosures, branding violations, ADA accessibility issues, and SEO performance. Includes discovery of rogue pages, periodic scans, custom rule creation, OCR image scanning, outbound link isolation, and SEO scoring via Google Lighthouse integration.
• ActiveComply Inspect Online inspection workflow platform for branch, workstation, and event inspections at regulated financial institutions. Provides standardized configurable checklists supporting FINRA Rule 3110, CFPB exam protocols, state mortgage examination requirements, and NCUA guidance, with deficiency tracking routed to resolution and WORM-compliant automated archiving of all inspection records searchable by employee, location, type, date, and status.
• Managed Services Expert human compliance oversight service that offloads daily monitoring, outreach, and advertising reviews within ActiveComply Social and ActiveComply Web for regulated financial institutions. Available at varying support levels from temporary backup to full compliance team extension, provided by ActiveComply's team of compliance professionals.

Quantifiable outcome

• Compliance reviews run 7x faster than manual processes
• +3 more outcomes

Named customers13 records

Segments8 records

Ideal customer profiles4 records

Technology focussed Yes

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Integration2 records

AI capability9 records

Feature10 records

Partnerships

Eight partnerships are on record, tiered core and supporting.

• ACA Group (ACA Global)coreStrategic or Co-development PartnerACA Group is a leading private consultancy and technology company specializing in GRC solutions for the global wealth management and securities services industry. ACA combines regulatory advisory expertise with cutting-edge technology. ActiveComply is listed as a Strategic Partner of ACA Group.
• ACES Quality ManagementsupportingTechnology or IntegrationACES Quality Management is the leading provider of enterprise quality management and control software for the financial services industry. Their ACES Quality Management & Control Software is used by prominent lenders, servicers, and financial institutions to improve audit throughput and quality.
• ACUMA | American Credit Union Mortgage AssociationsupportingGTM or Marketing PartnerACUMA is the only national trade association dedicated exclusively to the credit union mortgage professional. It provides education, networking, and peer collaboration opportunities for credit unions in mortgage lending. ActiveComply is an Affiliation Partner.
• CHLA | Community Home Lenders of AmericasupportingGTM or Marketing PartnerCHLA is a national non-profit association of small and mid-sized community-based mortgage lenders that promotes federal mortgage programs and fair treatment of community lenders.
• Lenders One | L1 Mortgage CooperativesupportingGTM or Marketing PartnerLenders One is a mortgage cooperative that helps independent mortgage bankers, banks, and credit unions operate competitively. It provides resources and expertise to help members operate at maximum efficiency regardless of market cycle. ActiveComply is an Affiliation Partner.
• MBA | Mortgage Bankers AssociationsupportingGTM or Marketing PartnerMBA is a national association representing the real estate finance industry, working to ensure continued strength of residential and commercial real estate markets, expand homeownership, and promote fair and ethical lending practices. ActiveComply is a member and partner.
• TMC | The Mortgage CollaborativesupportingGTM or Marketing PartnerThe Mortgage Collaborative is an independent cooperative network in the mortgage industry with 200+ lender members. ActiveComply holds the designation of 'TMC Preferred Partner', a highly selective status reserved for best-in-class vendors.
• Richey May & Co.supportingTechnology or IntegrationRichey May & Co. provides assurance, tax, business advisory, and technology solutions to financial services, mortgage banking, and real estate industries. They partner with Domo to provide real-time business intelligence for financial institutions. Domo will integrate with ActiveComply to provide actionable metrics on loan officer sales data, reputation scores, and compliance violations.

Scale indicators5 records

Recent moves6 records

Expansion highlights6 records

Broad incumbents

• Proofpoint: Large enterprise security and compliance platform with social media archiving, content review, and digital risk monitoring capabilities. Competes on the archiving and review side of ActiveComply's stack, especially for large enterprise financial institutions.
• Global Relay: Compliance archiving and messaging surveillance provider widely adopted by financial services. Direct overlap with ActiveComply's WORM-compliant archiving and record-retention requirements for FINRA/SEC-regulated buyers.
• Smarsh: Enterprise compliance archiving and communications surveillance across email, social media, and messaging. Overlaps with ActiveComply Social and Inspect on archiving and supervision use cases but serves a much broader set of verticals beyond financial services.
• Mitratech: Enterprise legal and regulatory compliance platform serving heavily regulated industries including financial services. Competes in the broader GRC, policy management, and compliance workflow space ActiveComply addresses for marketing and field supervision.

Direct peers

• Continuity: Marketing content compliance and pre-review platform for banks, mortgage lenders, and wealth managers. Direct overlap with ActiveComply Pre-Review in AI-powered marketing collateral review and state-by-state advertising rule automation.
• Hearsay Systems: Social media compliance and advisor marketing platform purpose-built for financial services (banks, insurance carriers, wealth firms). The closest direct competitor to ActiveComply Social, with overlapping buyer personas, social media monitoring functionality, and FINRA/SEC compliance positioning.
• ComplySci: Employee compliance, personal trading, and marketing review platform focused on financial services. Direct overlap with ActiveComply's compliance-team buyer persona and content review workflows for broker-dealers and RIAs.

Emerging players

• RegEd: Compliance and education platform for financial services firms including banks, broker-dealers, and insurance carriers. Overlaps with ActiveComply's exam-readiness and audit-trail positioning for regulated buyers.
• Ascent (RegTech): AI-powered regulatory compliance and risk intelligence platform for financial services. Competes with the AI content review and regulatory rule automation side of ActiveComply's Pre-Review module.

Others

• ACA Group: GRC advisory and technology provider for the global wealth management and securities services industry. Listed as a strategic partner of ActiveComply but also competes in adjacent compliance technology offerings, particularly for FINRA- and SEC-regulated wealth firms.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat6 records

Key risks6 records

Key highlights7 records

Customer concentration

• Xx.com/activecomply
• Facebookfacebook.com/activecomply
• LinkedInlinkedin.com/company/activecomply
• Instagraminstagram.com/activecomply

Compliance1 record

Revenue estimate

Valuation estimate

Number of profiles

Profiles11 records

Funding overview

Funding rounds1 record

Investors1 record

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about ActiveComply