Rodman & Renshaw
Rodman & Renshaw is a privately held, New York-based boutique investment bank founded in 1951 that provides equity and debt financing, M&A advisory, and placement agent services to lower middle market growth companies, distributing through a proprietary StockBlock eECM platform and a network of 1,000+ institutional investors.
- Company typePrivate
- Founded1951
- HeadquartersNew York, United States
- Headcount51–100
- GTM typeB2B
- OfferingServices
What Rodman & Renshaw does
Rodman & Renshaw, founded in 1951, is a privately held boutique investment bank headquartered at 600 Lexington Avenue in New York City. The firm provides equity and debt financing, mergers and acquisitions advisory, and related corporate finance services to growth companies, primarily in the healthcare, technology, and energy sectors, and serves as placement agent for public offerings, registered directs, private placements, PIPEs, and a range of other capital markets transactions.
The firm is organized around four core functions: investment banking, equity research, institutional sales, and corporate access. Its flagship technology platform is StockBlock, a proprietary web-based eECM (electronic capital markets) system that connects public company issuers with institutional investors and supports real-time capital formation. Equity research is led by Director of Research Michael G. King Jr. and Vice President Seema Sheoran, Ph.D., with the team's work cited by the Wall Street Journal, Financial Times, and Institutional Investor; the firm maintains relationships with over 1,000 institutional investors in the U.S., Europe, and Asia.
Rodman & Renshaw generates revenue primarily through transaction-based fees paid by issuers for placement agent services and through professional services fees for M&A advisory and strategic advisory engagements. As a registered broker-dealer (FINRA/SIPC member) and Delaware LLC with 51-100 employees, the firm has executed over 500 transactions over the past 25 years, ranking within the top 4 investment banks by transaction count per PlacementTracker (as of November 2024).
Rodman & Renshaw firmographics
Firmographics- Name
- Rodman & Renshaw
- Legal name
- Rodman & Renshaw, LLC
- Website
- https://rodmanandrenshaw.com
- Company type
- Private
- Founded year
- 1951
- Operating status
- Operating
- Headcount range
- 51–100 employees
- Short description
- Rodman & Renshaw is a privately held, New York-based boutique investment bank founded in 1951 that provides equity and debt financing, M&A advisory, and placement agent services to lower middle market growth companies, distributing through a proprietary StockBlock eECM platform and a network of 1,000+ institutional investors.
- Ownership category
- akta.pro rank
Rodman & Renshaw industry classification
Industry- Product category
- Boutique Investment Banking
- NAICS
- Investment Banking and Securities Intermediation (52315), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Portfolio Management and Investment Advice (52394)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Public & PIPE Capital Raising Intermediation (IPO Follow-ons/Convertibles/PIPES) (FSAEALAL)
- akta.pro secondary industry
- Lower Middle-Market Business Brokerage (FSAEAIAB)
Keywords
Where Rodman & Renshaw is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Rodman & Renshaw business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Investment Banking / Placement Agent Fees: Rodman & Renshaw earns fees from acting as exclusive placement agent for securities offerings, including registered directs, public offerings, private placements, and PIPEs. Registered Representatives are compensated on successful completion of offerings.
- Broker-Dealer Services: Compensation received from issuers in connection with securities offerings at the time of investment or on periodic basis. Revenue tied to successful transaction completion.
- Strategic Advisory: M&A advisory fees for mergers, acquisitions, and restructurings for public and private companies.
- Capital Markets Transaction Fees: Revenue from follow-ons, bought deals, at-the-market transactions (ATMs), S-1 public offerings, Regulation A offerings, and warrant inducements.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Transaction based/ take rate | Pay-as-you-go | Transaction-based compensation |
Go-to-market motion1 record
Distribution channels3 records
Marketing channels4 records
Rodman & Renshaw product offering
Product offeringCore offering
Rodman & Renshaw is a boutique investment bank providing equity and debt financing, mergers and acquisitions advisory, and strategic advisory services to lower middle market growth companies across healthcare, technology, and energy sectors. The firm acts as a placement agent for registered directs, public offerings, private placements, and PIPEs, and operates a proprietary StockBlock electronic capital markets (eECM) platform that connects public company issuers with institutional investors for real-time capital formation. Complementary offerings include equity research distribution, institutional sales coverage, and corporate access non-deal road shows.
Product overview
Rodman & Renshaw is a boutique investment bank offering a comprehensive suite of financial services built around its proprietary StockBlock platform. The core offering consists of Investment Banking services (capital markets, M&A advisory, debt/equity financing) and Equity Research, complemented by Institutional Sales, Corporate Access, and Strategic Advisory divisions. StockBlock serves as the proprietary eECM platform connecting issuers seeking capital with institutional investors, enabling real-time negotiation and capital formation. The firm has executed over 500 transactions in 25 years, ranking among the top 4 investment banks by transaction volume.
Differentiator
Problem solved
Functional benefit
Products and services
- StockBlock Proprietary web-based electronic capital markets (eECM) platform that connects public company issuers with institutional investors, enabling real-time negotiation and capital formation for securities offerings.
- Investment Banking Services Equity and debt financing, mergers and acquisitions support, and capital markets services including follow-ons, registered directs, bought deals, at-the-market transactions, S-1 public offerings, Regulation A offerings, and PIPEs for public and private companies.
- Equity Research Biotechnology and healthcare-focused equity research coverage from a team of Ph.D. and industry veteran analysts, followed by 1,000+ institutional clients and cited by the Wall Street Journal, Financial Times, and Institutional Investor.
- Institutional Sales Experienced sales staff maintaining direct relationships with 1,000+ institutional investors across the U.S., Europe, and Asia to support their participation in growth-company securities offerings.
- Corporate Access After-market support organizing non-deal road shows for industry leaders and emerging companies to foster relationships between issuer clients and the institutional investor network.
- Strategic Advisory M&A and strategic advisory services for public and private companies across capital raises, mergers and acquisitions, and restructurings.
Quantifiable outcome
- Top 4 investment bank by transaction count with 500+ transactions executed over 25 years
- +1 more outcomes
Companies that use Rodman & Renshaw
Customer profileSegments3 records
Ideal customer profiles2 records
Rodman & Renshaw technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature1 record
Rodman & Renshaw partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- StockBlock (Internal Platform)coreStockBlock is Rodman & Renshaw's proprietary web-based eECM (electronic capital markets) platform that connects public company issuers with institutional investors. The platform empowers issuers to raise capital by enabling real-time negotiation with well-suited institutional investors, providing greater control over the capital formation process.
Scale indicators5 records
Recent moves6 records
Expansion highlights5 records
Rodman & Renshaw competitors and assessment
Company assessmentBroad incumbents
- Oppenheimer & Co. Oppenheimer & Co. is a larger, broader financial services firm offering investment banking, equity research, and institutional sales with overlapping small-cap and mid-cap issuer coverage—larger and more diversified than Rodman.
- B. Riley Financial: B. Riley Financial is a diversified financial services firm offering investment banking, capital markets, and research with meaningful overlap in small-cap capital markets—broader scope but competing for similar mandates.
- Jefferies Financial Group: Jefferies is a mid-market focused full-service investment bank with substantially broader scale, comparable institutional sales and small-cap capital markets capabilities, but serving larger mandates than Rodman's boutique franchise.
Direct peers
- Maxim Group: Maxim Group is a boutique investment bank and broker-dealer providing investment banking, equity research, and institutional sales—closely overlapping Rodman's full service offering for small-cap issuers.
- EF Hutton: EF Hutton is a boutique investment bank offering capital markets, advisory, and institutional sales services to small and mid-cap companies—closely comparable in target market and service breadth.
- Aegis Capital Corp. Aegis Capital is a boutique broker-dealer providing investment banking, equity research, and institutional sales—directly comparable in service mix and small-cap issuer focus.
- Ladenburg Thalmann: Ladenburg Thalmann operated as a comparable boutique investment bank with similar services in capital markets, research, and advisory for small and mid-cap issuers before its acquisition.
- Roth Capital Partners: Roth Capital Partners is a closely comparable boutique investment bank specializing in PIPE/registered direct offerings, equity research, and institutional sales for small-cap and mid-cap companies, with comparable healthcare/biotech research franchise.
- ThinkEquity: ThinkEquity is a boutique investment bank focused on capital markets, equity research, and institutional sales for emerging growth companies—a near-twin of Rodman's lower middle market positioning.
- Alliance Global Partners (A.G.P.): A.G.P. is a direct peer operating as a boutique broker-dealer focused on PIPE transactions, equity research, and institutional sales for small and mid-cap issuers—overlapping directly in core service lines and target market.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key highlights6 records
Customer concentration
Rodman & Renshaw social profiles
Digital presenceRodman & Renshaw financial estimates
Financial estimateRevenue estimate
Valuation estimate
Rodman & Renshaw leadership team
Management profileNumber of profiles
Profiles3 records
Rodman & Renshaw funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Rodman & Renshaw M&A and investment
M&A and investmentM&A
Investments2 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Rodman & Renshaw
What does Rodman & Renshaw do?
Rodman & Renshaw is a boutique investment bank providing equity and debt financing, mergers and acquisitions advisory, and strategic advisory services to lower middle market growth companies across healthcare, technology, and energy sectors. The firm acts as a placement agent for registered directs, public offerings, private placements, and PIPEs, and operates a proprietary StockBlock electronic capital markets (eECM) platform that connects public company issuers with institutional investors for real-time capital formation. Complementary offerings include equity research distribution, institutional sales coverage, and corporate access non-deal road shows.
Is Rodman & Renshaw a public or private company?
Rodman & Renshaw is a private company. It is classified as unknown and is currently operating.
When was Rodman & Renshaw founded?
Rodman & Renshaw was founded in 1951. It employs 51 to 100 people.
Where is Rodman & Renshaw based?
Rodman & Renshaw is headquartered in New York, United States, in the North America region.
How does Rodman & Renshaw make money?
Four revenue lines are on record. Investment Banking / Placement Agent Fees are the primary driver. The others are broker-Dealer Services, strategic Advisory and capital Markets Transaction Fees.
Who are Rodman & Renshaw's main competitors?
Broad incumbents on record are Oppenheimer & Co., B. Riley Financial and Jefferies Financial Group. Direct peers are Maxim Group, EF Hutton, Aegis Capital Corp., Ladenburg Thalmann, Roth Capital Partners, ThinkEquity and Alliance Global Partners (A.G.P.).
Does Rodman & Renshaw have an API?
No public API is recorded for Rodman & Renshaw.
What industry is Rodman & Renshaw in?
Rodman & Renshaw's product category is Boutique Investment Banking. Its primary akta.pro industry code is FSAEALAL, Public & PIPE Capital Raising Intermediation (IPO Follow-ons/Convertibles/PIPES), with a secondary code of FSAEAIAB, Lower Middle-Market Business Brokerage. Its NAICS code is 52315 and its SIC code is 6211.